DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carson Dean Chambers | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Cheryl Anne Giustiniano | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 30, 2025 |
| Sean Joseph Cavanaugh | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Oct 1, 2025 |
| Israel Thomas Jacob | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 30, 2025 |
| Matthew Franken Kok | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 30, 2025 |
| Angela June Dillon | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Oct 7, 2025 |
| Christian Thomas Maeder | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2025 | Oct 1, 2025 |
| Brian M Michael Ahern | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2025 | Oct 1, 2025 |
| Nicola Albert Hanna | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 30, 2025 |
| Nolan Glen Worley | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 30, 2025 |
| Jesse Allan Oldfield | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Oct 1, 2025 |
| Lucas David Repp Jacob | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 30, 2025 |
| Riley Patrick Cavanaugh | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Oct 15, 2025 |
| Matthew Alan Powell | Raymond James Financial Services Advisors, Inc BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 6, 2025 |
| Derek Lee Williams | Raymond James Financial Services Advisors, Inc BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Sep 29, 2025 |
| Grant Moulton | Raymond James Financial Services Advisors, Inc BD affiliated | Prosperitas Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 1, 2025 |
| Christopher Martin Quandt | Raymond James Financial Services Advisors, Inc BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 6, 2025 |
| Michael C. Gaynor | Raymond James Financial Services Advisors, Inc BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 6, 2025 |
| Donna Mikulas Heatherley Martin | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Sep 26, 2025 |
| David Gregory Shaver | Raymond James Financial Services Advisors, Inc BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2025 | Oct 21, 2025 |
| James Robert Nelson | Raymond James Financial Services Advisors, Inc BD affiliated | Affinity Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2025 | Oct 6, 2025 |
| Todd Marshall Dickinson | Raymond James Financial Services Advisors, Inc BD affiliated | Victory Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2025 | Sep 18, 2025 |
| Eric Ernest Lederman | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2025 | Oct 13, 2025 |
| Brent Austin Stanley | Raymond James Financial Services Advisors, Inc BD affiliated | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Dec 1, 2025 (76 d) |
| Nathan Richard Campbell | Raymond James Financial Services Advisors, Inc BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Jan 9, 2026 (115 d) |
| John Michael Pulliam | Raymond James Financial Services Advisors, Inc BD affiliated | Pulliam Family Office, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 15, 2025 | Apr 2, 2026 (199 d) |
| Jonathan Louis Whipple | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 15, 2025 | Oct 2, 2025 |
| Michael Steven Bullis | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2025 | Sep 15, 2025 |
| Jon Paul Cassada | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2025 | Sep 10, 2025 |
| Kristina Hernandez | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | Sep 9, 2025 |
| Sage Hoovel Kendall | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Sep 9, 2025 |
| Alfred Alexander Jackson | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Sep 9, 2025 |
| Paris June Proctor | Raymond James Financial Services Advisors, Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Jan 22, 2026 (134 d) |
| Billy Wayne Pierson | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 8, 2025 |
| Taylor Roland Graves | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 8, 2025 |
| Dennis James Ducatt | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 5, 2025 |
| Tysen Jeffrey Gray | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 10, 2025 |
| Richard Allen Brown | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 8, 2025 | May 3, 2022 |
| William Cote Paradis | Raymond James Financial Services Advisors, Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2025 | Sep 8, 2025 |
| Jodi Rudd | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | May 18, 2026 (255 d) |
| Ana Maria Wagner | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Aug 15, 2024 |
| Johnathan Bruce Works | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Sep 24, 2025 |
| Michael Edward Lancaster | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| David William Lancaster | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | Sep 2, 2025 |
| Samuel John Martin | Raymond James Financial Services Advisors, Inc BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2025 | Aug 26, 2025 |
| Bridget Thibault | Raymond James Financial Services Advisors, Inc BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Oct 20, 2025 (52 d) |
| Brenda Brooks Rocchio | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Sep 11, 2025 |
| James Michael Chapkis | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Aug 26, 2025 |
| Steven Thomas Wolters | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 22, 2025 | Oct 3, 2025 (42 d) |
| Alec James Bogen | Raymond James Financial Services Advisors, Inc BD affiliated | Waller & Wax Advisors, Inc. unclassified | Other | Aug 22, 2025 | Oct 12, 2021 |
| Robert Melle | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Sep 8, 2025 |
| Adam M Howard | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Oct 15, 2025 (57 d) |
| Edward Parks | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2025 | Aug 28, 2025 |
| Amy Elizabeth Hayes | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 13, 2025 |
| Dana Pryor Mckee | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | May 1, 2026 (261 d) |
| James Richard Plantholt | Raymond James Financial Services Advisors, Inc BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2025 | Jan 22, 2026 (162 d) |
| Christopher Allen Messick | Raymond James Financial Services Advisors, Inc BD affiliated | Mpa Wealth, LLC unclassified | Other | Aug 12, 2025 | Oct 4, 2023 |
| Braden Ryan Howell | Raymond James Financial Services Advisors, Inc BD affiliated | Mpa Wealth, LLC unclassified | Other | Aug 12, 2025 | Oct 5, 2023 |
| Matthew Corley Sibley | Raymond James Financial Services Advisors, Inc BD affiliated | Mpa Wealth, LLC unclassified | Other | Aug 12, 2025 | Oct 5, 2023 |
| Austin James Mitchell | Raymond James Financial Services Advisors, Inc BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2025 | Aug 14, 2025 |
3,739 moves match.