DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Turtle Creek Trust CRD 140212 | Dallas, TX | independent RIA | $4.3B | 99% | 3 | $1.4B | 0 | 0 |
| Bridgeway Capital Management, LLC CRD 111441 | Houston, TX | asset manager | $4.3B | 1.7% | 4 | $1.1B | 0 | 0 |
| Prophet Capital Asset Management CRD 150683 | Austin, TX | other | $4.2B | 0.0% | 6 | $700M | 1 | 8 |
| T•••• C•••••• B••• P•••••• W••••• A••••••• CRD 298422 | Dallas, TX | independent RIA | $4.2B | 52% | 55 | $76.2M | 5 | 0 |
| P•••••• A•••••••• L••• CRD 112629 | Abilene, TX | institutional | $4.1B | 0.1% | 10 | $413M | 0 | 0 |
| A•• A•••• M••••••••• L••••• CRD 131544 | Austin, TX | institutional | $4.1B | 0.0% | 2 | $2.0B | 0 | 0 |
| W••••••• E••••• F••• M••••••••• •••• L•• CRD 290952 | Houston, TX | asset manager | $4.0B | 0.0% | 1 | $4.0B | 1 | 16 |
| M••••••• P••••••• CRD 157775 | Austin, TX | asset manager | $4.0B | 0.0% | 0 | n/a | 2 | 0 |
| T•••••••• C•••••• CRD 167240 | Dallas, TX | asset manager | $4.0B | 0.0% | 0 | n/a | 1 | 19 |
| G••••••••• I••••••••• S••••••• CRD 338335 | Dallas, TX | institutional | $3.9B | 0.0% | 0 | n/a | 0 | 0 |
| S••• V•••• P•••••••• L••• CRD 139162 | San Antonio, TX | other | $3.9B | 0.8% | 7 | $556M | 3 | 3 |
| A•••• A•••••••• L• CRD 122290 | San Antonio, TX | independent RIA | $3.9B | 86% | 3 | $1.3B | 0 | 0 |
| G•• A••••••• L•• CRD 143110 | Houston, TX | mixed wealth | $3.8B | 36% | 10 | $376M | 0 | 0 |
| T••••••••• I••••••••• CRD 159520 | Dallas, TX | other | $3.7B | 0.0% | 3 | $1.2B | 1 | 5 |
| T•• W••••• M••••••••• L•• CRD 309370 | Houston, TX | other | $3.7B | 18% | 12 | $312M | 3 | 1 |
| M•••• E••••• C•••••• CRD 109310 | Dallas, TX | asset manager | $3.7B | 0.0% | 0 | n/a | 0 | 12 |
| F•••• I••••••••• S••••••• CRD 286129 | San Antonio, TX | BD affiliated | $3.7B | 58% | 161 | $22.8M | 50 | 0 |
| R•••• C•••••• CRD 158294 | Dallas, TX | asset manager | $3.6B | 0.1% | 2 | $1.8B | 0 | 3 |
| R••••••••• P••••••• O• A•••••• CRD 157222 | Plano, TX | independent RIA | $3.6B | 99% | 33 | $109M | 11 | 0 |
| S••••••• T••• C•••••• P•••••••• L••• CRD 311555 | Dallas, TX | asset manager | $3.5B | 0.0% | 0 | n/a | 1 | 12 |
| A••••• C•••••• P••••••• L•• CRD 310641 | Houston, TX | asset manager | $3.5B | 0.0% | 0 | n/a | 0 | 11 |
| S•••••• C•••••• M••••••••• L•• CRD 160115 | Houston, TX | asset manager | $3.5B | 0.0% | 0 | n/a | 2 | 13 |
| A•••••• R••••••• C•••••• CRD 164109 | Dallas, TX | independent RIA | $3.5B | 96% | 87 | $40.1M | 52 | 0 |
| S•••• S••••• S•••••••• L•••••• A•••••••• L•• CRD 155006 | Dallas, TX | asset manager | $3.4B | 0.0% | 0 | n/a | 5 | 0 |
| G•••• C•••••• CRD 169890 | Southlake, TX | asset manager | $3.4B | 0.0% | 0 | n/a | 0 | 10 |
