DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Janus Henderson Investors CRD 104652 | Denver, CO | asset manager | $380B | 0.5% | 3 | $127B | 6 | 16 |
| Empower Advisory Group, LLC CRD 112058 | Greenwood Village, CO | BD affiliated | $195B | 85% | 1,944 | $101M | 1,234 | 0 |
| Ptma Investment Advisors CRD 159189 | Denver, CO | asset manager | $104B | 0.0% | 12 | $8.7B | 13 | 0 |
| Mercer Global Advisors Inc. CRD 147363 | Denver, CO | independent RIA | $84B | 92% | 750 | $113M | 257 | 0 |
| Empower Capital Management, LLC CRD 107272 | Greenwood Village, CO | asset manager | $78B | 0.0% | 5 | $16B | 0 | 9 |
| Transamerica Asset Management, Inc. CRD 107376 | Denver, CO | asset manager | $66B | 0.0% | 0 | n/a | 0 | 0 |
| Alps Advisors, Inc. CRD 134340 | Denver, CO | asset manager | $39B | 0.0% | 15 | $2.6B | 1 | 0 |
| Ksl Capital Partners CRD 155677 | Denver, CO | asset manager | $26B | 0.0% | 0 | n/a | 3 | 60 |
| Arrowmark Colorado Holdings, LLC CRD 149120 | Denver, CO | other | $21B | 2.6% | 0 | n/a | 2 | 38 |
| Fiduciary Consulting Group CRD 149122 | Greenwood Village, CO | institutional | $15B | 0.0% | 26 | $567M | 3 | 0 |
| Smith Capital Investors, LLC CRD 294402 | Denver, CO | asset manager | $13B | 0.0% | 4 | $3.3B | 1 | 0 |
| Geneos Wealth Management, Inc. CRD 120894 | Englewood, CO | BD affiliated | $9.2B | 98% | 192 | $48.0M | 113 | 0 |
| Northwood Investors LLC CRD 161406 | Denver, CO | asset manager | $9.0B | 0.0% | 0 | n/a | 8 | 33 |
| Elevation Point Wealth Partners, LLC CRD 137068 | Denver, CO | independent RIA | $8.3B | 98% | 56 | $148M | 13 | 0 |
| Revelstoke Capital Partners CRD 173859 | Denver, CO | asset manager | $6.7B | 0.0% | 0 | n/a | 0 | 27 |
| Aspen Grove Capital, LLC CRD 158166 | Avon, CO | independent RIA | $6.7B | 100% | 9 | $741M | 1 | 0 |
| Shelton Capital Management CRD 104720 | Denver, CO | mixed wealth | $6.5B | 20% | 15 | $435M | 3 | 0 |
| Vision Ridge Partners, LLC CRD 174836 | Boulder, CO | asset manager | $6.1B | 0.0% | 0 | n/a | 3 | 9 |
| 1888 Investments, LLC CRD 312491 | Denver, CO | asset manager | $5.9B | 0.1% | 0 | n/a | 0 | 5 |
| Western Wealth Management LLC CRD 283545 | Golden, CO | independent RIA | $5.4B | 94% | 113 | $47.4M | 40 | 0 |
| Bear Creek Asset Management, LLC CRD 137677 | Denver, CO | mixed wealth | $5.2B | 36% | 8 | $649M | 1 | 40 |
| Rubicon Technology Management L.L.C. CRD 169875 | Boulder, CO | asset manager | $4.8B | 0.0% | 0 | n/a | 2 | 15 |
| Jfg Family Office CRD 125101 | Denver, CO | independent RIA | $4.5B | 99% | 35 | $129M | 2 | 1 |
| Marsico Capital Management, LLC CRD 109250 | Denver, CO | other | $4.3B | 19% | 1 | $4.3B | 0 | 0 |
| Bow River Capital CRD 156765 | Denver, CO | asset manager | $4.2B | 0.0% | 0 | n/a | 3 | 47 |
