DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Cutler Capital Management CRD 107463 | Worcester, MA | independent RIA | $431M | 65% | 3 | $144M | 0 | 2 |
| Mccarter Private Wealth Services LLC CRD 108191 | Boston, MA | independent RIA | $428M | 90% | 2 | $214M | 0 | 0 |
| Stonehearth Capital Management CRD 128866 | Danvers, MA | independent RIA | $425M | 100% | 5 | $85.1M | 0 | 0 |
| S••••• L••• C•••••• CRD 290181 | Boston, MA | asset manager | $425M | 0.0% | 0 | n/a | 1 | 7 |
| E••••• G••••• L••• CRD 329533 | Boston, MA | asset manager | $419M | 0.0% | 0 | n/a | 0 | 0 |
| S••••• P••••••• C••••• A•••••••• L••• CRD 153195 | Boston, MA | asset manager | $419M | 0.0% | 0 | n/a | 1 | 8 |
| G•••••• A••••••• G••••• L•• CRD 285637 | Needham, MA | independent RIA | $415M | 88% | 6 | $69.2M | 0 | 0 |
| H•• M••••••••• C••• L•• CRD 162337 | Waltham, MA | asset manager | $411M | 0.0% | 0 | n/a | 0 | 7 |
| J••• P•••••• C•••••• M••••••••• L•• CRD 321026 | Holden, MA | independent RIA | $407M | 100% | 3 | $136M | 0 | 0 |
| M•• R•••• I•••••••• CRD 130585 | Boston, MA | independent RIA | $404M | 71% | 4 | $101M | 1 | 2 |
| P•••••••• A••••••• G••••• L•• CRD 128600 | Westford, MA | independent RIA | $397M | 100% | 3 | $132M | 1 | 0 |
| B••••• F•••••••• P•••••••• I•• CRD 175372 | Hyannis, MA | independent RIA | $397M | 100% | 6 | $66.2M | 0 | 0 |
| D••••• W••••• M••••••••• CRD 105679 | Needham, MA | independent RIA | $392M | 100% | 4 | $98.1M | 5 | 0 |
| P•••••• F•••••••• CRD 122021 | Sherborn, MA | independent RIA | $382M | 100% | 2 | $191M | 0 | 0 |
| R••• W••••• M••••••••• L•• CRD 140210 | Acton, MA | independent RIA | $381M | 96% | 3 | $127M | 2 | 0 |
| E••••••• P•••• A•••••••• L•• CRD 125240 | Sudbury, MA | independent RIA | $380M | 100% | 3 | $127M | 1 | 0 |
| C•••••• E••••• P••••••• L•• CRD 281939 | Boston, MA | asset manager | $378M | 0.0% | 0 | n/a | 0 | 6 |
| A•••• I••••••••• L•• CRD 173392 | Woburn, MA | independent RIA | $378M | 95% | 4 | $94.5M | 0 | 0 |
| L••••••• C•••••• P••••••• L•• CRD 290008 | Southborough, MA | independent RIA | $372M | 97% | 5 | $74.4M | 1 | 0 |
| D••••••• F••••••• L•• CRD 285403 | Boston, MA | asset manager | $371M | 0.3% | 1 | $371M | 1 | 0 |
| C•• C•••••• M••••••••• L•• CRD 117593 | Andover, MA | independent RIA | $361M | 93% | 4 | $90.2M | 0 | 0 |
| U• S• B••••• C•••••• C••••••••• CRD 5251 | Lincoln, MA | independent RIA | $360M | 96% | 3 | $120M | 0 | 0 |
| C••••••• F••• M••••••••• L•• CRD 158659 | Boston, MA | asset manager | $356M | 0.0% | 3 | $119M | 0 | 1 |
| S••••• C•••••• L•• CRD 284267 | Boston, MA | asset manager | $354M | 5.0% | 4 | $88.6M | 1 | 0 |
| 1•••••••• I••••••••• L•• CRD 262786 | Foxborough, MA | asset manager | $353M | 0.0% | 0 | n/a | 1 | 23 |
