DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Waystone Asset Management (USA) LLC CRD 315393 | Chicago, IL | asset manager | $743M | 0.0% | 0 | n/a | 1 | 1 |
| Stenger Family Office, LLC CRD 325089 | Naperville, IL | independent RIA | $735M | 98% | 7 | $105M | 3 | 0 |
| Cl Wealth Management LLC CRD 134922 | Schaumburg, IL | independent RIA | $734M | 100% | 42 | $17.5M | 41 | 0 |
| W••••• L••• P••••••• • W••••• M••••••••• L•• CRD 299595 | Highland Park, IL | independent RIA | $732M | 100% | 5 | $146M | 0 | 0 |
| P••••••••• L•• CRD 284237 | Chicago, IL | asset manager | $719M | 0.0% | 0 | n/a | 0 | 3 |
| T•••••• K•••••• • A••••••••• L•• CRD 161703 | Chicago, IL | institutional | $717M | 0.0% | 1 | $717M | 1 | 0 |
| S••••••• C••••• • E•••• W••••• M••••••••• L•• CRD 159255 | Springfield, IL | independent RIA | $706M | 89% | 6 | $118M | 0 | 0 |
| 1• S••• P••••••• L•• CRD 329288 | Chicago, IL | asset manager | $704M | 0.0% | 0 | n/a | 0 | 13 |
| A••••••• W••••• M••••••••• L•• CRD 108525 | Lake Bluff, IL | independent RIA | $699M | 100% | 2 | $350M | 0 | 0 |
| D•••• C•••••• A•••••••• L•• CRD 142788 | Lincolnshire, IL | independent RIA | $695M | 100% | 1 | $695M | 2 | 0 |
| P••••••••• W••••• A•••••••• L•• CRD 153646 | Frankfort, IL | independent RIA | $684M | 94% | 5 | $137M | 2 | 0 |
| M•••••• A•••••••• L•• CRD 158707 | Chicago, IL | asset manager | $681M | 0.0% | 0 | n/a | 0 | 15 |
| 1•• • M••• G••••• P••••••• CRD 106305 | Chicago, IL | asset manager | $680M | 0.0% | 0 | n/a | 1 | 3 |
| P••••••• F•••••••• G•••• L•• CRD 116600 | Western Springs, IL | independent RIA | $673M | 99% | 4 | $168M | 1 | 0 |
| A•••• S••••• A•••••••• L•• CRD 333783 | Chicago, IL | asset manager | $672M | 0.0% | 0 | n/a | 8 | 0 |
| P•••••••• E••••• L•• CRD 290326 | Chicago, IL | asset manager | $667M | 0.0% | 0 | n/a | 0 | 8 |
| L•••• S•••• CRD 311547 | Chicago, IL | asset manager | $664M | 1.3% | 0 | n/a | 1 | 2 |
| B•• W••••• A•••••••• L•• CRD 164173 | Vernon Hills, IL | independent RIA | $654M | 100% | 15 | $43.6M | 17 | 0 |
| R•••• C•••••• M••••••••• L•• CRD 166601 | Chicago, IL | asset manager | $653M | 0.0% | 1 | $653M | 1 | 3 |
| E•••• L•• CRD 108352 | Deer Park, IL | independent RIA | $649M | 93% | 8 | $81.2M | 2 | 0 |
| S••••••••• W••••• A•••••••• I••• CRD 117527 | Skokie, IL | independent RIA | $645M | 98% | 5 | $129M | 0 | 0 |
| T•••• L•• CRD 172555 | Lake Forest, IL | independent RIA | $643M | 100% | 6 | $107M | 3 | 0 |
| M•• F•••••••• S•••••••• I••• CRD 112630 | Rock Island, IL | BD affiliated | $640M | 97% | 210 | $3.0M | 104 | 0 |
| H•••••• A•••••••• L••• CRD 106414 | Chicago, IL | independent RIA | $638M | 99% | 4 | $160M | 1 | 0 |
| R••• I••••• C•••••• CRD 161623 | Oak Brook, IL | asset manager | $637M | 0.0% | 0 | n/a | 0 | 13 |
