DFX Intelligence
Advisor moves
Departures from Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Hiroki Tonai | Raymond James Financial Services Advisors, Inc BD affiliated | Andrews Advisory Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2024 | Jun 18, 2024 (42 d) |
| Sara Danielle Spence | Raymond James Financial Services Advisors, Inc BD affiliated | Alliancebernstein L.P. asset manager | Other | May 7, 2024 | May 14, 2024 |
| Thanh Manh Nguyen | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | Apr 29, 2024 |
| Jeremy Michael Palensky | Raymond James Financial Services Advisors, Inc BD affiliated | Avior Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 8, 2024 |
| Andrew Steven Fentress | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 1, 2024 |
| Adam Tobin | Raymond James Financial Services Advisors, Inc BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 1, 2024 |
| Peter Gilding | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | Apr 29, 2024 |
| Jeffrey Allen Juelson | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2024 | May 1, 2024 |
| James Christopher Sims | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Jun 20, 2024 (55 d) |
| Ryan Philip Reming | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2024 | Apr 24, 2024 |
| Brent Russel Mekosh | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Apr 24, 2024 |
| Jeffrey Donald Breese | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Apr 25, 2024 |
| Andrew S Diozzi | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Apr 29, 2024 |
| Kayla Mcnamara Mayoral | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Apr 29, 2024 |
| Denise Douaire Mcguire | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Apr 29, 2024 |
| Deborah Dutton Baldini | Raymond James Financial Services Advisors, Inc BD affiliated | Able Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Apr 29, 2024 |
| Elizabeth Jordan Rundgren | Raymond James Financial Services Advisors, Inc BD affiliated | Americana Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | May 28, 2024 (35 d) |
| Franklin Krone Lentz | Raymond James Financial Services Advisors, Inc BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2024 | Jun 27, 2024 (66 d) |
| John Charles Newell | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2024 | Apr 10, 2024 |
| Savannah Shaye Phillips | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2024 | May 16, 2024 |
| Cameron Anthony Sauer | Raymond James Financial Services Advisors, Inc BD affiliated | Willis Johnson Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2024 | May 22, 2024 (35 d) |
| Carole Jean Pfeifer | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 10, 2024 |
| Amer Tipura | Raymond James Financial Services Advisors, Inc BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Jul 2, 2024 (77 d) |
| Brianna Christine Perry | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 12, 2024 | Apr 12, 2024 |
| Evan Tarcisio Zeller | Raymond James Financial Services Advisors, Inc BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | May 8, 2024 |
| Robert Lewis Wallace | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Mar 15, 2024 |
| Stephen Kyle Blackwell | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Mar 15, 2024 |
| Michael Alan Citron | Raymond James Financial Services Advisors, Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Mar 18, 2024 |
| James Lynn Combs | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Apr 9, 2024 |
| William Henry Kumm | Raymond James Financial Services Advisors, Inc BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 1, 2024 |
| Louis Alfred Wheless | Raymond James Financial Services Advisors, Inc BD affiliated | Tar River Wealth Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2024 | Apr 9, 2024 |
| Lee Sims Skipper | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2024 | Apr 1, 2024 |
| Kristi L Krepel | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 5, 2024 |
| Debbie Mae Feest | Raymond James Financial Services Advisors, Inc BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Mar 25, 2024 |
| Phillip Scott Eggers | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Apr 1, 2024 |
| David Jon Morrow | Raymond James Financial Services Advisors, Inc BD affiliated | The Fiduciary Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2024 | Mar 25, 2024 |
| Matthew James Ford | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Apr 1, 2024 |
| Donald Robert Genord | Raymond James Financial Services Advisors, Inc BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Apr 1, 2024 |
| Collin Trent Habig | Raymond James Financial Services Advisors, Inc BD affiliated | Lpf Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2024 | Apr 12, 2024 |
| Connor Michael Sturgess | Raymond James Financial Services Advisors, Inc BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Apr 1, 2024 |
| Mitchell Cole Morgan | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2024 | Apr 1, 2024 |
| Glen Winston Roberts | Raymond James Financial Services Advisors, Inc BD affiliated | Hilton Head Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | May 30, 2024 (59 d) |
| Kevin Kenneth Marin | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Mar 27, 2024 |
| Susanna Langley Robinson | Raymond James Financial Services Advisors, Inc BD affiliated | Peak Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | May 30, 2024 (59 d) |
| Richard Overy | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 25, 2024 |
| Noah Scruggs | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 25, 2024 |
| Caitlyn Marie Miano | Raymond James Financial Services Advisors, Inc BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 21, 2024 | Mar 18, 2024 |
| Christopher Lee Baugh | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2024 | Mar 20, 2024 |
| Cesar Anibal Garcia Ortiz | Raymond James Financial Services Advisors, Inc BD affiliated | Carson Advisory Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2024 | Mar 27, 2024 |
| Timothy Paul Portelance | Raymond James Financial Services Advisors, Inc BD affiliated | Elan Wealth Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Mar 24, 2024 |
| Dawn Earl Thompson-Mayfield | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Chad Marion Rushing | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Kerry Michael Chatham | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Terry Noel Estes | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 26, 2024 |
| Brian Michael Elms | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Bryan Craig Kelly | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Scott Wayne Danner | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Courtney Heath Williams | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Valerie Rivera | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Jonathan Adam Dutton | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
3,741 moves match.