DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Northeast Advisers, Inc. CRD 108835 | Paoli, PA | independent RIA | $639M | 68% | 4 | $160M | 2 | 0 |
| Fischer Financial Services Inc CRD 104616 | Harrisburg, PA | independent RIA | $636M | 92% | 4 | $159M | 0 | 0 |
| Cordatus Wealth Management LLC CRD 282871 | Yardley, PA | independent RIA | $630M | 100% | 6 | $105M | 0 | 0 |
| L••••••• A•••• M••••••••• L•• CRD 118923 | Wyomissing, PA | independent RIA | $624M | 96% | 3 | $208M | 5 | 1 |
| H••••••••• F•••••••• CRD 157523 | Pittsburgh, PA | independent RIA | $622M | 83% | 6 | $104M | 0 | 0 |
| H• F•••••••• M••••••••• CRD 148209 | Canonsburg, PA | independent RIA | $622M | 89% | 6 | $104M | 0 | 0 |
| S•••••• F••• A•• N•••••••• I••••••••• L•• CRD 317836 | Wayne, PA | asset manager | $613M | 0.0% | 0 | n/a | 2 | 0 |
| C•••••• A• W••••• M••••••••• CRD 328863 | Cranberry Twp., PA | independent RIA | $613M | 92% | 12 | $51.1M | 4 | 0 |
| D••••• M••••• • C•• CRD 151053 | Radnor, PA | independent RIA | $607M | 100% | 2 | $304M | 0 | 0 |
| M•• W••••• A•••••••• L•• CRD 171984 | Pittsburgh, PA | independent RIA | $605M | 100% | 8 | $75.7M | 0 | 0 |
| A••••••• W••••• A•••••••• L•• CRD 288394 | Scranton, PA | independent RIA | $601M | 82% | 6 | $100M | 0 | 0 |
| M• N••• C•••••• CRD 159904 | Villanova, PA | asset manager | $591M | 0.0% | 0 | n/a | 0 | 13 |
| M••••••• W••••• M••••••••• I••• CRD 328693 | Leola, PA | independent RIA | $590M | 76% | 9 | $65.5M | 0 | 0 |
| F••••• A•••••••• L•• CRD 164498 | Wayne, PA | mixed wealth | $584M | 38% | 3 | $195M | 0 | 6 |
| B•••• W••••• CRD 340590 | Lemoyne, PA | independent RIA | $582M | 99% | 6 | $97.0M | 0 | 0 |
| G•• I••••••••• CRD 317722 | Leola, PA | independent RIA | $576M | 58% | 3 | $192M | 0 | 0 |
| L•••••• S••••• W••••• P••••••• L•• CRD 332476 | Bethlehem, PA | independent RIA | $568M | 99% | 5 | $114M | 2 | 0 |
| R•••• I••••••••• P•••••••• I••• CRD 283692 | West Conshohocken, PA | other | $566M | 0.0% | 2 | $283M | 0 | 1 |
| L•••••••• F•••••••• A•••••••• L•• CRD 284842 | Mechanicsburg, PA | independent RIA | $563M | 98% | 17 | $33.1M | 2 | 0 |
| C•••••••• E••••• P•••••••• L• CRD 328788 | Pittsburgh, PA | asset manager | $560M | 0.0% | 0 | n/a | 0 | 8 |
| K••••• • A••••••••• CRD 322163 | Altoona, PA | independent RIA | $556M | 96% | 8 | $69.4M | 2 | 0 |
| L•••••• S••••• A••••••• CRD 306882 | Ambler, PA | independent RIA | $555M | 93% | 6 | $92.5M | 0 | 1 |
| H•••• A••••••••• CRD 107128 | Allentown, PA | independent RIA | $548M | 96% | 4 | $137M | 2 | 0 |
| S••••••••• A•••••••• L•• CRD 277099 | Mount Joy, PA | independent RIA | $545M | 94% | 9 | $60.6M | 0 | 0 |
| M••••• W••••• M••••••••• CRD 315730 | Monroeville, PA | independent RIA | $543M | 100% | 5 | $109M | 0 | 0 |
