DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Summit Financial Group Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ronald Allen Kramer	Summit Financial Group Inc other	Kramer Investment Advisors, Inc. state registered	Other	Mar 27, 2012	Apr 3, 2012
Melanie L Farmer	Summit Financial Group Inc other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 8, 2012	Mar 30, 2012
Terry Donald Deever	Summit Financial Group Inc other	Securities America Advisors, Inc. other	Other	Mar 8, 2012	Mar 2, 2012
Robert Hugh Holland	Summit Financial Group Inc other	Ameriprise Financial Services, LLC national BD	Other	Feb 8, 2012	Oct 18, 2012 (253 d)
Richard Eugene Wilson	Summit Financial Group Inc other	Ameriprise Financial Services, LLC national BD	Other	Feb 8, 2012	May 3, 2017 (1911 d)
David Jeffrey Dicks	Summit Financial Group Inc other	Ocala Capital, LLC state registered	Other	Dec 31, 2011	Feb 19, 2026 (5164 d)
Innocent Bamituni Enaye	Summit Financial Group Inc other	Cetera Investment Advisers LLC other	Other	Dec 31, 2011	Aug 20, 2013 (598 d)
Frances Marie Longshore	Summit Financial Group Inc other	Principal Securities, Inc. other	Other	Aug 1, 2011	Aug 11, 2011
James Daniel Mcafee	Summit Financial Group Inc other	Calton & Associates, Inc. other	Other	Aug 1, 2011	Jul 28, 2011
Magen Lane Fong	Summit Financial Group Inc other	Voya Financial Advisors, Inc. other	Other	Jun 6, 2011	May 21, 2013 (715 d)
Paul M. Bailley	Summit Financial Group Inc other	Triumph Wealth Advisors, Inc. other	Other	May 4, 2011	May 3, 2013 (730 d)
Glen Edward Wright	Summit Financial Group Inc other	Worth Advisors independent RIA	Other	Mar 24, 2011	Mar 21, 2011
Herbert Frederick Allen	Summit Financial Group Inc other	J. W. Cole Advisors, Inc. other	Other	Mar 15, 2011	Mar 15, 2011
Jean Ann Brown	Summit Financial Group Inc other	Invest Financial Corporation other	Other	Mar 14, 2011	Jun 29, 2011 (107 d)
James Joseph Ciarmella	Summit Financial Group Inc other	Strategic Advisers LLC national BD	Other	Dec 31, 2010	May 5, 2011 (125 d)
Roderick Roxas Uy	Summit Financial Group Inc other	LPL Financial LLC other	Other	Dec 31, 2010	Jan 25, 2011
Brian Scott Kovener	Summit Financial Group Inc other	Investacorp Advisory Services Inc other	Other	Dec 22, 2010	Jan 25, 2011 (34 d)
Khuong Bao Chau	Summit Financial Group Inc other	Td Ameritrade Investment Management, LLC other	Other	Dec 21, 2010	Apr 6, 2011 (106 d)
Darryl J. Poisson	Summit Financial Group Inc other	Djp Wealth Management, LLC state registered	Other	Nov 15, 2010	Aug 12, 2010
Guillermo Eduardo Diaz	Summit Financial Group Inc other	Chacon Diaz & Di Virgilio Wealth Management, LLC independent RIA	Other	Nov 3, 2010	Dec 3, 2010
James David Divirgilio	Summit Financial Group Inc other	Chacon Diaz & Di Virgilio Wealth Management, LLC independent RIA	Other	Nov 3, 2010	Sep 22, 2010
Lisa Ann Chacon	Summit Financial Group Inc other	Chacon Diaz & Di Virgilio Wealth Management, LLC independent RIA	Other	Nov 3, 2010	Sep 22, 2010
Gregory John Heinrich	Summit Financial Group Inc other	Kovack Advisors, Inc. other	Other	Oct 26, 2010	Nov 8, 2010
Jon Michael Mccardle	Summit Financial Group Inc other	Global Financial Private Capital, Inc. other	Other	Oct 13, 2010	Oct 11, 2010
John Ariola	Summit Financial Group Inc other	Cadaret Grant & Co Inc other	Other	Sep 9, 2010	Sep 14, 2010
