DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Katherine Waltner | Pnc Wealth Management BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2022 | Mar 15, 2022 |
| Kristopher Bryan Field | Pnc Wealth Management BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2022 | Feb 25, 2022 |
| William Ralph Casale | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Mar 8, 2022 |
| Geoffrey Chisholm Alberstadt | Pnc Wealth Management BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2022 | Apr 28, 2026 (1524 d) |
| Nicholas Hagan | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2022 | Apr 4, 2022 (41 d) |
| Marc L Laureano | Pnc Wealth Management BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Feb 14, 2022 |
| Felicia Massey | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 14, 2022 | Mar 10, 2022 |
| Christopher A Thomas | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 8, 2022 | Jan 28, 2022 |
| James Leonard Lamar | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 24, 2022 |
| Ryan Christopher Knoll | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 3, 2022 | Jan 28, 2022 |
| William Edward Peeples | Pnc Wealth Management BD affiliated | Peeples Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 2, 2022 | Jan 18, 2022 |
| Daniel I Forbes | Pnc Wealth Management BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Mar 4, 2022 (31 d) |
| Arthur Randolph Dumm | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 26, 2022 | Jan 14, 2022 |
| George Ray Yeager | Pnc Wealth Management BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Sep 23, 2024 (979 d) |
| Richard K Dyson | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Jan 7, 2022 |
| Jaime Luis Diaz | Pnc Wealth Management BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 14, 2022 | Apr 8, 2022 (84 d) |
| Stephen Craig Johnson | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2022 | Jan 12, 2022 |
| Nicholas Konecny | Pnc Wealth Management BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Feb 8, 2022 |
| Lindsey C. Redding | Pnc Wealth Management BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2021 | Dec 17, 2021 |
| John Declan Schaefer | Pnc Wealth Management BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Dec 20, 2021 |
| Deanna Stow | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Feb 25, 2022 (65 d) |
| John Joseph Mannix | Pnc Wealth Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Jan 9, 2022 |
| Vincent J. Kianese | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Feb 1, 2022 (47 d) |
| Julian Rodriguez | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2021 | Feb 2, 2022 (48 d) |
| Fei Yi Wang | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Dec 10, 2021 |
| Andrew Hartselle Mears | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Dec 2, 2021 |
| Beverly Antoinette Taite | Pnc Wealth Management BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Jan 3, 2022 (40 d) |
| Jared Dale Meisling | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 17, 2021 |
| Marcus Nathan Ford | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 17, 2021 | Nov 10, 2021 |
| Thomas Jude Montz | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Nov 5, 2021 |
| Johanne Trenard Carroll | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Nov 5, 2021 |
| Amanda Elaine Montz | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Nov 5, 2021 |
| Evan Rauh | Pnc Wealth Management BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Jan 13, 2022 (59 d) |
| Joshua K Piercy | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2021 | Nov 26, 2021 |
| Michael S Gross | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 5, 2021 | Feb 3, 2022 (90 d) |
| Jeff Scott Richman | Pnc Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Nov 8, 2021 |
| Brian R. Bates | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Oct 25, 2021 |
| Angelina Gerovac | Pnc Wealth Management BD affiliated | Mcdonald Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2021 | Nov 10, 2021 |
| Anthony A. Lyons | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Nov 4, 2021 |
| Asahia Normica Smith | Pnc Wealth Management BD affiliated | Empower Advisory Group, LLC other | Other | Oct 29, 2021 | Jan 26, 2022 (89 d) |
| Melissa N Gutherie | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 22, 2021 | Dec 1, 2021 (40 d) |
| Jason Albert Scarpellini | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Oct 8, 2021 |
| Wheat Andrew Kelley | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2021 | Oct 8, 2021 |
| Britney Lynn Bernstein | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2021 | Oct 5, 2021 |
| Joseph York Hubbard | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 5, 2021 | Sep 27, 2021 |
| Guy Thornton Mcbride | Pnc Wealth Management BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 21, 2021 | Oct 7, 2021 |
| Robert Postlewaite | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2021 | Jan 17, 2023 (484 d) |
| Kraig Antonio Jackson | Pnc Wealth Management BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2021 | Sep 20, 2021 |
| Colleen Marie Shelly | Pnc Wealth Management BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Aug 19, 2021 |
| Richard Salinas | Pnc Wealth Management BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Sep 1, 2021 |
| Jill Michelle Bosland | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 7, 2021 | Aug 31, 2021 |
| John R Donnelly | Pnc Wealth Management BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Aug 30, 2021 |
| Edward E Carlson | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Oct 19, 2021 (46 d) |
| Marcus Burns | Pnc Wealth Management BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2021 | Apr 12, 2022 (246 d) |
| George Anthony Giolekas | Pnc Wealth Management BD affiliated | Girard Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Apr 11, 2023 (613 d) |
| Marc Janca | Pnc Wealth Management BD affiliated | Oliver Lagore Vanvalin Investment Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2021 | Aug 3, 2021 |
| Thomas A Harless | Pnc Wealth Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2021 | Jul 30, 2021 |
| Frederick Arvey Savel | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Jul 21, 2021 |
| David Alan Herbeck | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Oct 1, 2021 (70 d) |
| Katherine E Dean | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 19, 2021 | Jul 28, 2021 |
2,665 moves match.