DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nationwide Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christina Marie ThorntonNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherDec 31, 2019Dec 12, 2019
Eric A VinoresNationwide Securities, LLC no RAUMH. Beck, Inc. BD affiliatedOtherDec 31, 2019Jan 2, 2020
Gary Martin ChidseyNationwide Securities, LLC no RAUMLexaurum Advisors independent RIAOtherDec 31, 2019Jan 2, 2020
Dennis Carlyle FrankNationwide Securities, LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherDec 31, 2019Jun 29, 2023 (1276 d)
Courtney Elaine HunsbergerNationwide Securities, LLC no RAUMVicus Capital, Inc. independent RIAOtherDec 31, 2019Jan 3, 2020
Kyle Wilson PeaceNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherDec 19, 2019Dec 12, 2019
Maybell DyfisterNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherDec 13, 2019Dec 10, 2019
Keisha Marie Smith-JonesNationwide Securities, LLC no RAUMMoney Concepts Advisory Service BD affiliatedOtherDec 4, 2019Dec 4, 2019
Douglas Michael SteveNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherOct 16, 2019Oct 2, 2019
Joseph Richard HassenNationwide Securities, LLC no RAUMLexaurum Advisors independent RIAOtherOct 9, 2019Oct 3, 2019
William Everette OliverNationwide Securities, LLC no RAUMTlg Advisors, Inc. BD affiliatedOtherOct 8, 2019Oct 16, 2019
Samuel Austin StewartNationwide Securities, LLC no RAUMMoney Concepts Advisory Service BD affiliatedOtherOct 8, 2019Oct 16, 2019
Anthony Richard DaprileNationwide Securities, LLC no RAUMStonex Advisors Inc. BD affiliatedOtherOct 8, 2019Oct 1, 2019
Scott Alexander WightNationwide Securities, LLC no RAUMCetera Investment Advisers LLC BD affiliatedOtherOct 8, 2019Jun 29, 2023 (1360 d)
James Daniel VavasNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherOct 7, 2019Oct 2, 2019
Erik Douglas MarechalNationwide Securities, LLC no RAUMTlg Advisors, Inc. BD affiliatedOtherOct 7, 2019Dec 2, 2024 (1883 d)
Jesse John BowmanNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherOct 7, 2019Oct 1, 2019
Aaron Lee LandisNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherOct 3, 2019Oct 1, 2019
Joseph Anthony CatanzaroNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherOct 3, 2019Oct 1, 2019
Blake Edward WhittenNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherOct 3, 2019Oct 1, 2019
Michael Alan AlfredNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherOct 2, 2019Sep 30, 2019
Yvonne Leslie ReitemeyerNationwide Securities, LLC no RAUMVicus Capital, Inc. independent RIAOtherOct 2, 2019Oct 4, 2019
Gary Lee BeveridgeNationwide Securities, LLC no RAUMVicus Capital, Inc. independent RIAOtherOct 1, 2019Oct 3, 2019
Richard W LeetNationwide Securities, LLC no RAUMVicus Capital, Inc. independent RIAOtherOct 1, 2019Oct 3, 2019
Christopher Peter LarkinNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherSep 11, 2019Oct 28, 2019 (47 d)
Paul Scott GroeberNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherSep 6, 2019Aug 29, 2019
Derek David WilsonNationwide Securities, LLC no RAUMOsaic Fs, Inc. BD affiliatedOtherSep 3, 2019Sep 3, 2019
Louis Arnold La MedicaNationwide Securities, LLC no RAUMPruco Securities, LLC BD affiliatedOtherAug 21, 2019Aug 6, 2019
David Alan IveyNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherAug 8, 2019Aug 5, 2019
John Gerard RogersNationwide Securities, LLC no RAUMUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherAug 7, 2019Jan 25, 2024 (1632 d)