| C•••••••• P•••••• L•• CRD 316616 | Boston, MA | independent RIA | $352M | 54% | 5 | $70.4M | 1 | 0 |
| F••••• I•••••••• G•••• CRD 315131 | Westborough, MA | independent RIA | $349M | 99% | 4 | $87.2M | 3 | 0 |
| A••••••• I••••• I•••••••• CRD 306898 | Wellesley, MA | asset manager | $347M | 0.0% | 0 | n/a | 2 | 6 |
| M••••••• V••••••• I••••••••• A•••••••• L•• CRD 291599 | West Tisbury, MA | independent RIA | $343M | 80% | 6 | $57.2M | 2 | 0 |
| D••••••••• F•••••••• M••••••••• CRD 171813 | Norwell, MA | independent RIA | $339M | 96% | 4 | $84.7M | 1 | 0 |
| N••• H••••••• U• I••••••••• A••••••• I••• CRD 334495 | Boston, MA | asset manager | $339M | 0.0% | 0 | n/a | 0 | 1 |
| A••••••••• L•• CRD 168779 | Boston, MA | independent RIA | $338M | 98% | 3 | $113M | 7 | 0 |
| L••• L••••• I••••••••• S•••••••• L•• CRD 109927 | Osterville, MA | independent RIA | $337M | 99% | 1 | $337M | 0 | 0 |
| B••••••• P•••••• W•••••• L•• CRD 301907 | Beverly, MA | independent RIA | $337M | 99% | 6 | $56.2M | 5 | 0 |
| L••• L••• C•••••• M••••••••• L• CRD 339830 | Boston, MA | asset manager | $336M | 0.0% | 0 | n/a | 0 | 1 |
| N•••• R•• C••••••• L• CRD 157922 | Boston, MA | asset manager | $335M | 0.0% | 0 | n/a | 3 | 4 |
| C•••••• S••••• A••••••• CRD 173487 | Marion, MA | independent RIA | $334M | 99% | 2 | $167M | 2 | 0 |
| G••• H••••• A•••••••• I••• CRD 143492 | Gloucester, MA | independent RIA | $334M | 100% | 4 | $83.4M | 1 | 0 |
| F•••••••• F•••••••• A••••••• CRD 106408 | Wellesley, MA | independent RIA | $333M | 92% | 2 | $167M | 0 | 0 |
| E•••• P•••••• W••••• M••••••••• L•• CRD 149991 | Topsfield, MA | independent RIA | $331M | 100% | 4 | $82.6M | 2 | 0 |
| B••••• F••••• A••••••• L•• CRD 299060 | B•••••, MA | independent RIA | $330M | 98% | 6 | $55.0M | 0 | 1 |
| G••• C•••• C••••••• L• CRD 158973 | Boston, MA | mixed wealth | $329M | 24% | 0 | n/a | 0 | 2 |
| P••••• W•••••• L•• CRD 328459 | Boston, MA | independent RIA | $326M | 90% | 8 | $40.8M | 1 | 0 |
| S••••• • C• I•• CRD 112849 | Boston, MA | independent RIA | $320M | 90% | 3 | $107M | 0 | 0 |
| K••••• C••••••• L••• CRD 300565 | Boston, MA | asset manager | $320M | 0.0% | 0 | n/a | 0 | 1 |
| A•••••• C•••••• L•• CRD 325205 | Boston, MA | asset manager | $316M | 0.0% | 0 | n/a | 0 | 13 |
| P••••••• H••• G••••• P•••••••• L••• CRD 171462 | Waltham, MA | asset manager | $311M | 0.0% | 0 | n/a | 0 | 6 |
| F••••• I••• CRD 292329 | Westborough, MA | independent RIA | $308M | 100% | 7 | $44.1M | 0 | 0 |
| M••••••• F•••••••• G•••• CRD 338006 | Boston, MA | independent RIA | $308M | 100% | 4 | $77.0M | 2 | 0 |
| C•••••• C••••••• L•• CRD 165738 | Needham, MA | independent RIA | $307M | 100% | 5 | $61.5M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
626 advisers match.