DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Catalyst Capital Advisors LLC CRD 139895 | San Juan, PR | asset manager | $10B | 0.0% | 7 | $1.5B | 2 | 0 |
| Applied Finance Capital Management, LLC CRD 226755 | San Juan, PR | other | $4.4B | 0.0% | 0 | n/a | 0 | 0 |
| Popular Asset Management CRD 313653 | San Juan, PR | other | $3.7B | 0.0% | 12 | $309M | 0 | 1 |
| Popular Securities, LLC CRD 8096 | Hato Rey, PR | mixed wealth | $2.6B | 26% | 58 | $45.2M | 8 | 0 |
| Rational Advisors, Inc. CRD 111452 | San Juan, PR | asset manager | $2.6B | 0.0% | 0 | n/a | 2 | 1 |
| Long Focus Capital Management LLC CRD 322024 | San Juan, PR | asset manager | $2.4B | 0.0% | 0 | n/a | 0 | 1 |
| Swan Global Management CRD 173621 | Humacao, PR | other | $2.4B | 16% | 0 | n/a | 0 | 0 |
| Mission Prime LLC CRD 318328 | Guaynabo, PR | institutional | $2.3B | 0.0% | 2 | $1.2B | 0 | 0 |
| Troluce Capital Advisors LLC CRD 313120 | Dorado, PR | asset manager | $2.2B | 6.6% | 0 | n/a | 1 | 5 |
| Euro Pacific Asset Management, LLC CRD 152922 | Dorado, PR | mixed wealth | $2.2B | 45% | 10 | $218M | 0 | 0 |
| Pleasant Lake Partners LLC CRD 304281 | Rincon, PR | asset manager | $2.1B | 0.0% | 0 | n/a | 0 | 6 |
| Linse Capital LLC CRD 289222 | San Juan, PR | asset manager | $1.7B | 0.0% | 0 | n/a | 1 | 18 |
| UBS Asset Managers Of Puerto Rico CRD 313696 | San Juan, PR | asset manager | $1.4B | 0.0% | 0 | n/a | 0 | 0 |
| Parliament Capital Management, LLC CRD 194513 | San Juan, PR | asset manager | $1.2B | 0.0% | 9 | $128M | 0 | 23 |
| Talon LLC CRD 298714 | San Juan, PR | independent RIA | $1.1B | 100% | 9 | $118M | 13 | 0 |
| Connelly Capital Management LLC CRD 324104 | Guaynabo, PR | asset manager | $1.1B | 0.0% | 5 | $211M | 0 | 38 |
| Sava Capital LLC CRD 335379 | Dorado, PR | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 1 |
| Freedom Advisory CRD 147546 | Guaynabo, PR | independent RIA | $881M | 89% | 6 | $147M | 1 | 0 |
| X-Square Capital CRD 167237 | Guaynabo, PR | other | $791M | 8.0% | 8 | $98.9M | 0 | 3 |
| Atlas Asset Management LLC CRD 173561 | Guaynabo, PR | other | $701M | 2.0% | 3 | $234M | 0 | 0 |
| Lynx1 Capital Management LP CRD 310301 | Dorado, PR | asset manager | $627M | 0.0% | 0 | n/a | 0 | 2 |
| Aton Financial LLC CRD 173070 | San Juan, PR | independent RIA | $601M | 64% | 7 | $85.8M | 2 | 5 |
| The Phoenix Fund Advisor LLC CRD 316384 | Guaynabo, PR | asset manager | $596M | 0.0% | 0 | n/a | 0 | 1 |
| Celeres Capital Advisors, LLC CRD 304581 | San Juan, PR | other | $535M | 0.0% | 0 | n/a | 0 | 0 |
| Consultiva Wealth Management, Corp. CRD 111846 | San Juan, PR | other | $533M | 18% | 12 | $44.4M | 2 | 0 |
| Tc Latin America Partners LLC CRD 307441 | San Juan, PR | asset manager | $530M | 0.0% | 0 | n/a | 3 | 7 |
| Praetorian Pr LLC CRD 323280 | Rincon, PR | asset manager | $471M | 0.0% | 0 | n/a | 0 | 1 |
| Alphacentric Advisors LLC CRD 170679 | San Juan, PR | asset manager | $433M | 0.0% | 0 | n/a | 3 | 0 |
| Gamma Asset Management LLC CRD 300050 | San Juan, PR | other | $425M | 11% | 6 | $70.8M | 1 | 0 |
| Oriental Financial Services LLC CRD 29753 | San Juan, PR | mixed wealth | $420M | 47% | 12 | $35.0M | 3 | 0 |
| Thomas Wright Asset Management, Inc. CRD 105192 | San Juan, PR | independent RIA | $341M | 98% | 1 | $341M | 0 | 0 |
| Universal Financial Services Inc. CRD 131558 | Guaynabo, PR | asset manager | $325M | 0.0% | 1 | $325M | 0 | 0 |
| Oriental Trust CRD 312982 | San Juan, PR | asset manager | $323M | 0.0% | 0 | n/a | 0 | 0 |
| Chapel Bridge Wealth Advisors CRD 313295 | San Juan, PR | independent RIA | $274M | 73% | 3 | $91.2M | 2 | 1 |
| Vrm Penzini Capital L.L.C. CRD 336315 | San Juan, PR | asset manager | $269M | 0.0% | 0 | n/a | 1 | 12 |
| Arco Global Management, LLC CRD 287921 | Guaynabo, PR | asset manager | $260M | 0.0% | 0 | n/a | 0 | 1 |
| Fairview Asset Management LLC CRD 322976 | San Juan, PR | asset manager | $256M | 0.0% | 0 | n/a | 1 | 10 |
| Sygnus Capital Pr LLC CRD 283447 | Guaynabo, PR | asset manager | $236M | 0.0% | 1 | $236M | 0 | 11 |
| Bluhaus Capital Management LLC CRD 323884 | Guaynabo, PR | asset manager | $231M | 0.0% | 0 | n/a | 0 | 14 |
| Adrian Day Asset Management CRD 105985 | Dorado, PR | independent RIA | $222M | 96% | 1 | $222M | 1 | 0 |
| Vauban Wealth Management CRD 305222 | Guaynabo, PR | independent RIA | $181M | 98% | 2 | $90.6M | 0 | 0 |
| Rioblanco Capital LLC CRD 325702 | San Juan, PR | asset manager | $172M | 0.0% | 0 | n/a | 0 | 16 |
| Robostrategy Advisors CRD 337701 | San Juan, PR | asset manager | $147M | 0.0% | 0 | n/a | 2 | 0 |
| Global Venture Management LLC CRD 324517 | San Juan, PR | asset manager | $130M | 0.0% | 0 | n/a | 0 | 2 |
| Catalyst International Advisors LLC CRD 306592 | San Juan, PR | asset manager | $58.0M | 0.0% | 0 | n/a | 2 | 1 |
| Equalize Capital LLC CRD 300640 | San Juan, PR | asset manager | $39.5M | 0.0% | 5 | $7.9M | 0 | 1 |
| Savile Capital Management LLC CRD 337692 | San Juan, PR | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
| Savile Private Wealth LLC CRD 339409 | San Juan, PR | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
| Centuria Capital Partners LLC CRD 339596 | Guaynabo, PR | no RAUM | $0 | n/a | 0 | n/a | 0 | 1 |
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49 advisers match.