DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Managed Account Solutions, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric W Vallerand | Pnc Managed Account Solutions, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Sep 6, 2022 (461 d) |
| Samuel Hume | Pnc Managed Account Solutions, Inc. BD affiliated | Lake Point Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2021 | Jul 9, 2021 (37 d) |
| Michael T. Jones | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Jul 12, 2022 (405 d) |
| David Sakr | Pnc Managed Account Solutions, Inc. BD affiliated | Bbva Global Wealth Advisors, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2021 | Mar 1, 2024 (1003 d) |
| David William Epstein | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jan 20, 2026 (1693 d) |
| Jacob E. Mahan | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Mar 4, 2022 (275 d) |
| Jeremy D Cacciatore | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jan 19, 2022 (231 d) |
| Mayela Orrantia | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Aug 22, 2022 (446 d) |
| Candelario Valdivia | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Oct 19, 2022 (504 d) |
| Gregory Burton Miller | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Jun 10, 2022 (373 d) |
| Neil Alan Knierim | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Dec 1, 2021 (182 d) |
| Claudio Javier Messa Sanabria | Pnc Managed Account Solutions, Inc. BD affiliated | Bbva Global Wealth Advisors, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2021 | Apr 18, 2024 (1051 d) |
| Christopher Lee Stewart | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | May 16, 2022 (348 d) |
| David Allan Stanton | Pnc Managed Account Solutions, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Aug 26, 2022 (450 d) |
| Felix Gutierrez | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Aug 4, 2022 (428 d) |
| Mirna Saldivar | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jan 25, 2022 (237 d) |
| Margaret A Bennett | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Mar 3, 2022 (274 d) |
| Trang Banker | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jun 9, 2022 (372 d) |
| Alberto Miranda | Pnc Managed Account Solutions, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jan 4, 2022 (216 d) |
| Mark Anthony Garza | Pnc Managed Account Solutions, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Oct 7, 2021 (127 d) |
| Esteban V Alcantar | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Apr 10, 2026 (1773 d) |
| Christine B Tran | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jun 2, 2023 (730 d) |
| Joaquin A Barthel Medina | Pnc Managed Account Solutions, Inc. BD affiliated | Banorte Asset Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2021 | May 27, 2026 (1820 d) |
| Benjamin Reyes | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Oct 12, 2021 (132 d) |
| Aaron Omoaregba Otenaike | Pnc Managed Account Solutions, Inc. BD affiliated | Dimensional Fund Advisors LP asset manager | Other | Jun 2, 2021 | Nov 10, 2025 (1622 d) |
| David Skilton | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Aug 17, 2021 (76 d) |
| Turner R. Henderson | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Nov 4, 2021 (155 d) |
| Homer Leonard | Pnc Managed Account Solutions, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2021 | Jul 26, 2022 (419 d) |
| Slayd Casey | Pnc Managed Account Solutions, Inc. BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Oct 4, 2021 (124 d) |
| Sidney Suzette Fenton | Pnc Managed Account Solutions, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Jun 1, 2021 |
| Brian Roger James | Pnc Managed Account Solutions, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Jun 1, 2021 |
| Jason Douglas Mccarthy | Pnc Managed Account Solutions, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Jun 4, 2021 |
| Cassandra Louise Altom | Pnc Managed Account Solutions, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Jun 3, 2021 |
| Kenneth K. Lee | Pnc Managed Account Solutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Jun 1, 2021 |
| Robert Miles Evans | Pnc Managed Account Solutions, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 28, 2021 | May 28, 2021 |
| Lisa Oconnor | Pnc Managed Account Solutions, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2021 | May 26, 2021 |
| Brent Williams | Pnc Managed Account Solutions, Inc. BD affiliated | Lake Point Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2021 | Jul 2, 2021 (46 d) |
| Annette Y Campos | Pnc Managed Account Solutions, Inc. BD affiliated | Riverplace Capital Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2021 | Jan 12, 2022 (244 d) |
| Raul M Blanco | Pnc Managed Account Solutions, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2021 | Sep 2, 2021 (115 d) |
| Eric Frederic Hyden | Pnc Managed Account Solutions, Inc. BD affiliated | Texas Capital Bank Private Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2021 | Sep 1, 2021 (117 d) |
| John David Logue | Pnc Managed Account Solutions, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Jan 7, 2022 (245 d) |
| Cynthia Maire Bourdeau Gifford | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Feb 22, 2022 (291 d) |
| David A Sirna | Pnc Managed Account Solutions, Inc. BD affiliated | Texas Capital Bank Private Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2021 | Sep 26, 2022 (507 d) |
| Kenneth Taylor Martin | Pnc Managed Account Solutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Sep 8, 2022 (489 d) |
| Mark Boriskin | Pnc Managed Account Solutions, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2021 | Apr 29, 2022 (357 d) |
| Matthew Thomas Disalvo | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Oct 17, 2022 (528 d) |
| Grant Williams | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Nov 5, 2021 (182 d) |
| Marisha Yeajin Fusco | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2021 | Jun 27, 2024 (1147 d) |
| Haylee Dallas Edwards | Pnc Managed Account Solutions, Inc. BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 7, 2021 | Jun 12, 2024 (1132 d) |
| Lindsay Desmond Strattan | Pnc Managed Account Solutions, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | Jul 13, 2021 (67 d) |
| Jarret Sedlacek | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2021 | May 7, 2021 |
| Rolando Alviso | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 5, 2021 | May 5, 2021 |
| Harman Singh Johal | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2021 | Jan 10, 2022 (251 d) |
| Erick Manuel Miron | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | May 10, 2021 |
| Eliab F. Alonzo | Pnc Managed Account Solutions, Inc. BD affiliated | Summit Financial Group Inc BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | May 3, 2021 |
| Brandon Z Shen | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2021 | May 3, 2021 |
| James C. Puckett | Pnc Managed Account Solutions, Inc. BD affiliated | Synovus Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | May 3, 2021 |
| Gustavo A. Cano | Pnc Managed Account Solutions, Inc. BD affiliated | Fundamental Investment Services, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 29, 2021 | Jun 12, 2024 (1140 d) |
| Charlene Farmer Reyes | Pnc Managed Account Solutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2021 | Jul 14, 2021 (78 d) |
| Dustin Scott Roberts | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2021 | Aug 5, 2021 (120 d) |
471 moves match.