DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ameritas Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Liang-Yu Chen TaylorAmeritas Advisory Services BD affiliatedCorecap Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2019Nov 5, 2019
Bryce Spencer VogelAmeritas Advisory Services BD affiliatedCorecap Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2019Dec 20, 2019 (43 d)
Darrin Patrick BeardenAmeritas Advisory Services BD affiliatedCorecap Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2019Nov 4, 2019
Francis Michael GarganoAmeritas Advisory Services BD affiliatedConcourse Financial Group Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 6, 2019Nov 8, 2019
Scott Richard MarionAmeritas Advisory Services BD affiliatedCorecap Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 4, 2019Oct 30, 2019
William Kirby HarpeAmeritas Advisory Services BD affiliatedCorecap Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 24, 2019Oct 23, 2019
Jeff Harold AllebachAmeritas Advisory Services BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 16, 2019Sep 20, 2019
Jerome Dwight WrightAmeritas Advisory Services BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2019Aug 19, 2019
Bradley SlaughterAmeritas Advisory Services BD affiliatedPiper Sandler & Co. otherOtherSep 9, 2019Sep 9, 2019
William Morrow ArthAmeritas Advisory Services BD affiliatedPiper Sandler & Co. otherOtherSep 9, 2019Sep 9, 2019
Kathie Jeanne GallagherAmeritas Advisory Services BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 29, 2019Apr 17, 2026 (2423 d)
Linda Wheatley PremoAmeritas Advisory Services BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 27, 2019Aug 23, 2019
Laura Rosalind SivaliaAmeritas Advisory Services BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 20, 2019Aug 20, 2019
Christopher Ronald LandherrAmeritas Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 12, 2019Jul 29, 2019
William Patrick CareyAmeritas Advisory Services BD affiliated20/20 Capital Management, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2019Mar 19, 2019
Thomas Benjiman CarrerasAmeritas Advisory Services BD affiliated20/20 Capital Management, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2019Mar 19, 2019
Richard Steven MagillAmeritas Advisory Services BD affiliated20/20 Capital Management, Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2019Sep 21, 2018
Terry Ross CoapstickAmeritas Advisory Services BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 8, 2019Aug 15, 2019
Jason Alan JorgensonAmeritas Advisory Services BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 8, 2019Aug 6, 2019
Steven GuzmanAmeritas Advisory Services BD affiliatedGuzman Wealth Management state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 6, 2019Jul 26, 2019
David Allen SchwendtnerAmeritas Advisory Services BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 5, 2019Aug 2, 2019
Scott Patrick KelleyAmeritas Advisory Services BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2019Aug 1, 2019
Samson Kam Long ChanAmeritas Advisory Services BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2019Aug 1, 2019
Andrew Michael NevinAmeritas Advisory Services BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2019Aug 1, 2019
Elizabeth HusserlAmeritas Advisory Services BD affiliatedLion Street Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2019Aug 1, 2019
Shobhan Manubhai ShethAmeritas Advisory Services BD affiliatedSheth Group state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 18, 2019Feb 18, 2021 (581 d)
Tracey BrooksAmeritas Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2019Jun 27, 2019
Jamie Allen OsborneAmeritas Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2019Jun 27, 2019
Joey Sylvester MartinAmeritas Advisory Services BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2019Jun 28, 2019
Apryl Marie PopeAmeritas Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2019Jun 27, 2019
Tyler William BrooksAmeritas Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2019Jun 12, 2019
Michael Joseph RoodAmeritas Advisory Services BD affiliatedInsight Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAJun 28, 2019Jun 3, 2019
Jace W ChamplinAmeritas Advisory Services BD affiliatedInsight Financial Services independent RIAAffiliated broker-dealer or bank to independent RIAJun 18, 2019Jun 3, 2019
Katrina Jael KourkoutisAmeritas Advisory Services BD affiliatedMontz Harcus Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 3, 2019Jul 3, 2019
Joseph Charles MontzAmeritas Advisory Services BD affiliatedMontz Harcus Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 31, 2019Jun 3, 2019
Christine Champagne MontzAmeritas Advisory Services BD affiliatedMontz Harcus Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 23, 2019May 17, 2019
Alexander Bruce HarcusAmeritas Advisory Services BD affiliatedMontz Harcus Wealth Management no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 15, 2019May 17, 2019
Ryan A. DolleAmeritas Advisory Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 8, 2019May 17, 2019
James David CurtisAmeritas Advisory Services BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2019Apr 3, 2019
Matthew A NeroneAmeritas Advisory Services BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2019Apr 3, 2019
Todd J ManternachAmeritas Advisory Services BD affiliatedAccel Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAMar 28, 2019Mar 26, 2019
Anthony Joseph GaiffeAmeritas Advisory Services BD affiliatedAccel Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAMar 21, 2019Mar 19, 2019
Jason Christopher WillenborgAmeritas Advisory Services BD affiliatedAccel Wealth Management mixed wealthAffiliated broker-dealer or bank to independent RIAMar 21, 2019Mar 26, 2019
Ronald M Rotondo JrAmeritas Advisory Services BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherMar 18, 2019Mar 22, 2019
Michael Remer HammersmithAmeritas Advisory Services BD affiliatedHeartland Wealth Strategies LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 30, 2019Jan 10, 2019
David M KopycAmeritas Advisory Services BD affiliatedSsn Advisory, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2018Jan 2, 2019
Jacob A ChandlerAmeritas Advisory Services BD affiliatedTlg Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 10, 2018Apr 10, 2019 (121 d)
Gabriel NelsonAmeritas Advisory Services BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherNov 19, 2018Mar 7, 2019 (108 d)
Gregory Haywood AdamsAmeritas Advisory Services BD affiliatedOptimist Capital independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2018Oct 17, 2018
Timothy Robert CroakAmeritas Advisory Services BD affiliatedCroak Capital independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2018Jul 25, 2018
Marshall Alan DeardenAmeritas Advisory Services BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2018Aug 31, 2018
Thomas Joseph HigginsAmeritas Advisory Services BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2018Aug 15, 2019 (339 d)
Eric Timothy CroakAmeritas Advisory Services BD affiliatedCroak Capital independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2018Jul 25, 2018
Nathan Steven MooreAmeritas Advisory Services BD affiliatedFbl Wealth Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 27, 2018Feb 14, 2019 (202 d)
Etienne Dale GoodsAmeritas Advisory Services BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2018Jun 28, 2018
Todd Macdonald PetersenAmeritas Advisory Services BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 11, 2018Jul 2, 2018
Leaann Michalle MooreAmeritas Advisory Services BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2018Jul 10, 2018
Matthew J BakerAmeritas Advisory Services BD affiliatedLegacy Cornerstone Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 6, 2018May 21, 2018
Tyler Richard BeckAmeritas Advisory Services BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJun 5, 2018May 31, 2018
Janeen Dulcinea IngramAmeritas Advisory Services BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 30, 2018May 1, 2018
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471 moves match.