DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gradient Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Benjamin William SandGradient Investments, LLC independent RIAIsc Financial Advisors independent RIARIA to RIAApr 7, 2026May 21, 2026 (44 d)
Tyler Patrick EllegardGradient Investments, LLC independent RIAGradient Advisors, LLC independent RIARIA to RIAOct 6, 2025Oct 15, 2025
Garett Lee HoltonGradient Investments, LLC independent RIAWhichard Roach Financial state registeredRIA to a state-registered adviserAug 4, 2025Jun 19, 2025
Jeremy Michael BryanGradient Investments, LLC independent RIAIndiwealth state registeredRIA to a state-registered adviserApr 18, 2025Jun 12, 2025 (55 d)
Cory Joseph SicklesGradient Investments, LLC independent RIAProsperity Asset Management, LLC state registeredRIA to a state-registered adviserApr 12, 2024Nov 7, 2024 (209 d)
Thomas B. AlvisGradient Investments, LLC independent RIAElevated Performance Investment Group, LLC state registeredRIA to a state-registered adviserDec 20, 2023Mar 8, 2017
Matthew Aaron BryantGradient Investments, LLC independent RIAPaladin Financial independent RIARIA to RIAMay 26, 2023Jul 17, 2023 (52 d)
John Burke BalcerzakGradient Investments, LLC independent RIABrookstone Asset Management, LLC independent RIARIA to RIADec 13, 2022Apr 5, 2018
Sean A RuggieroGradient Investments, LLC independent RIAGradient Advisors, LLC independent RIARIA to RIASep 20, 2022Nov 16, 2022 (57 d)
Jeffrey Allen FoleyGradient Investments, LLC independent RIAMaggi Investment Services, LLC independent RIARIA to RIAMay 12, 2022Jun 22, 2026 (1502 d)
Trevor Shane NeufeldGradient Investments, LLC independent RIAHarbour Investments, Inc. independent RIARIA to RIAMay 11, 2022Sep 11, 2024 (854 d)
Thomas R GriffithGradient Investments, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAJun 15, 2021Jan 19, 2022 (218 d)
Hans Eckart ScheilGradient Investments, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAMay 25, 2021Jun 3, 2021
Sherwood Allison BarbourGradient Investments, LLC independent RIABeacon Global Advisor Network, LLC independent RIARIA to RIASep 3, 2020Apr 25, 2022 (599 d)
Alexander HamerGradient Investments, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseFeb 3, 2020Nov 22, 2019
George AcheampongGradient Investments, LLC independent RIAMakes Cents 2 Me, Inc. unclassifiedOtherAug 13, 2019Jun 30, 2017
Brendan Vincent GradyGradient Investments, LLC independent RIAClarity Financial Group, Inc. unclassifiedOtherApr 8, 2019Dec 5, 2017
James Chigungu MwombelaGradient Investments, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 5, 2018Oct 30, 2018 (55 d)
Geoffrey Ervin Lester-GeorgeGradient Investments, LLC otherBrookstone Wealth Advisors, LLC otherOtherJul 14, 2017Jul 21, 2017
Brendan Vincent GradyGradient Investments, LLC otherQuestar Asset Management, Inc. otherOtherJun 2, 2017Nov 16, 2016
Adam Wade NetlandGradient Investments, LLC otherKeystone Wealth Advisors, Incorporated otherOtherMay 19, 2016Jul 19, 2016 (61 d)
Michael Bailey MayerGradient Investments, LLC otherBluespring Wealth Management, LLC independent RIAOtherMay 19, 2016Mar 14, 2022 (2125 d)
Bixby Tyler GilbertsonGradient Investments, LLC otherWells Fargo Advisors wirehouseOtherMay 19, 2016Aug 19, 2019 (1187 d)
Laura C CollinsGradient Investments, LLC otherProvident Wealth Management state registeredOtherMar 30, 2016Sep 5, 2019 (1254 d)
David Robert MoserGradient Investments, LLC otherBluespring Wealth Management, LLC independent RIAOtherJun 17, 2015Apr 24, 2018 (1042 d)
Royce Neal AngelGradient Investments, LLC otherGradient Advisors, LLC no RAUMOtherJul 30, 2010Aug 4, 2010
Bryan Stuart SlovonGradient Investments, LLC otherGradient Advisors, LLC no RAUMOtherFeb 17, 2010Feb 18, 2010
Lance Raymond HowardGradient Investments, LLC otherGradient Advisors, LLC no RAUMOtherFeb 17, 2010Feb 18, 2010
Daniel Coral GoodwinGradient Investments, LLC otherGradient Advisors, LLC no RAUMOtherFeb 17, 2010Feb 18, 2010
Jeffrey Allen FoleyGradient Investments, LLC otherGradient Advisors, LLC no RAUMOtherFeb 16, 2010Feb 16, 2010
Thomas Paul MarshallGradient Investments, LLC otherVirginia Estate And Retirement Planning Advisors, Inc. state registeredOtherNov 14, 2008Oct 8, 2009 (328 d)
Keith Allen LunneborgGradient Investments, LLC otherValic Financial Advisors, Inc. otherOtherMay 29, 2007Aug 21, 2008 (450 d)
Michael Reed ZiglerGradient Investments, LLC otherInvest Financial Corporation otherOtherDec 20, 2006Oct 29, 2012 (2140 d)
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33 moves match.