DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bts Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Gary Shilman	Bts Asset Management, Inc. independent RIA	Potomac other	Other	Aug 2, 2023	Aug 23, 2023
Edward Clymer Barnard	Bts Asset Management, Inc. independent RIA	Brookstone Asset Management, LLC other	Other	Dec 31, 2022	Sep 5, 2014
David Patrick Clark	Bts Asset Management, Inc. independent RIA	Guardian Wealth Advisors, LLC independent RIA	RIA to RIA	Jan 22, 2021	Feb 15, 2022 (389 d)
Gary Earl Conley	Bts Asset Management, Inc. other	Conley Capital Group state registered	Other	Nov 3, 2017	Mar 11, 2011
Jillianne Wilkinson	Bts Asset Management, Inc. other	Stonex Advisors Inc. other	Other	Oct 26, 2017	Aug 14, 2017
David Luke Barlow	Bts Asset Management, Inc. other	Ferris Capital, LLC other	Other	Jan 14, 2016	Feb 29, 2016 (46 d)
Charles Buddy Bowers	Bts Asset Management, Inc. other	Retirementadvice \| Jka other	Other	May 5, 2015	Feb 18, 2014
Michael Harrison Baker	Bts Asset Management, Inc. other	Alphastar Capital Management other	Other	Dec 31, 2013	Apr 10, 2013
Ross Evan Marynell	Bts Asset Management, Inc. other	Alphastar Capital Management other	Other	Dec 31, 2013	Apr 11, 2013
Alissa Lauren Burwick	Bts Asset Management, Inc. other	Charles Schwab & Co., Inc. national BD	Other	May 3, 2013	May 14, 2013
Carl Edwards	Bts Asset Management, Inc. other	High Street Asset Management, LLC unclassified	Other	Mar 14, 2013	Mar 20, 2013
Robert Alan Nutter	Bts Asset Management, Inc. other	Vestech Securities, Inc. unclassified	Other	Dec 31, 2010	Jan 3, 2006
Kent Edward Amos	Bts Asset Management, Inc. other	Kovack Advisors, Inc. other	Other	Sep 8, 2008	Sep 11, 2008
Mark E Young	Bts Asset Management, Inc. other	Investment Advisors Asset Management, LLC other	Other	Dec 31, 2007	Jan 29, 2004
Scott Michael Schreiber	Bts Asset Management, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Dec 31, 2007	Oct 20, 2017 (3581 d)
Theresa A Young	Bts Asset Management, Inc. other	Investment Advisors Asset Management, LLC other	Other	Dec 31, 2007	Jan 29, 2004
John Otto Schreiber	Bts Asset Management, Inc. other	Schreiber Investment Advisory Services unclassified	Other	Dec 31, 2007	Apr 8, 2011 (1194 d)
Arthur William Macgregor	Bts Asset Management, Inc. other	Secu Brokerage Services unclassified	Other	Oct 4, 2007	Sep 13, 2006
Ronald Allen	Bts Asset Management, Inc. other	Cadaret Grant & Co Inc other	Other	Dec 31, 2006	Mar 12, 2018 (4089 d)
Steven Gustaf Carlson	Bts Asset Management, Inc. other	Financial Management Solutions, LLC unclassified	Other	Dec 31, 2006	Aug 20, 2004
Ryan Jan Turner	Bts Asset Management, Inc. other	Wells Fargo Investments, LLC unclassified	Other	Mar 9, 2006	Apr 26, 2006 (48 d)
Steven Leigh Bucksot	Bts Asset Management, Inc. other	Cornerstone Advisory, LLC state registered	Other	Dec 31, 2004	Jun 11, 2007 (892 d)
Issam Mahmoud Bakir	Bts Asset Management, Inc. other	Sagepoint Financial, Inc. other	Other	Dec 31, 2004	Oct 31, 2005 (304 d)
James William Olsen	Bts Asset Management, Inc. other	Legacy Investment Strategies, LLC state registered	Other	Jul 19, 2004	Dec 6, 2011 (2696 d)
Bill Edward Carter	Bts Asset Management, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Dec 31, 2003	Jan 2, 2009 (1829 d)
