DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Dws Investment Management Americas, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Stephen Bennett Nielander	Dws Investment Management Americas, Inc. other	Cerity Partners LLC other	Other	May 25, 2012	Jun 11, 2012
Kurt Allen Beal	Dws Investment Management Americas, Inc. other	Mfs Institutional Advisors Inc. other	Other	Oct 19, 2011	Aug 1, 2012 (287 d)
Gerald Lawrence Larr	Dws Investment Management Americas, Inc. other	Deutsche Bank Securities Inc. other	Other	Aug 18, 2010	Sep 2, 2010
David Gerald Taylor	Dws Investment Management Americas, Inc. other	Edward Jones national BD	Other	Dec 22, 2009	Dec 1, 2010 (344 d)
Chad William Agnew	Dws Investment Management Americas, Inc. other	Td Ameritrade Investment Management, LLC other	Other	Dec 17, 2009	Apr 24, 2017 (2685 d)
Paul Raymond Dowd	Dws Investment Management Americas, Inc. other	Morningstar Investment Management LLC other	Other	Apr 4, 2008	May 9, 2011 (1130 d)
Terrence Patrick Cunningham	Dws Investment Management Americas, Inc. other	Innovation Partners LLC other	Other	Feb 5, 2008	Feb 14, 2017 (3297 d)
Teddy James Theriot	Dws Investment Management Americas, Inc. other	Marks Theriot Walston & Company, Inc. other	Other	Nov 29, 2007	Oct 29, 2012 (1796 d)
Gregory M Laurence	Dws Investment Management Americas, Inc. other	Oberweis Securities, Inc. unclassified	Other	Dec 7, 2005	Jun 21, 2007 (561 d)
James Patrick Keane	Dws Investment Management Americas, Inc. other	MML Investors Services, LLC other	Other	Sep 23, 2005	Dec 16, 2015 (3736 d)
Steven Scott Williams	Dws Investment Management Americas, Inc. other	Cerity Partners LLC independent RIA	Other	Aug 12, 2005	Jan 2, 2025 (7083 d)
Paul David Kasischke	Dws Investment Management Americas, Inc. other	J.P. Morgan Securities Inc. unclassified	Other	Jun 17, 2005	Apr 5, 2007 (657 d)
Mark James Dennis	Dws Investment Management Americas, Inc. other	Morgan Stanley & Co. LLC unclassified	Other	Jun 15, 2005	Jul 13, 2007 (758 d)
Darren Anthony Brich	Dws Investment Management Americas, Inc. other	Nuveen Asset Management, LLC other	Other	Apr 7, 2005	Apr 9, 2011 (2193 d)
Paul Joseph Benziger	Dws Investment Management Americas, Inc. other	1919 Investment Counsel, LLC other	Other	Mar 2, 2005	Jan 4, 2005
Charles Coleman King	Dws Investment Management Americas, Inc. other	1919 Investment Counsel, LLC other	Other	Feb 4, 2005	Jan 5, 2005
Ronald Timothy Bates	Dws Investment Management Americas, Inc. other	1919 Investment Counsel, LLC other	Other	Feb 4, 2005	Jan 4, 2005
Douglas Carl Nardi	Dws Investment Management Americas, Inc. other	1919 Investment Counsel, LLC other	Other	Feb 4, 2005	Jan 4, 2005
Michael Olin Clark	Dws Investment Management Americas, Inc. other	1919 Investment Counsel, LLC other	Other	Feb 4, 2005	Jan 4, 2005
Elizabeth Baird Walton	Dws Investment Management Americas, Inc. other	1919 Investment Counsel, LLC other	Other	Feb 4, 2005	Jan 4, 2005
Bryan Alan Brumund	Dws Investment Management Americas, Inc. other	Fidelity Personal And Workplace Advisors BD affiliated	Other	Dec 9, 2004	Dec 11, 2020 (5846 d)
John Edward Heldman	Dws Investment Management Americas, Inc. other	Neuberger Berman Bd LLC other	Other	Dec 7, 2004	Mar 28, 2005 (111 d)
Jeffrey Marshall Smith	Dws Investment Management Americas, Inc. other	Neuberger Berman Bd LLC other	Other	Dec 1, 2004	Nov 10, 2004
