DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from T. Rowe Price Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jennifer Hasemeier DammeyerT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 28, 2022Jun 7, 2022 (40 d)
Ike Ugonnaya EleleT. Rowe Price Advisory Services, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankApr 28, 2022Jun 15, 2022 (48 d)
Christopher Richard RubyT. Rowe Price Advisory Services, Inc. independent RIAOsaic Fa, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2022Mar 25, 2022
Albert Brandon ShirkeyT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2022Apr 12, 2022
Jacob A BennettT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2022Apr 11, 2022
Dawne Marie WaltzT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2022Apr 19, 2022
Sarah Elizabeth WhiteT. Rowe Price Advisory Services, Inc. independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankApr 7, 2022Feb 22, 2024 (686 d)
James Edward BradyT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2022Aug 30, 2023 (510 d)
David L SteinbergT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherMar 24, 2022Mar 28, 2022
Mitchell L SchwagerT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherMar 24, 2022Mar 28, 2022
Luke R SmithT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 24, 2022Apr 8, 2022
Cera OsborneT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 24, 2022Nov 5, 2024 (957 d)
Mandie L RoarkT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherMar 17, 2022Mar 23, 2022
Ellie BockstieT. Rowe Price Advisory Services, Inc. independent RIAJanney Montgomery Scott LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 7, 2022Mar 1, 2022
Amy Elizabeth HarperT. Rowe Price Advisory Services, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2022Mar 7, 2022
Roger W GluckT. Rowe Price Advisory Services, Inc. independent RIAE*Trade Capital Management, LLC independent RIARIA to RIAFeb 28, 2022May 5, 2022 (66 d)
Zacharry WilsonT. Rowe Price Advisory Services, Inc. independent RIALPL Financial LLC independent RIARIA to RIAFeb 28, 2022Jul 14, 2022 (136 d)
Danielle Marie KalkmanT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherFeb 28, 2022Jul 22, 2022 (144 d)
Chase Dion NelsonT. Rowe Price Advisory Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseFeb 28, 2022Dec 2, 2022 (277 d)
Tyler MillsT. Rowe Price Advisory Services, Inc. independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAFeb 28, 2022Feb 28, 2022
William David ErskineT. Rowe Price Advisory Services, Inc. independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankFeb 28, 2022Feb 7, 2022
Christopher James KnorrT. Rowe Price Advisory Services, Inc. independent RIAT. Rowe Price Associates, Inc. asset managerOtherFeb 24, 2022Nov 21, 2023 (635 d)
Brandon Michael RidenourT. Rowe Price Advisory Services, Inc. independent RIAKassira Wealth Management, LLC independent RIARIA to RIAFeb 24, 2022Feb 1, 2022
Nolan W PowersT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherJan 25, 2022Jan 27, 2022
Matthew M BaartsT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherJan 25, 2022Feb 4, 2022
Eric R KnudsonT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherJan 25, 2022Feb 7, 2022
Michael Joseph CarricoT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherJan 25, 2022Jan 31, 2022
Matthew Cray ParkerT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherJan 25, 2022Feb 9, 2022
Steven Douglas CooperT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherJan 25, 2022Feb 9, 2022
Sean LaceyT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherJan 25, 2022Feb 1, 2022
Bhupesh HukmaniT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 25, 2022Feb 15, 2022
Alexander Eugene NorkusT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 25, 2022Dec 19, 2022 (328 d)
Joshua D SchneiderT. Rowe Price Advisory Services, Inc. independent RIASecurian Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2022Jan 19, 2022
Kerre B HeathT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherJan 10, 2022Jan 20, 2022
Tara Bates BrummellT. Rowe Price Advisory Services, Inc. independent RIATruist Advisory Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2022Jan 4, 2022
Michael Brandon WhitemanT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherJan 10, 2022Jan 28, 2022
Sean Patrick CarrollT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2022Jul 7, 2022 (178 d)
Justin Daniel MoonT. Rowe Price Advisory Services, Inc. independent RIAAlliancebernstein L.P. asset managerOtherJan 10, 2022Oct 16, 2023 (644 d)
Tyler PattersonT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherJan 10, 2022Jan 28, 2022
Ravneet Singh ChadhaT. Rowe Price Advisory Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 6, 2021Apr 22, 2022 (137 d)
Michael David HarperT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherNov 29, 2021Dec 3, 2021
Kara MikotowiczT. Rowe Price Advisory Services, Inc. independent RIASecurian Financial Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 29, 2021Dec 21, 2021
David James IvanT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 10, 2021Jan 20, 2026 (1532 d)
Samuel Green WrightT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherNov 10, 2021Feb 4, 2022 (86 d)
Christopher David SchwartzT. Rowe Price Advisory Services, Inc. independent RIAGreat Valley Advisor Group, LLC independent RIARIA to RIAOct 14, 2021Oct 1, 2021
Omar Josue UruetaT. Rowe Price Advisory Services, Inc. independent RIASchwab Wealth Advisory, Inc. no RAUMOtherOct 14, 2021Dec 16, 2021 (63 d)
Jason SalvinoT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 14, 2021Jan 26, 2022 (104 d)
Brent M CarrollT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherSep 24, 2021Oct 11, 2021
David C MasseyT. Rowe Price Advisory Services, Inc. independent RIAEmpower Advisory Group, LLC otherOtherSep 24, 2021Sep 30, 2021
Tyler SzafranT. Rowe Price Advisory Services, Inc. independent RIAArbor Point Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 24, 2021Sep 23, 2021
Joseph AltschulerT. Rowe Price Advisory Services, Inc. independent RIAE*Trade Capital Management, LLC independent RIARIA to RIASep 24, 2021Oct 13, 2021
Adam TobinT. Rowe Price Advisory Services, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2021Aug 11, 2021
Joseph NickersonT. Rowe Price Advisory Services, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseAug 30, 2021Nov 18, 2021 (80 d)
Garth Farrell StefanT. Rowe Price Advisory Services, Inc. independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2021Sep 13, 2021
Hannah K RouseT. Rowe Price Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseAug 4, 2021Jan 27, 2022 (176 d)
Jesus F GilT. Rowe Price Advisory Services, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankAug 2, 2021Aug 20, 2021
Edward L. GrayT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 19, 2021Aug 6, 2021
Robert Dudley GillT. Rowe Price Advisory Services, Inc. independent RIANationwide Investment Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 19, 2021Oct 26, 2022 (464 d)
Daniel Zanti StrineT. Rowe Price Advisory Services, Inc. independent RIAPassive Capital Management, LLC independent RIARIA to RIAJul 19, 2021Aug 5, 2024 (1113 d)
Matthew GueT. Rowe Price Advisory Services, Inc. independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 19, 2021Sep 1, 2021 (44 d)
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645 moves match.