Timothy William Leveroni	Bts Asset Management, Inc. other	Mutual Service Corporation unclassified	Other	Dec 31, 2003	Apr 14, 2003
Charles Richard Manthey	Bts Asset Management, Inc. other	Bluechip Financial Planning, Inc. state registered	Other	Dec 16, 2003	Jun 30, 1997
Lori Ann Watt	Bts Asset Management, Inc. other	Iag Wealth Partners, LLC other	Other	Jun 24, 2003	May 16, 2000
Stephen Connor Mccraw	Bts Asset Management, Inc. other	Locust Street Securities, Inc. unclassified	Other	May 27, 2003	Mar 8, 2002
Dwight Glenn O'Hara	Bts Asset Management, Inc. other	Metropolitan Financial Services, Inc. unclassified	Other	Apr 23, 2003	Feb 7, 2003
Thomas Hugh Lee	Bts Asset Management, Inc. other	Ifg Advisory Services Inc unclassified	Other	Mar 26, 2003	Jan 4, 2002
Mark Ivan Bass	Bts Asset Management, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Feb 27, 2003	Mar 21, 2024 (7693 d)
Marlin Fred Schmidt	Bts Asset Management, Inc. other	Questar Capital Corporation unclassified	Other	Feb 27, 2003	Nov 6, 2001
Robert Guy Isaac Seidenschwarz	Bts Asset Management, Inc. other	Sgl Investment Advisors, Inc. other	Other	Feb 25, 2003	Jan 21, 2011 (2887 d)
James Stephen Franceus	Bts Asset Management, Inc. other	Mutual Service Corporation unclassified	Other	Jan 29, 2003	Jul 8, 2003 (160 d)
Daniel William Leveroni	Bts Asset Management, Inc. other	Mutual Service Corporation unclassified	Other	Jan 29, 2003	Apr 14, 2003 (75 d)
Danny Nash Hankins	Bts Asset Management, Inc. other	Locust Street Securities, Inc. unclassified	Other	Jan 17, 2003	Mar 8, 2002
Steven Mark Dalton	Bts Asset Management, Inc. other	Dalton Strategic Investment Services Inc. unclassified	Other	Dec 31, 2002	Feb 8, 2008 (1865 d)
Michael Jay Schloss	Bts Asset Management, Inc. other	LPL Financial LLC other	Other	Dec 31, 2002	May 25, 2004 (511 d)
Gary Neal Hannah	Bts Asset Management, Inc. other	World Choice Securities, Inc. state registered	Other	Dec 31, 2002	May 22, 2002
John Alison Fahnestock	Bts Asset Management, Inc. other	Next Financial Group, Inc. other	Other	Dec 31, 2002	Jun 26, 2002
Julius Randall Mascagni	Bts Asset Management, Inc. other	Mascagni Wealth Management, Inc. other	Other	Dec 31, 2002	May 28, 1996
Ronald Elwood Williams	Bts Asset Management, Inc. other	Adviceone Advisory Services, LLC other	Other	Dec 31, 2002	Jan 25, 2001
Theodore John Heuchling	Bts Asset Management, Inc. other	Pacific West Financial Consultants Inc other	Other	Dec 31, 2002	Dec 12, 2003 (346 d)
Christopher Douglas Gleason	Bts Asset Management, Inc. other	Girard Securities, Inc. other	Other	Dec 31, 2002	Apr 22, 2004 (478 d)
Matthew Alan Nigg	Bts Asset Management, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2002	Sep 8, 2006 (1347 d)
Kenneth Henry Williams	Bts Asset Management, Inc. other	Associated Planners Investment Advisory Inc unclassified	Other	Dec 31, 2002	Jul 8, 1997
Douglas Hammond Lemon	Bts Asset Management, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 4, 2002	Mar 28, 2005 (936 d)
John Paul Bernier	Bts Asset Management, Inc. other	Voya Financial Advisors, Inc. other	Other	Aug 26, 2002	Jan 1, 2004 (493 d)

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49 moves match.