Steven Scott Mcgavran	Dws Investment Management Americas, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Aug 19, 2004	Jul 25, 2013 (3262 d)
Samuel Dexter Perry	Dws Investment Management Americas, Inc. other	Corient independent RIA	Other	Aug 13, 2004	Nov 10, 2022 (6663 d)
Deborah Watson Moses	Dws Investment Management Americas, Inc. other	Eaton Vance Wateroak Advisors other	Other	Jul 22, 2004	Aug 19, 2004
Douglas Hume Miller	Dws Investment Management Americas, Inc. other	Northwestern Mutual Investment Services,LLC other	Other	Jul 16, 2004	Jun 7, 2011 (2517 d)
Matthew E Griffin	Dws Investment Management Americas, Inc. other	Guggenheim Investments other	Other	Jun 24, 2004	Jun 22, 2004
Derek Hans Schicht	Dws Investment Management Americas, Inc. other	Banc One Securities Corporation unclassified	Other	May 18, 2004	May 24, 2004
Timothy Eric Meek	Dws Investment Management Americas, Inc. other	Calamos Wealth Management LLC other	Other	May 11, 2004	Apr 23, 2009 (1808 d)
Andrew Jerome Rand	Dws Investment Management Americas, Inc. other	Hoefer & Arnett Capital Management, Inc. unclassified	Other	Apr 12, 2004	Mar 22, 2004
Wai Kee Chan	Dws Investment Management Americas, Inc. other	Hoefer & Arnett Capital Management, Inc. unclassified	Other	Apr 12, 2004	Mar 22, 2004
John Henseler	Dws Investment Management Americas, Inc. other	Lincoln Financial Distributors, Inc. unclassified	Other	Mar 25, 2004	Apr 22, 2004
Robert John Thompson	Dws Investment Management Americas, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 3, 2004	Jan 4, 2019 (5420 d)
Philip O'Toole	Dws Investment Management Americas, Inc. other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Feb 24, 2004	Nov 7, 2017 (5005 d)
Marguerite Rogers	Dws Investment Management Americas, Inc. other	M Holdings Securities, Inc. BD affiliated	Other	Feb 20, 2004	Nov 12, 2025 (7936 d)
Thomas E Beaty	Dws Investment Management Americas, Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Feb 6, 2004	Jun 6, 2008 (1582 d)
George W Saltonstall	Dws Investment Management Americas, Inc. other	Eaton Vance Wateroak Advisors other	Other	Jan 12, 2004	Aug 19, 2004 (220 d)
Joshua David Peterson	Dws Investment Management Americas, Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 12, 2003	Oct 13, 2004 (397 d)
Jane Dahill Flanigan	Dws Investment Management Americas, Inc. other	Proshare Advisors LLC other	Other	Jul 30, 2003	Apr 23, 2013 (3555 d)
James Marcus Ruggerio	Dws Investment Management Americas, Inc. other	Strategic Advisers LLC national BD	Other	Jul 3, 2003	Mar 14, 2011 (2811 d)
James Patrick Lundin	Dws Investment Management Americas, Inc. other	Edward Jones national BD	Other	Mar 3, 2003	Aug 31, 2017 (5295 d)
Michael E Mcgriff	Dws Investment Management Americas, Inc. other	Lasalle Financial Services, Inc. unclassified	Other	Feb 14, 2003	Oct 1, 2003 (229 d)
Valerie Lucille Newell	Dws Investment Management Americas, Inc. other	Riverpoint Capital Management, Inc. other	Other	Dec 11, 2002	Nov 30, 2004 (720 d)
Leon Henry Loewenstine	Dws Investment Management Americas, Inc. other	Riverpoint Capital Management, Inc. other	Other	Dec 4, 2002	Nov 30, 2004 (727 d)
Marc David Orourke	Dws Investment Management Americas, Inc. other	Hoefer & Arnett Capital Management, Inc. unclassified	Other	Sep 18, 2002	Sep 18, 2003 (365 d)

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46 moves match.