| C••••• C•••• P••••••• CRD 120131 | Glen Mills, PA | independent RIA | $542M | 92% | 6 | $90.4M | 1 | 0 |
| C••••••••• F••••• O•••••• L•• CRD 301274 | York, PA | independent RIA | $533M | 98% | 4 | $133M | 1 | 0 |
| A•••••• C•••••• P••••••• I•• L••••• CRD 294346 | Newtown Square, PA | asset manager | $528M | 0.0% | 0 | n/a | 1 | 2 |
| A••••• C•••••• M••••••••• L•• CRD 330304 | Wayne, PA | independent RIA | $526M | 91% | 3 | $175M | 0 | 0 |
| N•••••••• F•••••••• C••••••••• I••• CRD 119396 | Conshohocken, PA | independent RIA | $519M | 99% | 9 | $57.7M | 2 | 0 |
| I••••••••• R••••••• P••••••• CRD 304315 | Lemont, PA | asset manager | $512M | 0.0% | 7 | $73.2M | 6 | 3 |
| V•••••• M••••••••• L•• CRD 310406 | Pittsburgh, PA | independent RIA | $512M | 55% | 2 | $256M | 1 | 1 |
| T••••• P•••••• M••••••• L•• CRD 300786 | Malvern, PA | asset manager | $509M | 0.0% | 0 | n/a | 0 | 3 |
| B••••••••• A••••••• L•• CRD 283972 | East Norriton, PA | independent RIA | $506M | 99% | 4 | $127M | 3 | 0 |
| E•• I••••••••• G••••• L•• CRD 165865 | Bala Cynwyd, PA | asset manager | $506M | 0.0% | 4 | $126M | 0 | 0 |
| S•••• F•••••••• CRD 289325 | Horsham, PA | independent RIA | $502M | 91% | 6 | $83.7M | 7 | 0 |
| S••••••• C•••••• P••••••• CRD 328192 | Wayne, PA | asset manager | $501M | 0.0% | 0 | n/a | 0 | 4 |
| V••••• I••••••••• M••••••••• L•• CRD 134445 | West Conshohocken, PA | other | $497M | 17% | 0 | n/a | 0 | 7 |
| B•••• • K••• A••••••••• I•• CRD 107771 | Newtown, PA | independent RIA | $492M | 100% | 5 | $98.3M | 0 | 0 |
| P••••• C••••••• L•• CRD 138436 | West Conshohocken, PA | asset manager | $491M | 0.0% | 0 | n/a | 1 | 3 |
| P••••••••• P••••••• M••••••••• C••• L••••• CRD 281131 | Villanova, PA | asset manager | $485M | 0.0% | 0 | n/a | 0 | 3 |
| J•••••• • W•••• W••••• M••••••••• L•• CRD 169795 | York, PA | independent RIA | $485M | 92% | 7 | $69.2M | 0 | 0 |
| M••••• B•••• F••••• W••••• L•• CRD 292278 | Allentown, PA | independent RIA | $483M | 99% | 7 | $69.1M | 0 | 0 |
| V•••• P•••••• C••••••• L••• CRD 342364 | Paoli, PA | independent RIA | $483M | 98% | 2 | $241M | 0 | 0 |
| O••••• G••••• • C• I•• CRD 110281 | Media, PA | independent RIA | $464M | 70% | 3 | $155M | 0 | 1 |
| B•••• R•• I••••••••• L•• CRD 285285 | Exton, PA | institutional | $457M | 9.6% | 2 | $229M | 0 | 0 |
| C••••• R••• E••••• M••••••••• L•• CRD 321897 | Philadelphia, PA | asset manager | $457M | 0.0% | 0 | n/a | 4 | 9 |
| G•••••• L•••• A•••• M••••••••• L• CRD 105033 | Chadds Ford, PA | asset manager | $456M | 0.7% | 1 | $456M | 0 | 5 |
| I•• W••••• A••••••• L•• CRD 301127 | Silverdale, PA | independent RIA | $455M | 96% | 6 | $75.8M | 0 | 0 |
| M•••••••• F•••••••• A••••••• CRD 122147 | State College, PA | independent RIA | $453M | 100% | 8 | $56.6M | 2 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
564 advisers match.