DFX Intelligence
Advisor moves
Departures from Sagepoint Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kory Licht Budinger | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2020 | Mar 9, 2021 (95 d) |
| Jonathan Drew Keller | Sagepoint Financial, Inc. BD affiliated | Arkadios Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Feb 19, 2021 (98 d) |
| Regan A Ertle | Sagepoint Financial, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2020 | Oct 15, 2020 |
| Eric Michael Grafnitz | Sagepoint Financial, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2020 | Sep 30, 2021 (377 d) |
| Scott Allan Chelberg | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2020 | Apr 27, 2020 |
| Shawn Michael Mcelderry | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2020 | Apr 22, 2020 |
| Taina Shylene Gude | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 15, 2020 | Mar 16, 2020 |
| Kyle John Saenz | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2020 | Apr 22, 2020 |
| Kolby Paul Blatchford | Sagepoint Financial, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2020 | Oct 13, 2020 |
| Steven Michio Smailes | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2020 | Apr 22, 2020 |
| Richard Gregory Grucz | Sagepoint Financial, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2020 | Aug 19, 2020 |
| Jonathon Daniel Mcfall | Sagepoint Financial, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2020 | Aug 18, 2020 |
| Michael Anthony Petrocelli | Sagepoint Financial, Inc. BD affiliated | Trustmont Advisory Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2020 | Aug 27, 2020 |
| Joey Mecham | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2020 | Jul 15, 2020 |
| Jason Ryan Adams | Sagepoint Financial, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2020 | Aug 3, 2020 |
| Mickey S Goldberg | Sagepoint Financial, Inc. BD affiliated | Bard Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2020 | Jul 29, 2020 |
| Rick Kevin Cluck | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2020 | May 4, 2020 |
| Victor Ross Pereboom | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2020 | May 4, 2020 |
| Catherine Victoria Garcia | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2020 | May 4, 2020 |
| Jessica Abrego | Sagepoint Financial, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Apr 9, 2018 |
| Spiros Vassilakos | Sagepoint Financial, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2020 | Jul 17, 2020 |
| Michael Andrew Grodotzke | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2020 | Jun 8, 2020 |
| Timothy George Fitzgerald | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2020 | Jun 8, 2020 |
| Michael Charles Marron | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2020 | Jun 23, 2020 |
| Michael Stephen Krzywdzinski | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2020 | Jun 3, 2020 |
| Thomas Kobylinski | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2020 | Jun 4, 2020 |
| Gregory Lee Pospichel | Sagepoint Financial, Inc. BD affiliated | Cullen Financial Advisors unclassified | Other | Jun 1, 2020 | Jun 10, 2020 |
| David Wilson | Sagepoint Financial, Inc. BD affiliated | Vector Financial Solutions, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 28, 2020 | Oct 19, 2022 (874 d) |
| Matthew Wayne Jones | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 28, 2020 | Dec 18, 2019 |
| Lance Anthony Rao | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2020 | May 19, 2020 |
| Cindy Jane Bryant | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2020 | Dec 18, 2019 |
| Michael Glenn Pashak | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2020 | Mar 16, 2020 |
| Brett Weiler Fallon | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2020 | Dec 18, 2019 |
| Lawrence Paul Purcell | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2020 | Feb 7, 2020 |
| Brett Preston Tomlinson | Sagepoint Financial, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2020 | Jun 11, 2020 |
| Richard P Morrow | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2020 | May 13, 2020 |
| Joseph Thomas Smith | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2020 | May 8, 2020 |
| Craig Edwin Sjonell | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2020 | May 7, 2020 |
| John William Kennelly | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2020 | May 8, 2020 |
| Elizabeth Arndt | Sagepoint Financial, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 24, 2020 | May 7, 2020 |
| JP Rizzitelli | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2020 | Apr 22, 2020 |
| Christopher George Price | Sagepoint Financial, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2020 | Apr 20, 2020 |
| Jaswant Paul Brar | Sagepoint Financial, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2020 | Apr 21, 2020 |
| Jacob D Mcfarlane | Sagepoint Financial, Inc. BD affiliated | Colorado Financial Service Corporation other | Other | Mar 24, 2020 | Apr 16, 2020 |
| Virgilio Benedicto Cristobal | Sagepoint Financial, Inc. BD affiliated | Chrome Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 18, 2020 | Dec 1, 2020 (258 d) |
| Jared Brant Koelker | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2020 | Mar 10, 2020 |
| Philip John Califano | Sagepoint Financial, Inc. BD affiliated | Califano Financial Group unclassified | Other | Mar 5, 2020 | Feb 3, 2016 |
| Diana Youa Heu | Sagepoint Financial, Inc. BD affiliated | The Ameriflex Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 27, 2020 | Jan 29, 2020 |
| Kathryn Marie Carter | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2020 | Jan 24, 2026 (2182 d) |
| Jennifer J Nelson | Sagepoint Financial, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2020 | Jan 30, 2020 |
| Tristen O Neal Cleve | Sagepoint Financial, Inc. BD affiliated | Core Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 31, 2020 | Feb 4, 2020 |
| Jennifer Ann Pena | Sagepoint Financial, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2020 | Jan 29, 2020 |
| James Mccourt | Sagepoint Financial, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2020 | Jan 21, 2020 |
| Salvatore Dispenziere | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2020 | Jan 7, 2020 |
| James Mark Senglaub | Sagepoint Financial, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2020 | Jan 8, 2020 |
| Douglas Wayne Cole | Sagepoint Financial, Inc. BD affiliated | Cole Financial, LLC unclassified | Other | Jan 13, 2020 | Mar 2, 2010 |
| Craig Donald Rusch | Sagepoint Financial, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2020 | Jan 8, 2020 |
| Christine Marie Senglaub | Sagepoint Financial, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2020 | Jan 8, 2020 |
| Gregory Jan Krpalek | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Jan 3, 2020 |
| Mark Alan Likes | Sagepoint Financial, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2020 | Jan 13, 2020 |
862 moves match.