| D••• F•••••••• A••••••• CRD 107034 | Naperville, IL | independent RIA | $623M | 94% | 7 | $89.1M | 8 | 0 |
| O•• F••••• A•••••••• L•• CRD 141332 | Chicago, IL | independent RIA | $621M | 92% | 5 | $124M | 0 | 0 |
| R•• A••• C•••••• M••••••••• L•• CRD 316396 | Chicago, IL | asset manager | $619M | 0.0% | 0 | n/a | 0 | 3 |
| I••••••••• C•••••• A•••••••• L•• CRD 161281 | Chicago, IL | institutional | $619M | 0.0% | 0 | n/a | 1 | 0 |
| L••• A•••• M••••••••• CRD 305631 | Chicago, IL | asset manager | $605M | 0.0% | 0 | n/a | 0 | 12 |
| S•••••• W••••• M••••••••• L•• CRD 170543 | Barrington, IL | independent RIA | $600M | 100% | 16 | $37.5M | 9 | 0 |
| A•••••• C•••••• M••••••••• L• CRD 332243 | Chicago, IL | asset manager | $599M | 0.0% | 0 | n/a | 0 | 11 |
| B••••••••• A•••• M••••••••• L•• CRD 153467 | Wheaton, IL | asset manager | $598M | 0.0% | 0 | n/a | 1 | 0 |
| H•••••• W••••• L•• CRD 124341 | Lincolnshire, IL | independent RIA | $595M | 97% | 2 | $298M | 1 | 0 |
| C•••••• R••••••• M••••••••• CRD 106768 | Deerfield, IL | independent RIA | $593M | 94% | 1 | $593M | 0 | 0 |
| S•••••••• C•••••• L•• CRD 286004 | Chicago, IL | asset manager | $576M | 0.0% | 0 | n/a | 0 | 2 |
| B••••••••• C••••••• L•• CRD 341136 | Chicago, IL | asset manager | $576M | 1.2% | 0 | n/a | 3 | 2 |
| N•••• S•••• P•••••• A•••• M••••••••• L•• CRD 130132 | Lake Forest, IL | independent RIA | $573M | 60% | 4 | $143M | 0 | 0 |
| T•••••••• P•••••••• L•• CRD 168865 | Chicago, IL | independent RIA | $569M | 81% | 0 | n/a | 0 | 0 |
| P•••••• H••••••• L•• CRD 315097 | Chicago, IL | asset manager | $564M | 0.0% | 0 | n/a | 0 | 8 |
| M••••• P•••••• C•••••• G•••• CRD 285531 | Chicago, IL | independent RIA | $561M | 80% | 3 | $187M | 3 | 4 |
| F••••••••• F••••••••• L•• CRD 150813 | Chicago, IL | independent RIA | $543M | 99% | 2 | $272M | 0 | 0 |
| R•••• S••••• A•••••••• L•• CRD 153537 | Aurora, IL | independent RIA | $539M | 95% | 10 | $53.9M | 4 | 0 |
| H•••••••• W••••• A•• E••••• M••••••••• CRD 289593 | Algonquin, IL | independent RIA | $536M | 99% | 6 | $89.4M | 1 | 0 |
| T•••••• I••••••••• I••• CRD 155200 | Northbrook, IL | asset manager | $533M | 3.1% | 0 | n/a | 2 | 2 |
| C•• A•••• M••••••••• L•• CRD 290487 | Chicago, IL | asset manager | $533M | 0.0% | 0 | n/a | 0 | 14 |
| X•• W•••••• L•• CRD 330796 | Chicago, IL | independent RIA | $532M | 100% | 3 | $177M | 0 | 0 |
| R•• W••••• CRD 324695 | Naperville, IL | independent RIA | $531M | 84% | 6 | $88.5M | 0 | 0 |
| S•••• B•••••• M••••••••• CRD 334801 | Chicago, IL | independent RIA | $530M | 98% | 15 | $35.3M | 1 | 0 |
| C••• W••••• A•••••••• L•• CRD 332511 | Chicago, IL | independent RIA | $528M | 100% | 2 | $264M | 0 | 0 |
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678 advisers match.