| Gustavo Aldolfo Chaves | Cuna Brokerage Services, Inc. other | Securian Financial Services, Inc. other | Other | Dec 31, 2010 | Jan 14, 2011 |
| Derek Adrian Shifflett | Cuna Brokerage Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Dec 22, 2010 | Jan 12, 2011 |
| Joseph Paul Salomone | Cuna Brokerage Services, Inc. other | Invest Financial Corporation other | Other | Dec 10, 2010 | Dec 9, 2010 |
| Jason Edwin Buchinger | Cuna Brokerage Services, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Dec 9, 2010 | Jun 10, 2013 (914 d) |
| Mark Edward Kenney | Cuna Brokerage Services, Inc. other | Primerica Advisors national BD | Other | Nov 16, 2010 | Aug 9, 2012 (632 d) |
| Thomas Francis Bennett | Cuna Brokerage Services, Inc. other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Nov 4, 2010 | May 11, 2011 (188 d) |
| Douglas Brad Callen | Cuna Brokerage Services, Inc. other | B.B. Graham & Company, Inc. other | Other | Nov 4, 2010 | Oct 29, 2010 |
| David James Davis | Cuna Brokerage Services, Inc. other | Money Concepts Advisory Service other | Other | Oct 8, 2010 | Oct 5, 2010 |
| Rod Chisholm | Cuna Brokerage Services, Inc. other | Cetera Investment Services LLC other | Other | Sep 22, 2010 | Sep 21, 2010 |
| Rosemina Hudani | Cuna Brokerage Services, Inc. other | Cetera Investment Services LLC other | Other | Sep 22, 2010 | Sep 21, 2010 |
| Carlos Hernan Fonseca | Cuna Brokerage Services, Inc. other | Cetera Investment Services LLC other | Other | Sep 22, 2010 | Sep 22, 2010 |
| Toni Lynn Rose | Cuna Brokerage Services, Inc. other | Cetera Investment Services LLC other | Other | Sep 22, 2010 | Sep 21, 2010 |
| Brandon Christopher Williams | Cuna Brokerage Services, Inc. other | Cetera Investment Services LLC other | Other | Sep 22, 2010 | Sep 21, 2010 |
| Zoran Ivan Lozo | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Sep 20, 2010 | Sep 28, 2010 |
| Bradley Scott Johannes | Cuna Brokerage Services, Inc. other | Associated Investment Services, Inc. other | Other | Sep 15, 2010 | Feb 2, 2012 (505 d) |
| Peter Dutcher | Cuna Brokerage Services, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 2, 2010 | Jun 21, 2012 (658 d) |
| Michael Phillip Clark | Cuna Brokerage Services, Inc. other | Strategic Advisers LLC national BD | Other | Aug 30, 2010 | Sep 21, 2010 |
| John Todd Anderson | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jul 6, 2010 | Jul 7, 2010 |
| Richard Lee Chambers | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jul 6, 2010 | Jul 7, 2010 |
| Bryan Patrick Farrissey | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Jul 6, 2010 | Jul 7, 2010 |
| Anthony Joseph Kowalski | Cuna Brokerage Services, Inc. other | Investment Centers Of America, Inc. other | Other | Jul 2, 2010 | Jul 14, 2010 |
| Mario Alonzo Trevino | Cuna Brokerage Services, Inc. other | Investment Centers Of America, Inc. other | Other | Jul 2, 2010 | Jul 14, 2010 |
| Rory Kyle Davis | Cuna Brokerage Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Jun 8, 2010 | Jun 8, 2010 |
| Michael Scott Owens | Cuna Brokerage Services, Inc. other | Edward Jones national BD | Other | May 24, 2010 | May 14, 2010 |
| Alfredo Vidrio | Cuna Brokerage Services, Inc. other | Chase Investment Services Corp. other | Other | May 3, 2010 | May 12, 2010 |
| Cody Ray Flatt | Cuna Brokerage Services, Inc. other | Securities America Advisors, Inc. other | Other | Apr 21, 2010 | Apr 29, 2010 |
| Marty Daniel Host | Cuna Brokerage Services, Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Apr 20, 2010 | Jun 29, 2023 (4818 d) |
| Richard Allan Orr | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Apr 6, 2010 | Apr 5, 2010 |
| Barbara Collette | Cuna Brokerage Services, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 6, 2010 | Apr 20, 2011 (379 d) |
| Cameron James Nelson | Cuna Brokerage Services, Inc. other | Wells Fargo Investments, LLC unclassified | Other | Feb 17, 2010 | Feb 17, 2010 |