| M••••• C•••••• L• CRD 285940 | Houston, TX | asset manager | $3.3B | 0.0% | 0 | n/a | 0 | 2 |
| V•• C•••••• M••••••••• L• CRD 289128 | Dallas, TX | asset manager | $3.3B | 0.0% | 0 | n/a | 0 | 4 |
| F••••••••• P••••••• L• CRD 311055 | Austin, TX | asset manager | $3.3B | 0.0% | 0 | n/a | 0 | 15 |
| R•••••••• E••••• C••••••••• CRD 142136 | Houston, TX | asset manager | $3.3B | 0.0% | 0 | n/a | 1 | 4 |
| C•••••• C•••••• M••••••••• L•• CRD 104592 | Houston, TX | independent RIA | $3.2B | 81% | 15 | $216M | 1 | 0 |
| T•••• A•••• M••••••••• L•• CRD 147379 | Houston, TX | other | $3.2B | 0.0% | 3 | $1.1B | 0 | 5 |
| G•••••••• C•••••• P••••••• CRD 322516 | Austin, TX | asset manager | $3.2B | 0.0% | 0 | n/a | 1 | 10 |
| K• F••• A•••••••• L•• CRD 141037 | Houston, TX | asset manager | $3.2B | 0.0% | 1 | $3.2B | 2 | 0 |
| E•••• G••••• A••••••• L•• CRD 107306 | Houston, TX | independent RIA | $3.1B | 58% | 8 | $387M | 2 | 0 |
| P•• C•••••• M••••••••• L• CRD 336371 | Houston, TX | asset manager | $3.1B | 0.0% | 0 | n/a | 1 | 11 |
| 1••• W••••• CRD 175346 | San Antonio, TX | independent RIA | $3.1B | 57% | 18 | $171M | 2 | 12 |
| A•••• F•••• M••••••••• L• CRD 125109 | Dallas, TX | asset manager | $3.0B | 0.0% | 1 | $3.0B | 0 | 6 |
| P••••••• G••••• I•••••••• CRD 338287 | Dallas, TX | asset manager | $3.0B | 0.0% | 2 | $1.5B | 0 | 1 |
| T•••••• H••• M••••••••• L••• CRD 157410 | Dallas, TX | asset manager | $3.0B | 0.0% | 0 | n/a | 0 | 10 |
| N•• I••••••••• G••••• L•• CRD 310902 | Dallas, TX | asset manager | $3.0B | 0.0% | 2 | $1.5B | 0 | 0 |
| S••• W••••• A••••••• CRD 107548 | Plano, TX | independent RIA | $3.0B | 100% | 17 | $174M | 1 | 1 |
| C••••• P••••••• R••• E••••• L•• CRD 107880 | Dallas, TX | asset manager | $2.9B | 0.0% | 0 | n/a | 2 | 23 |
| L••••• K••••• M••• L•• CRD 305927 | Dallas, TX | independent RIA | $2.8B | 67% | 4 | $712M | 0 | 33 |
| M••••• W••••• A••••••• CRD 107722 | Austin, TX | independent RIA | $2.8B | 92% | 21 | $135M | 2 | 0 |
| B•••• C•••••• M••••••••• L•• CRD 171023 | Richardson, TX | other | $2.8B | 11% | 2 | $1.4B | 0 | 2 |
| P••• C••••••• P••••••• CRD 105335 | Houston, TX | independent RIA | $2.8B | 81% | 13 | $215M | 0 | 0 |
| T••••••• A•••• M••••••••• L•• CRD 323567 | San Antonio, TX | independent RIA | $2.8B | 94% | 44 | $63.5M | 16 | 0 |
| N••••••• A•••• M••••••••• L••• CRD 149653 | Dallas, TX | asset manager | $2.8B | 0.0% | 1 | $2.8B | 0 | 0 |
| T••••• C•••• W••••• A•••••••• L•• CRD 322998 | Dallas, TX | independent RIA | $2.8B | 85% | 17 | $162M | 3 | 6 |
| M•• M••••••••• L• CRD 324518 | Austin, TX | asset manager | $2.7B | 0.0% | 0 | n/a | 0 | 13 |
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1,078 advisers match.