| Harrison Street Private Wealth LLC CRD 143857 | Denver, CO | asset manager | $4.1B | 0.0% | 0 | n/a | 3 | 0 |
| Nzs Capital LLC CRD 305093 | Denver, CO | other | $4.1B | 0.0% | 0 | n/a | 0 | 4 |
| Ima Advisory Services, Inc. CRD 112091 | Denver, CO | mixed wealth | $3.9B | 22% | 45 | $86.8M | 7 | 0 |
| Bok Financial Private Wealth, Inc. CRD 106733 | Denver, CO | independent RIA | $3.7B | 83% | 27 | $138M | 8 | 0 |
| Deer Park Road Management Company, LP CRD 140370 | Steamboat Springs, CO | asset manager | $3.5B | 0.0% | 0 | n/a | 1 | 6 |
| Foundry Group, LLC CRD 159541 | Boulder, CO | asset manager | $3.5B | 0.0% | 0 | n/a | 0 | 0 |
| Sourcerock Group LLC CRD 307575 | Denver, CO | asset manager | $3.1B | 0.0% | 0 | n/a | 1 | 1 |
| Ghp Investment Advisors Inc CRD 107563 | Denver, CO | independent RIA | $3.1B | 98% | 28 | $109M | 0 | 1 |
| Obermeyer Wealth Partners CRD 110069 | Aspen, CO | independent RIA | $3.0B | 90% | 18 | $169M | 3 | 0 |
| Cambiar Investors, LLC CRD 115093 | Denver, CO | independent RIA | $2.9B | 63% | 3 | $974M | 0 | 1 |
| Walker & Dunlop Investment Partners, Inc. CRD 165022 | Denver, CO | asset manager | $2.7B | 0.0% | 0 | n/a | 0 | 20 |
| Paralel Advisors LLC CRD 315804 | Denver, CO | asset manager | $2.7B | 0.0% | 0 | n/a | 0 | 0 |
| Michaud Capital Management LLC CRD 159828 | Denver, CO | other | $2.4B | 17% | 4 | $611M | 0 | 0 |
| Swan Global Investments, LLC CRD 114669 | Durango, CO | other | $2.4B | 16% | 19 | $126M | 0 | 0 |
| Spruceview Capital Partners LLC CRD 171963 | Denver, CO | asset manager | $2.3B | 1.2% | 0 | n/a | 1 | 15 |
| Summit Wealth Group CRD 335242 | Colorado Springs, CO | independent RIA | $2.3B | 100% | 35 | $65.9M | 10 | 0 |
| Excellere Partners CRD 142904 | Denver, CO | asset manager | $2.3B | 0.0% | 0 | n/a | 0 | 0 |
| Bsw Wealth Partners CRD 107485 | Boulder, CO | independent RIA | $2.2B | 98% | 18 | $124M | 1 | 0 |
| Advisors Asset Management, Inc. CRD 46727 | Monument, CO | mixed wealth | $2.2B | 32% | 125 | $17.7M | 8 | 1 |
| Cherry Creek Family Offices CRD 156310 | Denver, CO | independent RIA | $2.0B | 97% | 6 | $337M | 0 | 1 |
| Woodbourne Capital Management International LP CRD 143980 | Boulder, CO | asset manager | $2.0B | 0.0% | 0 | n/a | 0 | 15 |
| Pcm Encore, LLC CRD 333127 | Aspen, CO | independent RIA | $1.9B | 92% | 10 | $194M | 9 | 0 |
| Freedom Funds Management Co CRD 110785 | Denver, CO | asset manager | $1.9B | 0.0% | 1 | $1.9B | 0 | 0 |
| Nilsine Partners, LLC CRD 315694 | Greenwood Village, CO | independent RIA | $1.9B | 80% | 15 | $125M | 1 | 11 |
| Ux Wealth Partners LLC CRD 308983 | Centennial, CO | asset manager | $1.9B | 0.2% | 3 | $622M | 4 | 0 |
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356 advisers match.