DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Drew Allen Donohoe | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 18, 2026 |
| Greg Lebold | Cambridge Investment Research Advisors, Inc. BD affiliated | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Jun 22, 2026 |
| Steven Walker | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jul 13, 2026 |
| Eladio Arturo Santiago | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2026 | Jun 18, 2026 |
| Bradley Aaron Banken | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2026 | Jun 16, 2026 |
| John Gary Hamilton | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 15, 2026 |
| Sean Henry Culbertson | Cambridge Investment Research Advisors, Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jul 10, 2026 |
| William David Richards | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 17, 2026 |
| Andrew Brian Mischel | Cambridge Investment Research Advisors, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jul 9, 2026 |
| Brendan Donaghey | Cambridge Investment Research Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jul 2, 2026 |
| Richard William Jones | Cambridge Investment Research Advisors, Inc. BD affiliated | Advisor Resource Council independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | Jul 31, 2026 (58 d) |
| Evan Clark Hirsh | Cambridge Investment Research Advisors, Inc. BD affiliated | Gallagher Fiduciary Advisors, LLC institutional | Other | May 29, 2026 | Jun 1, 2026 |
| Lev L Mandel | Cambridge Investment Research Advisors, Inc. BD affiliated | First Affirmative Financial Network LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2026 | May 26, 2026 |
| Amanda Renee Munselle | Cambridge Investment Research Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2026 | Jun 15, 2026 |
| Max J Rabin | Cambridge Investment Research Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2026 | May 27, 2026 |
| Austin Robert Collins | Cambridge Investment Research Advisors, Inc. BD affiliated | Prospera Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2026 | Aug 24, 2026 (98 d) |
| Ernest Andre Williams | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 11, 2026 |
| Clayton Collier | Cambridge Investment Research Advisors, Inc. BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2026 | May 6, 2026 |
| Michael James Mcneely | Cambridge Investment Research Advisors, Inc. BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | Jun 2, 2026 |
| William Stuart Finnie | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | Jan 6, 2026 |
| Stephanie Louise Longanecker | Cambridge Investment Research Advisors, Inc. BD affiliated | Universal Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | May 6, 2026 |
| Steven Victor Skillen | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | Apr 27, 2026 |
| Colt Miles | Cambridge Investment Research Advisors, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 5, 2026 | May 15, 2026 |
| Richard Kendall Hawes | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | May 1, 2026 |
| Patrick Joseph Hart | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Apr 30, 2026 |
| Hezekiah L Ross | Cambridge Investment Research Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Apr 24, 2026 |
| Nicholas Leon Roberts | Cambridge Investment Research Advisors, Inc. BD affiliated | State Farm Investment Management Corp. asset manager | Other | Apr 30, 2026 | Jul 14, 2026 (75 d) |
| Daniel Edward Mckelvey | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 16, 2026 |
| Sean Patrick Fahey | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 16, 2026 |
| David Carl Mills | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 16, 2026 |
| Michael Kurt Wendt | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Apr 16, 2026 |
| Lucas Adam Peterson | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2026 | Apr 6, 2026 |
| Luke David Taggart | Cambridge Investment Research Advisors, Inc. BD affiliated | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2026 | Apr 29, 2026 |
| Nathan Kleppe | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 15, 2026 | May 7, 2026 |
| Christian Nicholas Cardello | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 6, 2026 |
| Michael Beck | Cambridge Investment Research Advisors, Inc. BD affiliated | Rothschild Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2026 | Apr 3, 2026 |
| Jennifer Suzanne Horner | Cambridge Investment Research Advisors, Inc. BD affiliated | Warren Street Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2026 | May 29, 2026 (56 d) |
| Nicholas Andrew Kralj | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 3, 2026 | Mar 31, 2026 |
| Vicki Marie Brown | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 3, 2026 | Apr 24, 2026 |
| Louis F Rendemonti | Cambridge Investment Research Advisors, Inc. BD affiliated | True Path Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 27, 2026 | Mar 31, 2026 |
| Jordan Alva Rodriguez | Cambridge Investment Research Advisors, Inc. BD affiliated | Chagrin Valley Legacy Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 27, 2026 | Mar 12, 2026 |
| Quenton Kyle Wattinger | Cambridge Investment Research Advisors, Inc. BD affiliated | True Path Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 27, 2026 | Mar 31, 2026 |
| Andrew William Bermani-Mccann | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Mar 25, 2026 |
| Richard Thomas Hern | Cambridge Investment Research Advisors, Inc. BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2026 | Mar 23, 2026 |
| Joshua Garrett Miller | Cambridge Investment Research Advisors, Inc. BD affiliated | The Institute independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 | Jul 9, 2026 (108 d) |
| Robert Anthony Nevarez | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2026 | Jan 5, 2026 |
| Gal Gali Horev | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2026 | Jan 5, 2026 |
| Chingtai Annie Hung | Cambridge Investment Research Advisors, Inc. BD affiliated | Acorn Asset Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 19, 2026 | Mar 9, 2026 |
| Stephen Douglas Norton | Cambridge Investment Research Advisors, Inc. BD affiliated | Coppell Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2026 | Mar 25, 2026 |
| Tina Louise King | Cambridge Investment Research Advisors, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2026 | Mar 23, 2026 |
| Dakota P Taylor | Cambridge Investment Research Advisors, Inc. BD affiliated | Second Line Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2026 | Mar 16, 2026 |
| Erin Gay Willis | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 9, 2026 |
| Douglas Anthony Potash | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 9, 2026 |
| Luke E Krmpotich | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 9, 2026 |
| Clarence Edmund Blanton | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2026 | Jan 13, 2026 |
| Gary Michael Cowles | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 16, 2026 |
| Clarence Edmund Blanton | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2026 | Jan 5, 2026 |
| John Stephen Newitt | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 9, 2026 |
| Joel D Hyde | Cambridge Investment Research Advisors, Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Mar 16, 2026 |
| Charles Albert Strickland | Cambridge Investment Research Advisors, Inc. BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2026 | Jan 8, 2026 |
2,158 moves match.