DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from United Capital Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Lawrence Blagrove | United Capital Financial Advisors BD affiliated | Traveka Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 3, 2023 | Oct 23, 2023 |
| Chad Michael Rishel | United Capital Financial Advisors BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Jan 24, 2024 (82 d) |
| Jonathan A Doshier | United Capital Financial Advisors BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Oct 20, 2023 |
| Joshua Blake Smith | United Capital Financial Advisors BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 6, 2023 |
| Gregory Edward Blake | United Capital Financial Advisors BD affiliated | Tritonpoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 3, 2023 | Oct 18, 2023 |
| Rance Lee Swinford | United Capital Financial Advisors BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 6, 2023 |
| Amber Caroline Andregg | United Capital Financial Advisors BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 6, 2023 |
| Peter Halbrook | United Capital Financial Advisors BD affiliated | Tritonpoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 3, 2023 | Oct 18, 2023 |
| Jonathon Lamb | United Capital Financial Advisors BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Oct 20, 2023 |
| Christian Joseph Abraham | United Capital Financial Advisors BD affiliated | Thrive Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Oct 19, 2023 |
| Tyson R Lokke | United Capital Financial Advisors BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Oct 9, 2023 |
| Alexander Monroe | United Capital Financial Advisors BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 6, 2023 |
| Eric Herzog | United Capital Financial Advisors BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Oct 6, 2023 |
| Michael David Desantis | United Capital Financial Advisors BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Jan 1, 2026 (790 d) |
| Markelle H Luke | United Capital Financial Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Nov 28, 2023 |
| Kevin John Woodcheke | United Capital Financial Advisors BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 4, 2023 |
| Megan L Hayden | United Capital Financial Advisors BD affiliated | Tritonpoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 3, 2023 | Jan 2, 2024 (60 d) |
| Ryan Wilson Ferrell | United Capital Financial Advisors BD affiliated | Tritonpoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 3, 2023 | Jan 29, 2024 (87 d) |
| Sean Michael Mcnally | United Capital Financial Advisors BD affiliated | Traveka Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Jan 15, 2025 (439 d) |
| Kyra Gayle Reyes Luu | United Capital Financial Advisors BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Oct 9, 2023 |
| Luke Robert Avery | United Capital Financial Advisors BD affiliated | Decisionmap Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 3, 2023 | Nov 1, 2023 |
| Pasquale Angelo Razzano | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Mar 26, 2026 (875 d) |
| Robert Styles Davenport | United Capital Financial Advisors BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2023 | Oct 8, 2023 |
| Michael Shane Sullivan | United Capital Financial Advisors BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Jan 9, 2019 |
| William Calvin Beattie | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 2, 2023 |
| Paul Jarvis | United Capital Financial Advisors BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2023 | Oct 6, 2023 |
| Meredith Anne Mccall | United Capital Financial Advisors BD affiliated | Tritonpoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 2, 2023 | Jan 2, 2024 (61 d) |
| Cassandra C Fullilove | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 2, 2023 |
| Jake James Schoenfeld | United Capital Financial Advisors BD affiliated | Tritonpoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 2, 2023 | Jan 26, 2024 (85 d) |
| Richard Blake Pearce | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 2, 2023 |
| Jennifer Rose Huisking | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Oct 26, 2023 |
| Ashley Robert Schexnaildre | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 2, 2023 |
| Jonathan Brett Rosner | United Capital Financial Advisors BD affiliated | Tritonpoint Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 2, 2023 | Oct 18, 2023 |
| Rene Jose Lopezvictoria | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 2, 2023 |
| Hector M Arellano Hernandez | United Capital Financial Advisors BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Oct 23, 2023 |
| Neal Aaron Slafsky | United Capital Financial Advisors BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Sep 25, 2023 |
| Gary Lee Corderman | United Capital Financial Advisors BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 25, 2023 |
| Dwayne Laverne Grady | United Capital Financial Advisors BD affiliated | Cetera Advisor Networks LLC other | Other | Oct 27, 2023 | Nov 1, 2017 |
| Caroline Marie Girgis | United Capital Financial Advisors BD affiliated | Cetera Advisor Networks LLC other | Other | Oct 27, 2023 | Nov 1, 2017 |
| Penny Gae Frank | United Capital Financial Advisors BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Sep 28, 2023 |
| David K Lundgren | United Capital Financial Advisors BD affiliated | Meridian Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 28, 2023 |
| Janet Kohrmann | United Capital Financial Advisors BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 22, 2023 |
| Thomas Brandon Cox | United Capital Financial Advisors BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 29, 2023 |
| Stanley Dyl | United Capital Financial Advisors BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 28, 2023 |
| Jason Thomas Rosener | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 22, 2023 |
| Owen Hayes Malcolm | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 22, 2023 |
| Alan Thomas Mcclain | United Capital Financial Advisors BD affiliated | Girard Securities, Inc. other | Other | Oct 27, 2023 | Apr 9, 2010 |
| Kimberly Chmielewski | United Capital Financial Advisors BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 28, 2023 |
| Joanne H Nguyen | United Capital Financial Advisors BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 27, 2023 |
| Mark Ulicny | United Capital Financial Advisors BD affiliated | Girard Securities, Inc. other | Other | Oct 27, 2023 | Jun 10, 2016 |
| William R Mitchell | United Capital Financial Advisors BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Oct 2, 2023 |
| Kassi Ann Hyde | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 27, 2023 |
| Arthur Allen Buckley | United Capital Financial Advisors BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Sep 29, 2023 |
| Bruce Douglas Ward Jr | United Capital Financial Advisors BD affiliated | Meridian Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 28, 2023 |
| Amanda Pilkerton | United Capital Financial Advisors BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 27, 2023 |
| Daniel Carlos Rodriguez | United Capital Financial Advisors BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Sep 26, 2023 |
| Paul Thomas Swenson | United Capital Financial Advisors BD affiliated | Dynamic independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 22, 2023 |
| Heather Buckridge | United Capital Financial Advisors BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Sep 27, 2023 |
| Melissa Cummings Hallmark | United Capital Financial Advisors BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 26, 2023 |
| Chase Thomas Gelardi | United Capital Financial Advisors BD affiliated | Meridian Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Sep 28, 2023 |
421 moves match.