DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cetera Investment Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Alan Peters | Cetera Investment Advisers LLC BD affiliated | Lafayette Square Financial Advisors, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 15, 2026 | Sep 8, 2026 |
| Vladislav Zagranichny | Cetera Investment Advisers LLC BD affiliated | Legacy Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 15, 2026 | Sep 2, 2026 |
| Evans Lee Taylor | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 4, 2026 |
| Eric Stephen Lovett | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 2, 2026 |
| Timothy Preston Kirkham | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 14, 2026 |
| Christopher T Van Tassell | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 1, 2026 |
| Wenbo Jiang | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 10, 2026 |
| Scott Michael Wallace | Cetera Investment Advisers LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2026 | Aug 21, 2026 |
| Bruno Peraza | Cetera Investment Advisers LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2026 | Sep 1, 2026 |
| Kurtis Anderson | Cetera Investment Advisers LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2026 | Sep 16, 2026 |
| Paulson Edum | Cetera Investment Advisers LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Sep 15, 2026 |
| Ralph Eugene Winn | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 1, 2026 |
| Michael Phillip Henry | Cetera Investment Advisers LLC BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2026 | Sep 1, 2026 |
| Valentina Maria Canonaco | Cetera Investment Advisers LLC BD affiliated | Forum Financial Management, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2026 | Aug 25, 2026 |
| Theodore Partheder Chibnall | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 21, 2026 |
| Ronald Kevin Dickey | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 12, 2026 |
| Jeannie Lynn Wallace | Cetera Investment Advisers LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 21, 2026 |
| Dylan Gregory Levey | Cetera Investment Advisers LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 14, 2026 |
| Sean Greaves | Cetera Investment Advisers LLC BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 14, 2026 |
| Jason T Degolyer | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2026 | Aug 24, 2026 |
| Bryan Michael Sherwood | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 21, 2026 |
| Julian Ortega | Cetera Investment Advisers LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 27, 2026 |
| Steven Bruce Smith | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Jul 24, 2026 |
| Zhengnan Xu | Cetera Investment Advisers LLC BD affiliated | RBC Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 28, 2026 |
| Kayden Besher | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 12, 2026 |
| Albert James Minutola | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Jul 31, 2026 |
| Harvey Rodriguez Lopez | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 20, 2026 |
| Malcolm Bradley Cain | Cetera Investment Advisers LLC BD affiliated | Asset Growth Associates Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 18, 2026 | Jun 29, 2026 |
| Adam Senra Palas | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 17, 2026 |
| Michael Shapiro | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 10, 2026 |
| Alexander Senra Palas | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 18, 2026 |
| Nicole Renee Bainbridge | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Sep 1, 2026 |
| Eric Douglas Rotolo | Cetera Investment Advisers LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 19, 2026 |
| Jessica Kramser King | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 18, 2026 |
| Andre Smith | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 13, 2026 | Aug 19, 2026 |
| Colin Arnold Richards | Cetera Investment Advisers LLC BD affiliated | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2026 | Aug 18, 2026 |
| Mark Alan Burgdorf | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 12, 2026 |
| Matthew Caleb Cox | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 12, 2026 |
| Charles Wesley Conkling | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Sep 16, 2026 (40 d) |
| Thomas Richard Tjaden | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Kelly Jo Goreham | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Nolan Wayne Farwell | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Travis John Bovy | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Michael Alan Hulme | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Joshua David Mercurio | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Noah Allan Brown | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Adam Paul Schaefer | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Jonathan David Larsen | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 14, 2026 |
| Tayler Thomas Tjaden | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Jeremey John Bullerman | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 4, 2026 |
| Ryan Thomas Shaw | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 4, 2026 |
| Wei Jing | Cetera Investment Advisers LLC BD affiliated | East West Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 5, 2026 | Aug 31, 2026 |
| Jack George | Cetera Investment Advisers LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 20, 2026 |
| William Moore Ward | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 3, 2026 |
| Chingpao Chang | Cetera Investment Advisers LLC BD affiliated | East West Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2026 | Aug 5, 2026 |
| Matthew Allen Darby | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 7, 2026 |
| Ericson Shi | Cetera Investment Advisers LLC BD affiliated | East West Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 31, 2026 | Aug 3, 2026 |
| William Reimer Lavelle | Cetera Investment Advisers LLC BD affiliated | East West Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 31, 2026 | Aug 3, 2026 |
| Alexandre Rahman Vace | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 30, 2026 |
| Jai Linh Huynh | Cetera Investment Advisers LLC BD affiliated | East West Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 29, 2026 | Jul 29, 2026 |
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3,006 moves match.