DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Columbia Management Investment Advisers, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jennifer Mcgrath Lynch	Columbia Management Investment Advisers, LLC other	Ned Davis Research, Inc. no RAUM	Other	Apr 17, 2012	May 8, 2012
David R Densmore	Columbia Management Investment Advisers, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Feb 27, 2012	Mar 9, 2012
Peter Avery Olsen	Columbia Management Investment Advisers, LLC other	Capital Client Group, Inc. no RAUM	Other	Feb 16, 2012	Apr 25, 2013 (434 d)
Kevin T Collins	Columbia Management Investment Advisers, LLC other	Agf Investments other	Other	Oct 4, 2011	Feb 15, 2012 (134 d)
Laton Andrew Spahr	Columbia Management Investment Advisers, LLC other	Alps Advisors, Inc. asset manager	Other	Aug 24, 2011	Dec 11, 2022 (4127 d)
Brian Carlton Lighty	Columbia Management Investment Advisers, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 27, 2011	Nov 2, 2020 (3477 d)
Kenneth H Lassner	Columbia Management Investment Advisers, LLC other	Blackrock Investment Management, LLC other	Other	Mar 14, 2011	Apr 11, 2023 (4411 d)
Eric John Studer	Columbia Management Investment Advisers, LLC other	Guggenheim Investments other	Other	Feb 17, 2011	Mar 11, 2011
Adam Daniel Bortolussi	Columbia Management Investment Advisers, LLC other	Bortolussi Wealth Management, Inc. state registered	Other	Nov 9, 2010	Dec 7, 2010
Cory Crehan Bonanno	Columbia Management Investment Advisers, LLC other	Blackrock Financial Management, Inc other	Other	Nov 2, 2010	Sep 15, 2011 (317 d)
Matthew Witschel	Columbia Management Investment Advisers, LLC other	Buckman Advisory Group LLC other	Other	Nov 1, 2010	Mar 4, 2011 (123 d)
David Scott Hogaboom	Columbia Management Investment Advisers, LLC other	Capital Point Financial Group, Ltd. independent RIA	Other	Aug 18, 2010	Nov 14, 2018 (3010 d)
John Purcell	Columbia Management Investment Advisers, LLC other	Strategic Advisers LLC national BD	Other	Aug 18, 2010	Mar 15, 2013 (940 d)
Keith H Van Etten	Columbia Management Investment Advisers, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 29, 2010	Sep 15, 2011 (413 d)
Michael Allen Fredrick	Columbia Management Investment Advisers, LLC other	Ameriprise Financial Services, LLC national BD	Other	Jul 26, 2010	Oct 19, 2022 (4468 d)
Andrew Thomas Christos	Columbia Management Investment Advisers, LLC other	Mesirow Financial Investment Management, Inc. other	Other	Jul 23, 2010	Jul 26, 2010
Anthony Wisner Miller	Columbia Management Investment Advisers, LLC other	Pgim Investments LLC other	Other	Jun 10, 2010	Jul 1, 2010
Michael Adam Greenberg	Columbia Management Investment Advisers, LLC other	Ameriprise Financial Services, LLC national BD	Other	May 20, 2010	Jan 7, 2014 (1328 d)
Shawn Phillip Walsh	Columbia Management Investment Advisers, LLC other	New England Securities Corporation other	Other	May 20, 2010	Jan 30, 2014 (1351 d)
Jillian Hoffman	Columbia Management Investment Advisers, LLC other	Ameriprise Financial Services, LLC national BD	Other	May 19, 2010	May 19, 2010
Kahle Dean Greenfield	Columbia Management Investment Advisers, LLC other	Charles Schwab & Co., Inc. national BD	Other	May 18, 2010	Apr 27, 2017 (2536 d)
Jeffrey Gordon Kluve	Columbia Management Investment Advisers, LLC other	United Planners' Financial Services Of America A Limited Partner independent RIA	Other	May 18, 2010	May 15, 2020 (3650 d)
John D Baka	Columbia Management Investment Advisers, LLC other	Virtus Capital Advisers, LLC other	Other	May 17, 2010	Apr 26, 2011 (344 d)
Samantha Ann Magnuson	Columbia Management Investment Advisers, LLC other	Ameriprise Financial Services, LLC national BD	Other	Apr 9, 2010	Apr 9, 2010
Michael Todd Messinger	Columbia Management Investment Advisers, LLC other	Redwood Investment Management, LLC. other	Other	Mar 15, 2010	Apr 12, 2010
Jerry Bryce Hanley	Columbia Management Investment Advisers, LLC other	Neuberger Berman Bd LLC no RAUM	Other	Feb 19, 2010	Aug 15, 2021 (4195 d)
Todd Lyle Guennigsmann	Columbia Management Investment Advisers, LLC other	Bancwest Investment Services, Inc. (Bwis) other	Other	Feb 19, 2010	Feb 19, 2010
Mark David Hollick	Columbia Management Investment Advisers, LLC other	Natixis Advisors, LLC other	Other	Jan 12, 2010	Jan 15, 2010
Steven N Brandt	Columbia Management Investment Advisers, LLC other	Ameriprise Financial Services, LLC national BD	Other	Jan 12, 2010	Feb 17, 2012 (766 d)
Aj Helgerson	Columbia Management Investment Advisers, LLC other	Advisors Asset Management, Inc. other	Other	Dec 7, 2009	Jan 4, 2011 (393 d)
Scott J Clements	Columbia Management Investment Advisers, LLC other	Invesco Aim Private Asset Management, Inc. unclassified	Other	Jun 1, 2009	Aug 7, 2009 (67 d)
Dev Dinesh Shah	Columbia Management Investment Advisers, LLC other	Blackrock Financial Management, Inc other	Other	Jun 1, 2009	Jun 14, 2016 (2570 d)
Mitchell S Flax	Columbia Management Investment Advisers, LLC other	Wells Fargo Advisors wirehouse	Other	Jun 1, 2009	Dec 8, 2009 (190 d)
John Francis Korn	Columbia Management Investment Advisers, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	May 19, 2009	Aug 24, 2009 (97 d)

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214 moves match.