DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Alliancebernstein L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrea Grosso HoldcroftAlliancebernstein L.P. otherFidelity Personal And Workplace Advisors BD affiliatedOtherMar 23, 2022Jan 20, 2023 (303 d)
Steve Rodney DossAlliancebernstein L.P. otherCommonwealth Financial Network national BDOtherMar 14, 2022Mar 4, 2022
Walker Thomas WilliamsAlliancebernstein L.P. otherLido independent RIAOtherMar 7, 2022Apr 2, 2024 (757 d)
Christine VergariAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherMar 1, 2022Mar 14, 2022
Benjamin BeiserAlliancebernstein L.P. otherFidelity Personal And Workplace Advisors BD affiliatedOtherFeb 16, 2022Apr 28, 2022 (71 d)
Paul Anthony CarlAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherFeb 2, 2022Feb 2, 2022
Patrick Boland GleetonAlliancebernstein L.P. otherRBC Capital Markets, LLC national BDOtherJan 5, 2022Nov 26, 2025 (1421 d)
Braden Farley OstenAlliancebernstein L.P. otherNdvr independent RIAOtherJan 5, 2022Jan 11, 2022
Diane JohnstonAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherDec 2, 2021Dec 1, 2021
Nicholas Scott KingAlliancebernstein L.P. otherFort Point Capital Partners LLC independent RIAOtherNov 8, 2021Oct 31, 2021
John Joseph BurkeAlliancebernstein L.P. otherCohen & Steers Capital Management Inc. asset managerOtherOct 18, 2021Oct 29, 2021
Mark Douglas SudermannAlliancebernstein L.P. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 14, 2021Oct 21, 2021
Joseph LittmanAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherOct 7, 2021Dec 15, 2021 (69 d)
Aaron Michael RobinsonAlliancebernstein L.P. otherAdvisors Capital Management, LLC independent RIAOtherSep 9, 2021Jan 1, 2025 (1210 d)
Lisa Johnson KellyAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherAug 24, 2021Mar 11, 2013
Nadav Hillel SchwartzAlliancebernstein L.P. otherIdb Lido Wealth, LLC bank affiliatedOtherAug 13, 2021Dec 15, 2023 (854 d)
Matthew Nathan GordonAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherJul 22, 2021Jul 14, 2021
Rollan Jay DegeareAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherJul 22, 2021Jul 26, 2021
David Kalani OchotorenaAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherJul 22, 2021Jul 15, 2021
Jillian Campbell McgrathAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherJul 22, 2021Jul 15, 2021
Joseph JinAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherJul 22, 2021Jul 14, 2021
Stuart Henry KatzAlliancebernstein L.P. otherLido independent RIAOtherJul 13, 2021Jul 6, 2021
Deandre LewisAlliancebernstein L.P. otherRaymond James & Associates, Inc. national BDOtherJun 11, 2021Feb 11, 2022 (245 d)
Darryl William RodgersAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherApr 14, 2021Apr 12, 2021
William David AlfordAlliancebernstein L.P. otherFidelity Personal And Workplace Advisors BD affiliatedOtherApr 9, 2021Apr 8, 2022 (364 d)
Nolan G HartAlliancebernstein L.P. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 3, 2021Sep 11, 2023 (922 d)
Christopher L PitzakAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherDec 22, 2020Dec 9, 2020
Alison M. YoungAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherNov 23, 2020Nov 23, 2020
Alyssa N. BenitezAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherNov 23, 2020Dec 9, 2020
Ward Van Siclen CernyAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherNov 18, 2020Apr 11, 2011
Robert Charles StokerAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherOct 20, 2020Oct 19, 2020
Alexander G HewitAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherOct 20, 2020Oct 19, 2020
Michael Austin TuckerAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherOct 20, 2020Oct 21, 2020
Tiffany Sue KentAlliancebernstein L.P. otherWealth Engagement independent RIAOtherSep 1, 2020Oct 2, 2020 (31 d)
Robert F. HartAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherAug 31, 2020Sep 2, 2020
Juan Eduardo EsparzaAlliancebernstein L.P. otherLord, Abbett & Co. LLC asset managerOtherJul 24, 2020Mar 20, 2023 (969 d)
William Ellison GraysonAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherJul 22, 2020Mar 4, 2013
Nicole Keirnes ScanlonAlliancebernstein L.P. otherLPL Financial LLC BD affiliatedOtherJun 5, 2020Jun 9, 2020
Joshua Ford MurrayAlliancebernstein L.P. otherRockefeller Capital Management BD affiliatedOtherJun 3, 2020Jul 10, 2020 (37 d)
Chad Michael JonesAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherMay 28, 2020May 20, 2020
Cory Matthew DowellAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherMay 27, 2020May 20, 2020
Martha G. GreenbergAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherMay 27, 2020May 20, 2020
John Donald BaumgartenAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherMay 27, 2020May 20, 2020
Kathleen Elizabeth ByrnesAlliancebernstein L.P. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 24, 2020May 1, 2020
Travon Jeremiah MccainAlliancebernstein L.P. otherAon Advantage Funds LLC no RAUMOtherApr 24, 2020Apr 14, 2021 (355 d)
Kevin KloskiAlliancebernstein L.P. otherVirtus Investment Advisers, LLC asset managerOtherApr 1, 2020Apr 1, 2020
Stephanie Theresa FernandesAlliancebernstein L.P. otherMercer Global Advisors Inc. independent RIAOtherFeb 18, 2020Apr 1, 2020 (43 d)
Michael StoneAlliancebernstein L.P. otherMorgan Stanley wirehouseOtherFeb 10, 2020Jan 22, 2020
Edward Benjamin MaranAlliancebernstein L.P. otherInvesco Advisers, Inc. asset managerOtherJan 29, 2020May 24, 2021 (481 d)
Corey Christopher CunninghamAlliancebernstein L.P. otherClearwave Capital no RAUMOtherNov 21, 2019Aug 7, 2025 (2086 d)
Nasimul KhanAlliancebernstein L.P. otherMercer Global Advisors Inc. independent RIAOtherOct 24, 2019Nov 7, 2019
Douglas SammonsAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherOct 3, 2019Mar 28, 2021 (542 d)
Susannah EmamiAlliancebernstein L.P. otherCapital Bank And Trust Company mixed wealthOtherOct 2, 2019Oct 17, 2019
Zach Turner GranberryAlliancebernstein L.P. otherTexas Capital Bank Private Wealth Advisors independent RIAOtherSep 17, 2019Aug 28, 2019
Christopher Robert PeckAlliancebernstein L.P. otherCirrus Wealth Management independent RIAOtherAug 13, 2019Mar 23, 2021 (588 d)
Lauren Ann RiccaAlliancebernstein L.P. otherMaltin Wealth Management, Inc. independent RIAOtherAug 8, 2019May 12, 2020 (278 d)
Ross Norman RevenaughAlliancebernstein L.P. otherAvalon Capital Management independent RIAOtherJul 25, 2019Mar 5, 2020 (224 d)
Matthew S ShapiroAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherJul 19, 2019Mar 12, 2013
Cameron Anthony CaprioAlliancebernstein L.P. otherVenturemfo LLC state registeredOtherJul 19, 2019Jan 1, 2025 (1993 d)
Joseph E. BrienzaAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherJul 2, 2019Jul 30, 2019
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525 moves match.