DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley William Schell | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2026 | Jul 6, 2026 |
| Deborah Markey Kelly | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2026 | Jul 6, 2026 |
| Daniel Bruce Massow | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jul 15, 2026 |
| Mason Jay Massow | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jul 6, 2026 |
| Flavio Nmi Carrillo | Raymond James Financial Services Advisors, Inc BD affiliated | Data Analytics Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 6, 2026 | Jun 22, 2026 |
| Lisa Wooten Hardee | Raymond James Financial Services Advisors, Inc BD affiliated | H. L. Ormond & Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Jul 9, 2026 |
| Chanley Matthew Christman | Raymond James Financial Services Advisors, Inc BD affiliated | Quest Wealth Solutions, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 2, 2026 | Jun 30, 2026 |
| Tony Ray Newman | Raymond James Financial Services Advisors, Inc BD affiliated | Quest Wealth Solutions, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 2, 2026 | Jun 30, 2026 |
| John Keais Hoyt | Raymond James Financial Services Advisors, Inc BD affiliated | H. L. Ormond & Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Jul 9, 2026 |
| Tanner Keais Hoyt | Raymond James Financial Services Advisors, Inc BD affiliated | H. L. Ormond & Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2026 | Jul 9, 2026 |
| Elizabeth Annamarie Tipton Weber | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2026 | Jul 2, 2026 |
| Mary Beth Burket | Raymond James Financial Services Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2026 | Jul 27, 2026 |
| Elizabeth Ruth Mccaffrey | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2026 | Jul 24, 2026 |
| Kathren Hsueh Wills | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2026 | Jun 24, 2026 |
| Nelly Regina Johnston | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2026 | Jun 24, 2026 |
| Ryan Joseph Keiter | Raymond James Financial Services Advisors, Inc BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2026 | Jul 7, 2026 |
| Anthony George Brown | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jun 25, 2026 |
| Veronica Parker Mackey | Raymond James Financial Services Advisors, Inc BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jul 17, 2026 |
| Jeffrey Roland Migneault | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Jun 24, 2026 |
| Joseph Todd Williams | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Jun 30, 2026 |
| Melanie L Migneault | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Jun 22, 2026 |
| Jeffrey Donald Metzger | Raymond James Financial Services Advisors, Inc BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2026 | Jul 7, 2026 |
| Jennifer S Poland | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2026 | Jul 16, 2026 |
| James Meyer | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 16, 2026 |
| Jeffrey Wayne Vernon | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 8, 2026 |
| Andrew Scott Whitbeck | Raymond James Financial Services Advisors, Inc BD affiliated | Whiterock Wealth Design, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 12, 2026 | Jun 4, 2026 |
| Robert Steven Wilkinson | Raymond James Financial Services Advisors, Inc BD affiliated | Whiterock Wealth Design, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 12, 2026 | Jun 4, 2026 |
| Jeffrey William Meekins | Raymond James Financial Services Advisors, Inc BD affiliated | Whiterock Wealth Design, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 12, 2026 | Jun 4, 2026 |
| Davis Wesley Cain | Raymond James Financial Services Advisors, Inc BD affiliated | Whiterock Wealth Design, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 12, 2026 | Jun 4, 2026 |
| John Randall Holmes | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 8, 2026 |
| Matthew Kyle Potter | Raymond James Financial Services Advisors, Inc BD affiliated | Whiterock Wealth Design, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 12, 2026 | Jun 4, 2026 |
| Abigail Leah Rycraw | Raymond James Financial Services Advisors, Inc BD affiliated | Whiterock Wealth Design, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 12, 2026 | Jun 4, 2026 |
| Daniel Joseph Robards | Raymond James Financial Services Advisors, Inc BD affiliated | Whiterock Wealth Design, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 12, 2026 | Jun 4, 2026 |
| Sheila Dempski | Raymond James Financial Services Advisors, Inc BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Aug 13, 2026 (63 d) |
| Alison Lee Foster | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Aug 11, 2026 (62 d) |
| Hailey Lynn Thomas | Raymond James Financial Services Advisors, Inc BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jul 30, 2026 (56 d) |
| Lauralea Dawn Cobb | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Jun 18, 2026 |
| Martha Gabriela Prieto Hernandez | Raymond James Financial Services Advisors, Inc BD affiliated | Bridge Financial Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 2, 2026 | Jul 1, 2026 |
| Mitchell Tucker Brown | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | May 29, 2026 |
| Samantha Nicole Winner | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 11, 2026 |
| Zachary Paul Tassin | Raymond James Financial Services Advisors, Inc BD affiliated | Willis Johnson Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2026 | Sep 1, 2026 (92 d) |
| Justin Patrick Ward | Raymond James Financial Services Advisors, Inc BD affiliated | Compass Wealth Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 28, 2026 | Aug 19, 2026 (83 d) |
| Nicholas James Anderson | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 27, 2026 | Jun 24, 2026 |
| Austen Karr | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | Jun 3, 2026 |
| Zachary Bennett Leander | Raymond James Financial Services Advisors, Inc BD affiliated | Leander Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 21, 2026 | Aug 17, 2026 (88 d) |
| William Andrew Tychsen | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 4, 2026 |
| Scott Norman Draime | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 15, 2026 |
| Nicholas James Demetral | Raymond James Financial Services Advisors, Inc BD affiliated | Zacks Investment Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 20, 2026 | Jun 4, 2026 |
| Ronald Wayne White | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 15, 2026 |
| Christine M Nealis | Raymond James Financial Services Advisors, Inc BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | Jun 8, 2026 |
| Greg J Leonard | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 14, 2026 | Jul 27, 2026 (74 d) |
| Antonio Veni Bastos | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2026 | May 8, 2026 |
| Alexander Michael Reese | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | Jun 26, 2026 (45 d) |
| Joel Kees Bakker | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 7, 2026 | May 6, 2026 |
| Charles Edward Bledsoe | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2026 | May 4, 2026 |
| Clayton Mallard | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 1, 2026 |
| Nicholas William Pucel | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | May 1, 2026 |
| Cynthia Garner Little | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Apr 30, 2026 |
| Bobby Harvey Lumpkin | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Apr 29, 2026 |
| Allina Dresslar Bell | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Apr 29, 2026 |
3,734 moves match.