DFX Intelligence
Advisor moves
Departures from Securities America Advisors, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,892 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Arntz | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 5, 2018 |
| David Robertson | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 1, 2018 |
| Howard Slater | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 1, 2018 |
| Mark Munday | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 2, 2018 |
| Azim Nakhooda | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 1, 2018 |
| Frank Legan | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 2, 2018 |
| Kevin Buzek | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2021 | Apr 7, 2021 |
| Rebecca Bar-Shain | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 1, 2018 |
| Jeremy Michael Saham | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 13, 2021 | Mar 2, 2018 |
| John T Morrow | Securities America Advisors, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2021 | Apr 21, 2021 |
| Desiree J Davenhill | Securities America Advisors, Inc. BD affiliated | Clearview Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2021 | Sep 22, 2021 (169 d) |
| Christopher Michael Yarosh | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2021 | Jun 15, 2021 (75 d) |
| Ryan Nau | Securities America Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 1, 2021 | Jun 21, 2021 (81 d) |
| Andrew Hunt | Securities America Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2021 | Apr 7, 2021 |
| Shemika Lashawn Freeman | Securities America Advisors, Inc. BD affiliated | Touchstone Advisors Inc asset manager | Other | Mar 31, 2021 | Mar 31, 2021 |
| Daniel James Vansingel | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2021 | Mar 30, 2021 |
| David D Peterson | Securities America Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2021 | May 3, 2021 (38 d) |
| Stephen Stanley Dudas | Securities America Advisors, Inc. BD affiliated | Insigneo Advisory Services, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2021 | Jul 20, 2021 (124 d) |
| Jason Benjamin Dow | Securities America Advisors, Inc. BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2021 | Sep 20, 2025 (1660 d) |
| Frank J Lupu | Securities America Advisors, Inc. BD affiliated | Lupu Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 26, 2021 | Feb 25, 2021 |
| Adam Robert Koson | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2021 | Feb 24, 2021 |
| Michael Clyde Corales | Securities America Advisors, Inc. BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2021 | Mar 3, 2021 |
| Teresa Ming-Yin Herrera | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2021 | Feb 19, 2021 |
| Wayne Salsbury | Securities America Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2021 | Feb 12, 2021 |
| Thomas Patrick Carroll | Securities America Advisors, Inc. BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2021 | Feb 17, 2021 |
| Jon Robert Fuller | Securities America Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2021 | Jun 29, 2023 (868 d) |
| William Nolan Reuther | Securities America Advisors, Inc. BD affiliated | Private Client Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2021 | Mar 12, 2021 |
| Douglass Colley Mccrae | Securities America Advisors, Inc. BD affiliated | Northwest Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2021 | Feb 8, 2021 |
| Donald Anthony Cafero | Securities America Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2021 | Apr 30, 2021 (85 d) |
| John G Chess | Securities America Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2021 | Feb 4, 2021 |
| Vernon Ray Wheeler | Securities America Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2021 | Apr 26, 2021 (84 d) |
| Janice Marie Powell | Securities America Advisors, Inc. BD affiliated | Dfpg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2021 | Mar 7, 2023 (769 d) |
| Zachary Clayton Phillips | Securities America Advisors, Inc. BD affiliated | Lvz, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2021 | Jan 25, 2021 |
| Arielle Kim Jaffe | Securities America Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2021 | Jun 29, 2023 (889 d) |
| Scott Alex Cavazos | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2021 | Aug 9, 2021 (200 d) |
| Liliane Ribeiro | Securities America Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 19, 2021 | Jan 21, 2021 |
| David Wayne Matthews | Securities America Advisors, Inc. BD affiliated | Broadway Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2021 | Jan 21, 2021 |
| Gary Michael Stiles | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2021 | Jan 6, 2021 |
| Grant Robert Germscheid | Securities America Advisors, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2021 | Dec 2, 2019 |
| Marc Anthony Haiar | Securities America Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Nov 22, 2021 (326 d) |
| James Landon Moore | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | May 11, 2021 (131 d) |
| David C Walker | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 18, 2020 |
| Scott David Vineberg | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2020 | Dec 18, 2020 |
| Benjamin Neil Hawkins | Securities America Advisors, Inc. BD affiliated | Wealthtrak Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2020 | Dec 21, 2020 |
| Richard Anthony Demaria | Securities America Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2020 | Mar 21, 2024 (1192 d) |
| Steven Ray Allison | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2020 | Dec 11, 2020 |
| Jonathan David Cummings | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2020 | Dec 14, 2020 |
| Heath J Smargiasso | Securities America Advisors, Inc. BD affiliated | Valmark Advisers, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2020 | Dec 8, 2020 |
| David Christopher Smith | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Dec 9, 2020 |
| Timothy Gish | Securities America Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2020 | Dec 7, 2020 |
| John Ralph Mccoy | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2020 | Dec 3, 2020 |
| John Evan Mccoy | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2020 | Dec 3, 2020 |
| David Anthony Bastoni | Securities America Advisors, Inc. BD affiliated | Allworth Financial, L.P. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2020 | Dec 1, 2020 |
| Todd Mckinley Cherry | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2020 | Nov 30, 2020 |
| Nathan James Vanstippen | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2020 | Nov 30, 2020 |
| Brandon Guy Martinek | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2020 | Nov 30, 2020 |
| Lukas Hubers | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2020 | Nov 30, 2020 |
| Scott Thomas Yee | Securities America Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 5, 2020 | Jun 28, 2022 (600 d) |
| Terence Owen Smith | Securities America Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2020 | Nov 10, 2020 |
| William Charles Artmann | Securities America Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2020 | Oct 23, 2020 |