| Brodie Dean Barnes | Knox Capital Advisors, LLC independent RIA | Captrust other | Other | Dec 18, 2018 | Jan 2, 2018 |
| Lynn A. Gilbert | Knox Capital Advisors, LLC independent RIA | Magellan Capital LLC unclassified | Other | Dec 18, 2018 | Jan 21, 2020 (399 d) |
| Donna Krager Lyon | Knox Capital Advisors, LLC independent RIA | Captrust institutional | Other | Apr 16, 2018 | Apr 16, 2018 |
| Christopher William Jeppson | Knox Capital Advisors, LLC other | Captrust other | Other | Dec 31, 2017 | Feb 1, 2018 (32 d) |
| Brett Johnson | Knox Capital Advisors, LLC other | Captrust other | Other | Dec 31, 2017 | Feb 1, 2018 (32 d) |
| Danika Wright Glauser | Knox Capital Advisors, LLC other | Captrust other | Other | Dec 31, 2017 | Feb 2, 2018 (33 d) |
| Leland Stanford Mccullough | Knox Capital Advisors, LLC other | Captrust other | Other | Dec 31, 2017 | Feb 1, 2018 (32 d) |
| Robert Bruce Reay | Knox Capital Advisors, LLC other | J.P. Morgan Securities LLC wirehouse | Other | Dec 14, 2017 | Feb 27, 2018 (75 d) |
| Jeffrey Carl Ingersoll | Knox Capital Advisors, LLC other | Allegis Investment Advisors, LLC other | Other | Apr 28, 2016 | Apr 28, 2016 |
| Tanner Wesson Wells | Knox Capital Advisors, LLC other | Wittman Capital Management Investment & Estate Counsel,LLC unclassified | Other | Dec 15, 2015 | Feb 2, 2016 (49 d) |
| Robert Paul Aamodt | Knox Capital Advisors, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Apr 10, 2015 | Apr 14, 2015 |
| Eddie Ray Snow | Knox Capital Advisors, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Apr 10, 2015 | Apr 14, 2015 |
| Kyle David Wilhelm | Knox Capital Advisors, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Apr 10, 2015 | Apr 14, 2015 |
| Benjamin Joseph Walker | Knox Capital Advisors, LLC other | Taylor Derrick Capital, L.L.C. asset manager | Other | Aug 27, 2014 | Oct 15, 2024 (3702 d) |
| Terra Jo Thurgood | Knox Capital Advisors, LLC other | The Martin Worley Group other | Other | Dec 17, 2013 | Feb 10, 2015 (420 d) |
| James Rhead Sweeney | Knox Capital Advisors, LLC other | The Martin Worley Group other | Other | Dec 17, 2013 | Feb 10, 2015 (420 d) |
| Michelle Dawn France | Knox Capital Advisors, LLC other | Lefavi Wealth Management other | Other | Jun 15, 2012 | Jun 18, 2012 |
| Bradford Todd Williams | Knox Capital Advisors, LLC other | Zions Capital Advisors, Inc. other | Other | Mar 21, 2012 | Jul 6, 2012 (107 d) |
| Philip John Woodland | Knox Capital Advisors, LLC other | Osaic Fa, Inc. other | Other | Mar 8, 2012 | Jun 17, 2014 (831 d) |
| Ryan Matthew Day | Knox Capital Advisors, LLC other | Cincinnati Analysts, Inc other | Other | Nov 18, 2011 | Dec 22, 2011 (34 d) |
| Jeffrey T Barrick | Knox Capital Advisors, LLC other | Strategic Advisers LLC national BD | Other | Jan 13, 2011 | May 11, 2011 (118 d) |
| Kerry Glen Judd | Knox Capital Advisors, LLC other | Msi Financial Services, Inc. other | Other | Feb 19, 2010 | Mar 17, 2010 |
| James Brett Belliston | Knox Capital Advisors, LLC other | Zions Capital Advisors, Inc. other | Other | Apr 15, 2009 | Apr 18, 2011 (733 d) |
| Charles Ryan Dunn | Knox Capital Advisors, LLC other | Park Avenue Securities LLC other | Other | Feb 28, 2008 | Jul 13, 2009 (501 d) |
| Jeffrey Carl Ingersoll | Knox Capital Advisors, LLC other | Insphere Securities, Inc. unclassified | Other | Oct 18, 2007 | Apr 7, 2008 (172 d) |