| James Walter Quaider | Cuna Brokerage Services, Inc. other | Chase Investment Services Corp. other | Other | Feb 1, 2010 | Nov 2, 2010 (274 d) |
| Thomas Taylor | Cuna Brokerage Services, Inc. other | Citigroup Global Markets Inc. other | Other | Feb 1, 2010 | May 17, 2010 (105 d) |
| Brian Andrew Turner | Cuna Brokerage Services, Inc. other | Morgan Stanley wirehouse | Other | Jan 4, 2010 | Oct 2, 2012 (1002 d) |
| Craig Alan Severin | Cuna Brokerage Services, Inc. other | Morgan Keegan & Company, LLC other | Other | Dec 11, 2009 | Dec 4, 2009 |
| Eric Orlando Rivera Bonilla | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Nov 6, 2009 | Jan 5, 2010 (60 d) |
| Jeff Walter Poole | Cuna Brokerage Services, Inc. other | Strategic Advisers LLC national BD | Other | Oct 12, 2009 | Oct 29, 2009 |
| Emily Kay Windolph | Cuna Brokerage Services, Inc. other | Cetera Advisor Networks LLC other | Other | Oct 6, 2009 | Feb 16, 2010 (133 d) |
| Jacqueline Lea Halcomb | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 5, 2009 | Oct 1, 2009 |
| Mark James Lucaccioni | Cuna Brokerage Services, Inc. other | Prairie Sky Financial Group no RAUM | Other | Oct 2, 2009 | Jun 30, 2014 (1732 d) |
| Steven Andrew Fox | Cuna Brokerage Services, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Sep 15, 2009 | Jan 3, 2011 (475 d) |
| Faron Scott Miller | Cuna Brokerage Services, Inc. other | Edward Jones national BD | Other | Aug 24, 2009 | Aug 25, 2009 |
| Theresa Anne Damico | Cuna Brokerage Services, Inc. other | Edward Jones national BD | Other | Aug 20, 2009 | Sep 16, 2010 (392 d) |
| Charles Nicholas Moore | Cuna Brokerage Services, Inc. other | Liberty Wealth Management, LLC other | Other | Jul 30, 2009 | Aug 5, 2009 |
| Luis H Navarro | Cuna Brokerage Services, Inc. other | Valic Financial Advisors, Inc. other | Other | Jul 20, 2009 | Aug 10, 2010 (386 d) |
| Lori A Ripperger | Cuna Brokerage Services, Inc. other | Fintegra, LLC other | Other | Jul 2, 2009 | Sep 18, 2013 (1539 d) |
| Robert Dean Lane | Cuna Brokerage Services, Inc. other | Money Concepts Advisory Service other | Other | Jun 22, 2009 | Jun 19, 2009 |
| Linda Louise Lee | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jun 17, 2009 | Jun 22, 2009 |
| Lisa Linda Allen | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jun 17, 2009 | Jun 16, 2009 |
| Jim B Wolf | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jun 17, 2009 | Jun 18, 2009 |
| Todd Anthony Trevino | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jun 17, 2009 | Jun 18, 2009 |
| Joel Matthew Risenhoover | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jun 17, 2009 | Jun 16, 2009 |
| John Robert Sturgis | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jun 9, 2009 | Jul 22, 2009 (43 d) |
| Charles J Craft | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jun 1, 2009 | Jun 17, 2009 |
| David Kenneth Johnson | Cuna Brokerage Services, Inc. other | Schwab Wealth Advisory, Inc. other | Other | May 26, 2009 | Feb 21, 2012 (1001 d) |
| Edward Hayes | Cuna Brokerage Services, Inc. other | Fidelity Personal And Workplace Advisors BD affiliated | Other | May 21, 2009 | Oct 17, 2022 (4897 d) |
| Jeremy Allen Eshelman | Cuna Brokerage Services, Inc. other | Ameriprise Financial Services, LLC national BD | Other | May 18, 2009 | Dec 19, 2013 (1676 d) |
| William F Corr | Cuna Brokerage Services, Inc. other | M&T Securities, Inc. unclassified | Other | May 13, 2009 | May 14, 2009 |
| Wendy Marie Cundari | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Feb 17, 2009 | Feb 6, 2009 |
| Robert Harold Sweet | Cuna Brokerage Services, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Feb 11, 2009 | Mar 19, 2009 (36 d) |
| Kathryn Jo Hackney | Cuna Brokerage Services, Inc. other | LPL Financial LLC other | Other | Jan 22, 2009 | Jan 20, 2009 |