DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Markets Iq, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey CrouseCapital Markets Iq, LLC independent RIASaltmarsh Financial Advisors, LLC independent RIARIA to RIAFeb 11, 2026Mar 17, 2026 (34 d)
Alan Edward KuzmaCapital Markets Iq, LLC independent RIARoyal Fund Management, LLC independent RIARIA to RIAJul 21, 2025Jul 24, 2025
Grace Sheffield BrettkellyCapital Markets Iq, LLC independent RIACerity Partners LLC independent RIARIA to RIADec 9, 2024Jan 1, 2025
Mark Allan HajekCapital Markets Iq, LLC independent RIAMariner Independent independent RIARIA to RIAJul 1, 2024Jul 12, 2024
Gil Blas Montilla VelezCapital Markets Iq, LLC independent RIAAmerity Wealth Management, LLC independent RIARIA to RIAFeb 5, 2024Nov 2, 2023
Thomas Patrick SmithCapital Markets Iq, LLC independent RIARealta Investment Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 12, 2022Nov 2, 2022
Catherine Irene FortierCapital Markets Iq, LLC independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2019Nov 26, 2019
Steven Brian CastroCapital Markets Iq, LLC independent RIACentric Advisors, LLC independent RIARIA to RIAMar 5, 2019Jan 22, 2019
Scott Rossiter PerroneCapital Markets Iq, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 13, 2019Feb 22, 2019
Jeffrey Lamar RichardsonCapital Markets Iq, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseFeb 1, 2019Mar 4, 2019 (31 d)
William W. PengCapital Markets Iq, LLC independent RIAQuest Capital Strategies, Inc. independent RIARIA to RIAMar 21, 2018Mar 21, 2018
Glenn William KoehlCapital Markets Iq, LLC independent RIASlatestone Wealth LLC otherOtherDec 4, 2017Dec 4, 2017
Jason Scott RasmussenCapital Markets Iq, LLC independent RIASlatestone Wealth LLC otherOtherDec 4, 2017Dec 8, 2017
Walter C RichardsonCapital Markets Iq, LLC independent RIAVanderbilt Advisory Services otherOtherNov 16, 2017Nov 15, 2017
Benjamin Chase ChandlerCapital Markets Iq, LLC otherSpotlight Asset Group otherOtherAug 25, 2017Sep 16, 2017
Matthew Jordan WaltersCapital Markets Iq, LLC otherCoppell Advisory Solutions LLC independent RIAOtherAug 16, 2017May 18, 2018 (275 d)
John Vernon HinelyCapital Markets Iq, LLC otherSpotlight Asset Group otherOtherJun 13, 2017Sep 15, 2017 (94 d)
James Warren GentryCapital Markets Iq, LLC otherLegacy Capital Wealth Partners, LLC independent RIAOtherJun 12, 2017Apr 3, 2019 (660 d)
Mark William GeorgeCapital Markets Iq, LLC otherAccord Capital Management, Ltd. state registeredOtherApr 6, 2017Jan 19, 2017
David Wayne FicarraCapital Markets Iq, LLC otherCpr Investments Inc independent RIAOtherFeb 27, 2017Feb 28, 2017
Mark Peter MalekCapital Markets Iq, LLC otherVellum Financial, LLC otherOtherAug 10, 2015Aug 25, 2015
James William CravottaCapital Markets Iq, LLC otherIndependent Financial Group, LLC otherOtherJun 29, 2015Jun 29, 2015
Ryan L MorelliCapital Markets Iq, LLC otherAvant-Garde Advisors LLC otherOtherMay 4, 2015Apr 21, 2015
Marion Anthony JabczenskiCapital Markets Iq, LLC otherMercer Global Advisors Inc. otherOtherOct 2, 2012Aug 24, 2012
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24 moves match.