Sean Kevin ReddingtonNationwide Securities, LLC no RAUMGwn Securities Inc. BD affiliatedOtherAug 7, 2019Aug 8, 2019
Derek Robert DimannoNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherAug 7, 2019Aug 5, 2019
David Ben ArnoldNationwide Securities, LLC no RAUMUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherAug 7, 2019Jul 31, 2019
Brock Lowell McglothinNationwide Securities, LLC no RAUMVicus Capital, Inc. independent RIAOtherAug 7, 2019Jul 31, 2019
Dustin DefeoNationwide Securities, LLC no RAUMPruco Securities, LLC BD affiliatedOtherAug 7, 2019Aug 9, 2019
Michael David HoldenridNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherAug 1, 2019Aug 1, 2019
Richard Michael BrewerNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherJul 31, 2019Aug 6, 2019
David Joseph ConleyNationwide Securities, LLC no RAUMLPL Financial LLC BD affiliatedOtherJul 31, 2019Aug 8, 2019
David Thomas ChudykNationwide Securities, LLC no RAUMThe Fiduciary Alliance independent RIAOtherJul 31, 2019Aug 5, 2019
Colin D MurrayNationwide Securities, LLC no RAUMGwn Securities Inc. BD affiliatedOtherJul 31, 2019Aug 1, 2019
Alan Brokenburr RayNationwide Securities, LLC no RAUMMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 29, 2019Apr 1, 2019
Lloyd Charles KnightNationwide Securities, LLC no RAUMEdward Jones national BDOtherMar 27, 2019Mar 27, 2019
Robert John BackNationwide Securities, LLC no RAUMNationwide Investment Advisors, LLC BD affiliatedOtherMar 16, 2019Mar 4, 2019
Adam Ray BosiljevacNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherFeb 8, 2019Feb 7, 2019
David Russell RodgersNationwide Securities, LLC no RAUMTlg Advisors, Inc. BD affiliatedOtherJan 9, 2019Dec 4, 2019 (329 d)
Justin Scott SykesNationwide Securities, LLC no RAUMTlg Advisors, Inc. BD affiliatedOtherJan 9, 2019Jan 2, 2026 (2550 d)
Brian Sherwood VillecNationwide Securities, LLC no RAUMTlg Advisors, Inc. BD affiliatedOtherJan 7, 2019Mar 28, 2019 (80 d)
Daniel Edward MoroneyNationwide Securities, LLC no RAUMTlg Advisors, Inc. BD affiliatedOtherJan 4, 2019Sep 16, 2020 (621 d)
Randall Scott HoaglandNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherJan 3, 2019Jan 2, 2019
Theresa DalyNationwide Securities, LLC no RAUMPruco Securities, LLC BD affiliatedOtherNov 7, 2018Jun 20, 2024 (2052 d)
Michael David HudsonNationwide Securities, LLC no RAUMLPL Financial LLC independent RIAOtherNov 5, 2018Nov 1, 2018
Rebecca R. StewartNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 31, 2018Nov 1, 2018
James Lee HoganNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 31, 2018Nov 1, 2018
Matthew Timothy CollinsNationwide Securities, LLC no RAUMCommonwealth Financial Network national BDOtherOct 22, 2018Oct 17, 2018
Eric Eugene BrownNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 19, 2018Oct 21, 2018
Christopher Ellis SchieferNationwide Securities, LLC no RAUMCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 17, 2018Oct 16, 2018
Scott FastNationwide Securities, LLC no RAUMAllstate Financial Advisors, LLC BD affiliatedOtherSep 13, 2018Sep 24, 2018
Malcolm Kelly SessomsNationwide Securities, LLC no RAUMAllstate Financial Advisors, LLC BD affiliatedOtherSep 5, 2018Oct 24, 2018 (49 d)
Saundra HudspethNationwide Securities, LLC no RAUMLinden Thomas Advisory Services, LLC independent RIAOtherSep 4, 2018Apr 2, 2019 (210 d)
John Robert ForloineNationwide Securities, LLC no RAUMCommonwealth Financial Network national BDOtherAug 20, 2018Aug 28, 2018
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300 moves match.