DFX Intelligence
Advisor moves
Departures from MML Investors Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
4,456 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joshua Barr | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 5, 2023 |
| Jacalyn Murray | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Nov 7, 2023 |
| Carl Brian Coolidge | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Nov 2, 2023 |
| Stephanie J O'Hara | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 20, 2023 |
| Kristin Danielle Carleton | MML Investors Services, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Nov 1, 2023 |
| Keven Milgram | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Oct 30, 2023 |
| Shir Keidan Mcgettigan | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Oct 30, 2023 |
| Taylor Grant Boice | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 20, 2023 |
| Mary Mcdirmid | MML Investors Services, LLC BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Nov 1, 2023 |
| Tanner Withers | MML Investors Services, LLC BD affiliated | Albility Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 1, 2023 | Nov 1, 2023 |
| Allie Elizabeth Starr | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Nov 27, 2023 |
| Travis L Gibson | MML Investors Services, LLC BD affiliated | Kcd Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | May 9, 2025 (555 d) |
| Zhihua Tang | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Jul 21, 2025 (628 d) |
| David Segil | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 20, 2023 |
| Phillip Anthony Brunson | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Nov 1, 2023 | Nov 28, 2023 |
| Howard Nevins Bienenfeld | MML Investors Services, LLC BD affiliated | Family Wealth Counselors, Inc. unclassified | Other | Nov 1, 2023 | Feb 2, 2004 |
| Russell Calhoun Jacobs | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Nov 2, 2023 |
| James Lewis Jacobs | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Oct 31, 2023 |
| Craig Novek | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 31, 2023 | Nov 6, 2023 |
| Ryan Andrew Berkowitz | MML Investors Services, LLC BD affiliated | Secure Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2023 | Nov 16, 2023 |
| Marc Bienenfeld | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 31, 2023 | Oct 31, 2023 |
| Vito Giovanni Roberto | MML Investors Services, LLC BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2023 | Mar 26, 2024 (148 d) |
| Thomas Connor Buchanan | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Nov 2, 2023 |
| Madeline Jacobs | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Jul 25, 2024 (269 d) |
| Robert Scott Mette | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Oct 18, 2023 |
| Michael William Walbridge | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Oct 25, 2023 |
| Eric William Annett | MML Investors Services, LLC BD affiliated | Cherry Tree Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2023 | Feb 14, 2024 (111 d) |
| Kyla Westover | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Nov 1, 2023 |
| Nathan Gourd | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Nov 15, 2023 |
| Jacob M Mason | MML Investors Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2023 | Jan 10, 2024 (77 d) |
| Leo Esses | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 23, 2023 | Oct 20, 2023 |
| Logan K Simering | MML Investors Services, LLC BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2023 | Nov 2, 2023 |
| Corey Fortner | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 23, 2023 | Nov 1, 2023 |
| Jeremy A Shook | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Nov 6, 2023 |
| Mary Dyer Landsfield | MML Investors Services, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Nov 17, 2023 |
| David Anthony Carr | MML Investors Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 18, 2023 | Oct 16, 2023 |
| Holly A Hedde | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Apr 7, 2025 (538 d) |
| Christopher Derek Schletzer | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 9, 2023 |
| John Barton Whitehead | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 10, 2023 | Nov 14, 2024 (401 d) |
| Laura Alejandra Arrona | MML Investors Services, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 17, 2023 |
| Ralph Sadler Powell | MML Investors Services, LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 13, 2023 |
| Emiliano Deriquer | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 3, 2023 |
| Raymond Paul Bardoul | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Mar 21, 2024 (175 d) |
| Terrence C. Vause | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Sep 22, 2023 |
| Brian Allen Fox | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Mar 21, 2024 (175 d) |
| Adam Jude Corwin | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Mar 21, 2024 (175 d) |
| Bryn Heath | MML Investors Services, LLC BD affiliated | Star Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 27, 2023 | Jul 15, 2026 (1022 d) |
| Amber Schiffert | MML Investors Services, LLC BD affiliated | Tara Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 27, 2023 | Oct 17, 2023 |
| Victor M Valliere | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2023 | Nov 6, 2023 (41 d) |
| Justin Thomas Gallagher | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2023 | Sep 18, 2023 |
| Timothy Leon Bonner | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2023 | Mar 21, 2024 (182 d) |
| Larry Sfinas | MML Investors Services, LLC BD affiliated | Trustmont Advisory Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Oct 20, 2023 |
| Eric Joseph Krumm | MML Investors Services, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2023 | Nov 2, 2023 (44 d) |
| Anthony Michael Moore | MML Investors Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 19, 2023 | Oct 18, 2023 |
| David Allen Gibbs | MML Investors Services, LLC BD affiliated | Alden Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2023 | Feb 16, 2024 (155 d) |
| Tyler Donald Neary | MML Investors Services, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 14, 2023 | Oct 17, 2023 (33 d) |
| Marie Anne Canterbury | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 5, 2023 |
| Tim Patrick Mcfillin | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Oct 13, 2023 |
| Frederick Rappina | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 14, 2023 |
| Mariah Peaster | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 14, 2023 |