DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Cobblestone Asset Management CRD 326545 | Richmond, VA | independent RIA | $259M | 98% | 4 | $64.7M | 0 | 0 |
| Argo Wealth Advisory, LLC CRD 334041 | Mclean, VA | independent RIA | $256M | 88% | 2 | $128M | 0 | 0 |
| Alpha Advisors, LLC CRD 118107 | Richmond, VA | independent RIA | $256M | 99% | 3 | $85.4M | 0 | 0 |
| M•• I••••••••• L•• CRD 156685 | White Stone, VA | independent RIA | $250M | 96% | 1 | $250M | 0 | 0 |
| I••••••••• I••• CRD 130408 | Reston, VA | independent RIA | $250M | 72% | 4 | $62.5M | 1 | 0 |
| V•••••• C••••••••• G•••• I•• CRD 105240 | Virginia Beach, VA | asset manager | $246M | 0.0% | 8 | $30.8M | 0 | 0 |
| W•••••••• F•••••••• A••••••• CRD 108824 | Norfolk, VA | independent RIA | $246M | 100% | 2 | $123M | 0 | 0 |
| S•••••• • Z••••• L•• CRD 139898 | Mclean, VA | independent RIA | $242M | 100% | 2 | $121M | 1 | 0 |
| S••••••• F•••••••• I•• CRD 105618 | Virginia Beach, VA | other | $236M | 15% | 2 | $118M | 0 | 0 |
| A••••• W••••• A••••••• CRD 337998 | Virginia Beach, VA | independent RIA | $235M | 98% | 4 | $58.7M | 0 | 0 |
| T•••••• F•••••••• L•• CRD 335259 | Williamsburg, VA | independent RIA | $231M | 94% | 3 | $77.0M | 0 | 0 |
| C•••••• A•••• M••••••••• L•• CRD 134002 | Fairfax, VA | independent RIA | $229M | 86% | 3 | $76.3M | 2 | 0 |
| B•• C•••••• A•••••••• L•• CRD 140796 | Virginia Beach, VA | independent RIA | $228M | 97% | 5 | $45.7M | 4 | 0 |
| A•••• F•••••••• A•••••••• L•• CRD 116291 | Mclean, VA | independent RIA | $218M | 100% | 5 | $43.7M | 0 | 0 |
| R••••••••• A•••• M••••••••• L•• CRD 329880 | Alexandria, VA | independent RIA | $218M | 76% | 1 | $218M | 0 | 2 |
| W••••••••• A••••••• CRD 160057 | Virginia Beach, VA | independent RIA | $214M | 98% | 5 | $42.9M | 0 | 0 |
| D•••••••• W••••• M••••••••• S••••••••• I••• CRD 173083 | Williamsburg, VA | independent RIA | $213M | 99% | 2 | $107M | 0 | 0 |
| B••••••• W••••• M••••••••• CRD 316629 | Reston, VA | independent RIA | $212M | 86% | 2 | $106M | 1 | 0 |
| T••••••• D•••• A•••• M••••••••• CRD 41353 | Richmond, VA | independent RIA | $211M | 96% | 5 | $42.3M | 0 | 0 |
| T••• W••••• M••••••••• CRD 287965 | Reston, VA | independent RIA | $210M | 99% | 2 | $105M | 0 | 0 |
| C••••••••• I••••••••• M••••••••• L•• CRD 119010 | Mclean, VA | independent RIA | $205M | 95% | 7 | $29.3M | 0 | 0 |
| K••• C•••••• A••••••• L•• CRD 312401 | Vienna, VA | independent RIA | $205M | 100% | 2 | $102M | 0 | 0 |
| M••••• P•••••••• I••••••••• M••••••••• I••• CRD 107396 | Alexandria, VA | independent RIA | $204M | 58% | 4 | $51.1M | 1 | 0 |
| H••••• E••••• P•••••••• L•• CRD 158494 | Charlottesville, VA | asset manager | $201M | 0.0% | 0 | n/a | 0 | 2 |
| E••••••• F•••••••• S•••••••• L••• CRD 288434 | Charlottesville, VA | mixed wealth | $195M | 35% | 3 | $65.1M | 0 | 0 |
