DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Consilium Investment Management LLC CRD 131934 | Fort Lauderdale, FL | asset manager | $541M | 0.0% | 0 | n/a | 0 | 2 |
| Affiliated Private Investors LLC CRD 111545 | West Palm Beach, FL | independent RIA | $534M | 100% | 0 | n/a | 0 | 5 |
| Jacksonville Wealth Management CRD 309312 | Jacksonville, FL | independent RIA | $534M | 99% | 5 | $107M | 1 | 0 |
| C•••• C•••••• G••••• L•• CRD 286538 | Coral Gables, FL | independent RIA | $531M | 75% | 4 | $133M | 0 | 0 |
| S••••••••• C•••••• L•• CRD 315859 | Miami, FL | asset manager | $530M | 0.0% | 0 | n/a | 0 | 7 |
| N•••• F••••• W••••• CRD 315152 | Clearwater, FL | independent RIA | $527M | 100% | 6 | $87.9M | 0 | 0 |
| C•••••• F•••••••• A••••••• S•••••••• L•• CRD 316843 | Ormond Beach, FL | independent RIA | $527M | 100% | 6 | $87.9M | 0 | 0 |
| C•••••• G•••• I••••••••• S•••••••• L•• CRD 305680 | Miami, FL | independent RIA | $527M | 100% | 2 | $263M | 0 | 0 |
| C••••••••• I••••••••• P•••••••• L•• CRD 148472 | Palm Beach Gardens, FL | mixed wealth | $524M | 32% | 4 | $131M | 0 | 0 |
| D••••••••• E••••• M••••••••• I••• CRD 129436 | Neptune Beach, FL | independent RIA | $521M | 95% | 3 | $174M | 2 | 0 |
| B•••••• C•••••• CRD 328090 | Coconut Grove, FL | asset manager | $518M | 0.0% | 0 | n/a | 0 | 1 |
| A••••• I••••••••• S••••••••• L•• CRD 333950 | Wesley Chapel, FL | asset manager | $518M | 0.0% | 0 | n/a | 0 | 0 |
| U•••• V•••••• W•••• A••••••• CRD 130716 | Fort Myers, FL | independent RIA | $514M | 98% | 7 | $73.4M | 1 | 0 |
| P••••••••• A•••••••• L•• CRD 311739 | Boca Raton, FL | asset manager | $513M | 0.0% | 0 | n/a | 0 | 1 |
| C••••• 1•• A••••••• G•••• CRD 167790 | Dunedin, FL | independent RIA | $511M | 99% | 7 | $73.1M | 0 | 0 |
| I••••••••• W•••••• L•• CRD 310788 | Tampa, FL | independent RIA | $508M | 97% | 5 | $102M | 1 | 0 |
| K•••••• R••••• W•••••• L•• CRD 301921 | Miami, FL | independent RIA | $507M | 87% | 6 | $84.5M | 2 | 0 |
| C••••• M••••••••• CRD 154894 | Miami, FL | independent RIA | $507M | 58% | 12 | $42.2M | 0 | 0 |
| P•••• C••• M••••••••• CRD 162939 | Winter Park, FL | asset manager | $505M | 0.0% | 0 | n/a | 0 | 1 |
| X••• W••••• M••••••••• L•• CRD 158863 | Holly Hill, FL | independent RIA | $498M | 97% | 3 | $166M | 0 | 0 |
| W•••• O••• I••••••••• M••••••••• I•• CRD 170016 | Sarasota, FL | asset manager | $496M | 0.0% | 1 | $496M | 1 | 17 |
| K••••••• C•••••• CRD 285582 | Miami, FL | mixed wealth | $496M | 44% | 4 | $124M | 0 | 0 |
| T•• L••• W••••• G•••• CRD 332978 | Winter Garden, FL | independent RIA | $491M | 91% | 8 | $61.3M | 0 | 0 |
| T•• L••••• I••••••••• L•• CRD 164413 | Longwood, FL | independent RIA | $490M | 100% | 3 | $163M | 0 | 0 |
| D•••• C•••••• G••••• L•• CRD 341516 | Jupiter, FL | institutional | $490M | 0.0% | 1 | $490M | 0 | 0 |
