DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Foothill Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Marco Frank Bronzini	Foothill Securities, Inc. other	Osaic Advisory Services, LLC BD affiliated	Other	Dec 31, 2016	Nov 8, 2024 (2869 d)
Gregory Scott Aynesworth	Foothill Securities, Inc. other	Osaic Advisory Services, LLC BD affiliated	Other	Dec 31, 2016	Nov 8, 2024 (2869 d)
Rodney Kresge	Foothill Securities, Inc. other	Sb Advisory, LLC BD affiliated	Other	Dec 31, 2016	Oct 26, 2018 (664 d)
Bruce David White	Foothill Securities, Inc. other	Phillip B. White Co., Inc independent RIA	Other	Dec 31, 2016	Apr 16, 2019 (836 d)
William Steven Batie	Foothill Securities, Inc. other	Pfg Advisors independent RIA	Other	Dec 14, 2016	Apr 16, 2018 (488 d)
Angela Williams Holland	Foothill Securities, Inc. other	Advisors Preferred LLC asset manager	Other	Dec 14, 2016	Jan 16, 2025 (2955 d)
Nancy Jean Chapin	Foothill Securities, Inc. other	United Planners' Financial Services Of America A Limited Partner other	Other	Dec 14, 2016	Jul 25, 2017 (223 d)
Jacob J Reid	Foothill Securities, Inc. other	Capital Insight Partners, LLC other	Other	Dec 13, 2016	Jan 2, 2014
Daniel Alcala	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 9, 2016	Dec 13, 2016
Paul Alan Podrid	Foothill Securities, Inc. other	Arbor Point Advisors other	Other	Dec 8, 2016	Dec 8, 2016
John Martin Fitzgerald	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Andrea Marie Trudeau	Foothill Securities, Inc. other	Arbor Point Advisors other	Other	Dec 8, 2016	Dec 8, 2016
Grace M Reyes	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
William Noble Jenkins	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Jimmie Alexander	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Janet Grantz Hart	Foothill Securities, Inc. other	Arbor Point Advisors other	Other	Dec 8, 2016	Dec 8, 2016
Marco Frank Bronzini	Foothill Securities, Inc. other	Arbor Point Advisors other	Other	Dec 8, 2016	Dec 8, 2016
Gregory Scott Aynesworth	Foothill Securities, Inc. other	Arbor Point Advisors other	Other	Dec 8, 2016	Dec 8, 2016
Edward Martin Costello	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Paul Bertrand Sirois	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Anthony Rocco Giuliano	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Karen Nickerson Dejong	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Margaret Chan	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
James Gary Deboer	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Rashida Lilani	Foothill Securities, Inc. other	Arbor Point Advisors other	Other	Dec 8, 2016	Dec 8, 2016
Donald Benedict Tonelli	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Germaine C Cordes	Foothill Securities, Inc. other	Capital Insight Partners, LLC other	Other	Dec 8, 2016	Jan 2, 2014
Thomas Quinn Ellis	Foothill Securities, Inc. other	Arbor Point Advisors other	Other	Dec 8, 2016	Dec 8, 2016
Keo Cal Chao	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Amanda Mathias Bonomi	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Kelly A Soria	Foothill Securities, Inc. other	Arbor Point Advisors other	Other	Dec 8, 2016	Dec 8, 2016
Charles Halbert Dingman	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Cathleen Mary Dunkel Petersen	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Bruce David White	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Lawrence George Newman	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Ann Marie Sheehan	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
Richard Gregory West	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 8, 2016	Dec 8, 2016
John Alan Reuscher	Foothill Securities, Inc. other	Arbor Point Advisors other	Other	Dec 8, 2016	Dec 8, 2016
Antonio Francisco Posada	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 7, 2016	Dec 15, 2016
Robert Cassella	Foothill Securities, Inc. other	Cross State Financial Group LLC independent RIA	Other	Dec 6, 2016	Mar 27, 2024 (2668 d)
Susan Anne Schaufele	Foothill Securities, Inc. other	Independent Financial Group, LLC other	Other	Nov 29, 2016	Nov 29, 2016
Steven Scott Iversen	Foothill Securities, Inc. other	Cross State Financial Group LLC independent RIA	Other	Oct 28, 2016	Feb 18, 2016
Danielle Elizabeth Mutz	Foothill Securities, Inc. other	Cross State Financial Group LLC independent RIA	Other	Oct 25, 2016	Feb 18, 2016
Jaime Tadashi Fukumae	Foothill Securities, Inc. other	LPL Financial LLC other	Other	Jun 27, 2016	Jun 27, 2016
Sally Marie Jermain	Foothill Securities, Inc. other	LPL Financial LLC other	Other	Jun 27, 2016	Jun 28, 2016
Stephen Guy Shipp	Foothill Securities, Inc. other	Geneos Wealth Management, Inc. other	Other	Jun 2, 2016	Sep 13, 2017 (468 d)
John Matthew Parsons	Foothill Securities, Inc. other	Parsons Financial Advisors, Inc. unclassified	Other	Jun 2, 2016	Jan 31, 2011
John William Parsons	Foothill Securities, Inc. other	LPL Financial LLC other	Other	Jun 2, 2016	May 31, 2016
Christian Mcdonald Ramsey	Foothill Securities, Inc. other	Gwn Securities Inc. other	Other	Feb 10, 2016	Feb 29, 2016
Elisabeth M Mays	Foothill Securities, Inc. other	Hub International Investment Services Inc. unclassified	Other	Nov 23, 2015	Aug 31, 2017 (647 d)
Leigh Ann Jeter Stanford	Foothill Securities, Inc. other	Hayashi & Wayland Investment Services, LLC unclassified	Other	Nov 5, 2015	Jul 8, 2013
Steven Mark Cervantes	Foothill Securities, Inc. other	Principal Securities, Inc. other	Other	Dec 31, 2014	Jun 22, 2015 (173 d)
Gregory Harold Hubbell	Foothill Securities, Inc. other	Securities America Advisors, Inc. other	Other	Dec 31, 2014	Dec 14, 2016 (714 d)
Kelly Douglas Kane	Foothill Securities, Inc. other	Broadwing Capital Advisors, Inc. independent RIA	Other	Sep 15, 2014	Oct 31, 2003
Kent Randall Alston	Foothill Securities, Inc. other	Npb Financial Group, LLC other	Other	Jul 18, 2014	Jul 23, 2014
Christopher Sean Cox	Foothill Securities, Inc. other	Siena Wealth Management, Inc. other	Other	Feb 3, 2014	Mar 5, 2014
Sabin Berg Alibrandi	Foothill Securities, Inc. other	C U Financial Partners, LLC unclassified	Other	Nov 1, 2013	Mar 23, 2009
Jeneen Sarah Slack	Foothill Securities, Inc. other	Cetera Advisors LLC other	Other	Nov 1, 2013	Nov 5, 2013
Daniel Irvin Mccourt	Foothill Securities, Inc. other	Financial Planning Associates unclassified	Other	Jun 10, 2013	Nov 7, 2013 (150 d)
Paul Helmut Auslander	Foothill Securities, Inc. other	Nfp Advisor Services, LLC other	Other	Mar 5, 2013	Feb 25, 2014 (357 d)

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77 moves match.