| A•••••• C•••••• I••••••••• M••••••••• L•• CRD 312292 | Arlington, VA | asset manager | $195M | 0.0% | 0 | n/a | 0 | 9 |
| W••••• C••••••• L•• CRD 331836 | Charlottesville, VA | asset manager | $194M | 0.0% | 0 | n/a | 0 | 4 |
| L• P••••••• L•• CRD 309088 | Charlottesville, VA | asset manager | $191M | 0.0% | 0 | n/a | 0 | 4 |
| I••••••••• M••••••••• C••••••••• CRD 107246 | Roanoke, VA | independent RIA | $191M | 95% | 3 | $63.7M | 1 | 0 |
| B•••• F•••••••• S•••••••• L•• CRD 116714 | Midlothian, VA | independent RIA | $191M | 100% | 3 | $63.7M | 0 | 0 |
| A••••• C•••••• M••••••••• L•• CRD 164245 | Vienna, VA | asset manager | $190M | 0.0% | 6 | $31.7M | 0 | 2 |
| P••••••• CRD 155195 | Vienna, VA | independent RIA | $188M | 62% | 5 | $37.6M | 0 | 0 |
| O•••••• F•••••• L•• CRD 289850 | Charlottesville, VA | asset manager | $184M | 0.0% | 0 | n/a | 1 | 3 |
| C•••••• R••• C•••••• M••••••••• L•• CRD 305063 | Mclean, VA | asset manager | $176M | 0.0% | 0 | n/a | 0 | 0 |
| C••• F•••••••• D••••••• I••• CRD 115241 | Virginia Beach, VA | independent RIA | $172M | 100% | 1 | $172M | 0 | 0 |
| O••••• F•••••••• G••••• L•• CRD 173963 | Arlington, VA | independent RIA | $172M | 100% | 2 | $85.9M | 2 | 0 |
| O••••• C•••••• M••••••••• CRD 118359 | Richm0nd, VA | independent RIA | $170M | 100% | 2 | $85.0M | 0 | 0 |
| 8•• S••••• I••••••••• L•• CRD 148727 | Alexandria, VA | independent RIA | $167M | 99% | 2 | $83.4M | 1 | 0 |
| J••• B•••• W••••• A••••••• CRD 324719 | Williamsburg, VA | independent RIA | $162M | 97% | 5 | $32.5M | 2 | 0 |
| A•••• P•••••• W•••••• L•• CRD 315812 | Ashburn, VA | independent RIA | $160M | 100% | 2 | $80.1M | 1 | 0 |
| S••• W••••• P•••••••• L•• CRD 159943 | Richmond, VA | independent RIA | $157M | 92% | 5 | $31.3M | 0 | 0 |
| P••••••• W••••• M••••••••• CRD 340285 | Alexandria, VA | independent RIA | $156M | 98% | 2 | $78.0M | 2 | 0 |
| J••• A•••••••• L••• CRD 116460 | Virginia Beach, VA | independent RIA | $154M | 100% | 2 | $77.2M | 0 | 0 |
| H••••••• W••••• M••••••••• G••••• L•• CRD 148459 | Norfolk, VA | independent RIA | $152M | 99% | 3 | $50.7M | 1 | 0 |
| C••• C••••••• CRD 311665 | Arlington, VA | independent RIA | $151M | 60% | 2 | $75.5M | 0 | 5 |
| H••••••••• A•••••••• L•• CRD 131854 | Virginia Beach, VA | asset manager | $148M | 0.0% | 0 | n/a | 0 | 0 |
| S•••• F•••••••• A••••••• CRD 296914 | Richmond, VA | independent RIA | $147M | 100% | 3 | $49.0M | 1 | 0 |
| O•••••• E••••• L••• CRD 281369 | Virginia Beach, VA | independent RIA | $146M | 100% | 4 | $36.4M | 2 | 0 |
| B•••••••• I••••••••• M••••••• L•• CRD 296820 | Mclean, VA | asset m•••••• | $145M | 0.0% | 0 | n/a | 0 | 0 |
| G••••• P••• W••••• M••••••••• L•• CRD 309793 | Arlington, VA | independent RIA | $144M | 57% | 2 | $72.1M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
301 advisers match.