| M•••••• W••••• M••••••••• G•••• CRD 116604 | Fort Myers, FL | independent RIA | $489M | 95% | 6 | $81.5M | 0 | 0 |
| T•• A••••• G•••• L•• CRD 316761 | Tampa, FL | asset manager | $485M | 0.0% | 3 | $162M | 2 | 3 |
| E••••• W•••••• L•• CRD 174328 | Fort Lauderdale, FL | independent RIA | $484M | 98% | 57 | $8.5M | 49 | 0 |
| G••••• K••••• A•••••••• L•• CRD 308452 | Miami, FL | independent RIA | $483M | 100% | 3 | $161M | 1 | 0 |
| T••••••• A••••••• CRD 318422 | Vero Beach, FL | asset manager | $481M | 0.0% | 0 | n/a | 2 | 9 |
| O••••• A••••• A••••••• L•• CRD 339327 | Orlando, FL | asset manager | $481M | 0.0% | 0 | n/a | 0 | 0 |
| P••••••• S••••• S•••••• I••••• M••••••••• L•• CRD 165500 | West Palm Beach, FL | asset manager | $479M | 0.0% | 0 | n/a | 2 | 0 |
| X••••• W••••• L•• CRD 157973 | Miami, FL | independent RIA | $475M | 77% | 5 | $95.1M | 0 | 0 |
| A••••• F•••••••• A•••••••• I••• CRD 126877 | Orlando, FL | independent RIA | $475M | 94% | 13 | $36.6M | 0 | 0 |
| N••••• I••••••••• W••• L•• CRD 151170 | Miami, FL | independent RIA | $474M | 98% | 4 | $119M | 0 | 0 |
| B••••••••• C•••••• P••••••• L•• CRD 338288 | Lantana, FL | other | $473M | 0.0% | 0 | n/a | 0 | 0 |
| O••••••• N• CRD 322478 | Miami, FL | other | $470M | 14% | 1 | $470M | 0 | 0 |
| C•••• A•••• M••••••••• L•• CRD 141325 | Tampa, FL | independent RIA | $469M | 66% | 5 | $93.7M | 2 | 1 |
| M••••••• E••••• P••••••• CRD 162429 | Tampa, FL | asset manager | $468M | 0.0% | 0 | n/a | 0 | 7 |
| M•••••• I••••••••• M••••••••• I••• CRD 124152 | Bradention, FL | independent RIA | $457M | 97% | 4 | $114M | 2 | 0 |
| W••••• A••••••• O• T•••• B•• CRD 162724 | T••••, FL | independent RIA | $457M | 97% | 4 | $114M | 0 | 0 |
| F•••••• F•••••••• A•••••••• L•• CRD 288811 | Tampa, FL | BD affiliated | $456M | 100% | 844 | $540,442 | 20 | 0 |
| W•••••••• A•••••••• L•• CRD 124627 | Boca Raton, FL | institutional | $454M | 0.0% | 0 | n/a | 0 | 0 |
| N•• W•••• C••••••• L••• CRD 226608 | Boca Raton, FL | asset manager | $454M | 0.0% | 0 | n/a | 0 | 6 |
| I•• A••••••• I••• CRD 314890 | Boca Raton, FL | independent RIA | $453M | 66% | 4 | $113M | 0 | 0 |
| G••••• T•••• CRD 143120 | Palm Beach Gardens, FL | independent RIA | $450M | 84% | 8 | $56.3M | 2 | 0 |
| K••••••••• C•••••• M••••••••• L•• CRD 160804 | Miami Beach, FL | asset manager | $448M | 0.0% | 0 | n/a | 0 | 2 |
| I••••• A••••••• L•• CRD 332654 | Miami, FL | other | $442M | 0.0% | 1 | $442M | 0 | 0 |
| M•••••••• CRD 306237 | Coral Gables, FL | independent RIA | $442M | 100% | 2 | $221M | 1 | 0 |
| A•••• E••••• P•••••••• L•• CRD 312470 | West Palm Beach, FL | asset manager | $441M | 0.0% | 0 | n/a | 1 | 11 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
1,082 advisers match.