Michael Anthony Barrella	Summit Financial Group Inc other	Ameriprise Financial Services, LLC national BD	Other	Jul 27, 2010	Jul 15, 2010
Dennis Lynn Latham	Summit Financial Group Inc other	American Independent Securities Group, LLC other	Other	Jun 8, 2010	Jul 6, 2010
Michelle Argero Malacinski	Summit Financial Group Inc other	Trustmont Advisory Group, Inc. other	Other	Mar 12, 2010	Apr 28, 2010 (47 d)
Paul Scott Harris	Summit Financial Group Inc other	Southern Trust Financial Planning other	Other	Dec 3, 2009	Dec 14, 2009
Anthony Michael Cisek	Summit Financial Group Inc other	J. W. Cole Advisors, Inc. other	Other	Nov 6, 2009	Dec 21, 2009 (45 d)
D Gene Bishop	Summit Financial Group Inc other	Qa3 Financial LLC unclassified	Other	Dec 31, 2008	Jan 12, 2009
Michael Anthony Darany	Summit Financial Group Inc other	Next Financial Group, Inc. other	Other	Dec 26, 2008	Dec 16, 2008
Gregory Scott Kinkead	Summit Financial Group Inc other	Ameriprise Financial Services, LLC national BD	Other	Dec 26, 2008	Dec 5, 2008
Dax Thomas Williamson	Summit Financial Group Inc other	Prospera Financial Services, Inc. other	Other	Nov 24, 2008	Nov 20, 2008
Michael Stephen Costantini	Summit Financial Group Inc other	Global Financial Private Capital, Inc. other	Other	Oct 28, 2008	Apr 4, 2017 (3080 d)
Michael John Lingner	Summit Financial Group Inc other	Morgan Stanley & Co. LLC unclassified	Other	May 19, 2008	May 2, 2008
Lynda Grace Schultz	Summit Financial Group Inc other	Legend Advisory, LLC other	Other	Dec 20, 2007	Jan 11, 2008
Kevin Auguste Carroll	Summit Financial Group Inc other	Spc other	Other	Dec 18, 2007	Dec 20, 2007
Jordan Paul Gates	Summit Financial Group Inc other	Main Street Advisors, LLC other	Other	Apr 27, 2007	Aug 7, 2007 (102 d)
Renee Rose Kremm	Summit Financial Group Inc other	Wells Fargo Advisors wirehouse	Other	Nov 3, 2006	Nov 20, 2006
Timothy Garfield Hartle	Summit Financial Group Inc other	Suntrust Investment Services, Inc. other	Other	Oct 25, 2006	Mar 16, 2007 (142 d)
Kenneth Scott Brandenburg	Summit Financial Group Inc other	Ameriprise Financial Services, LLC national BD	Other	Jul 11, 2006	Mar 21, 2007 (253 d)
Sallie Ann Pagano	Summit Financial Group Inc other	Investors Security Company, Inc. other	Other	Jul 11, 2006	Jul 14, 2006
Alec Edward Hoke	Summit Financial Group Inc other	Saxony Capital Management, LLC other	Other	May 10, 2006	Apr 28, 2008 (719 d)
Donald Leonard Ruffin	Summit Financial Group Inc other	Fsc Securities Corporation other	Other	May 3, 2006	May 4, 2006
Barwick Odessa Barfield	Summit Financial Group Inc other	Tlg Advisors, Inc. other	Other	Feb 9, 2006	Mar 2, 2007 (386 d)
Jerry Bradford Grimes	Summit Financial Group Inc other	Next Financial Group, Inc. other	Other	Feb 7, 2006	Feb 16, 2006
John Thomas Holly	Summit Financial Group Inc other	B. Riley Wealth Advisors, Inc. other	Other	Feb 19, 2004	May 18, 2004 (89 d)
Jerome Sanford Anderson	Summit Financial Group Inc other	Osaic Wealth, Inc. other	Other	Dec 11, 2003	Jun 4, 2004 (176 d)
John Henry Repass	Summit Financial Group Inc other	M&T Securities, Inc. unclassified	Other	Oct 15, 2003	Jul 13, 2004 (272 d)
James C Marshal	Summit Financial Group Inc other	Spc other	Other	Sep 12, 2003	Jan 13, 2004 (123 d)
Mark Lee Tevebaugh	Summit Financial Group Inc other	Blue Vase Securities, LLC unclassified	Other	Sep 19, 2002	Aug 5, 2004 (686 d)

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292 moves match.