DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lori Ann Derrick | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 28, 2025 | Apr 25, 2025 |
| Chelsea Lynn English | Raymond James Financial Services Advisors, Inc BD affiliated | Root Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2025 | May 16, 2025 |
| Robert Brennan Barlow | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 24, 2025 |
| Thomas Q Tang | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 24, 2025 |
| Thomas Newell Wall | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 28, 2025 |
| Sean Joseph Forbes | Raymond James Financial Services Advisors, Inc BD affiliated | Navigate 401k, LLC institutional | Other | Apr 25, 2025 | May 1, 2025 |
| Gavin Robert Burns | Raymond James Financial Services Advisors, Inc BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 24, 2025 | Apr 22, 2025 |
| Nikolas Cory Pry | Raymond James Financial Services Advisors, Inc BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | May 8, 2025 |
| James Paul Marquardt | Raymond James Financial Services Advisors, Inc BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Apr 22, 2025 |
| William James Dishman | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Apr 21, 2025 |
| Joseph Elias Bertilson | Raymond James Financial Services Advisors, Inc BD affiliated | Cedrus Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 23, 2025 | Mar 28, 2025 |
| Addison Errol Dishman | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Apr 21, 2025 |
| Peyton Rider Chapman | Raymond James Financial Services Advisors, Inc BD affiliated | Cedrus Wealth Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 23, 2025 | Mar 28, 2025 |
| Daniel Reece | Raymond James Financial Services Advisors, Inc BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Apr 21, 2025 | Jun 2, 2025 (42 d) |
| William Nechtem Swerdlick | Raymond James Financial Services Advisors, Inc BD affiliated | Crestwood Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2025 | Jul 3, 2025 (77 d) |
| Maximilian Reinhart Westerman | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 15, 2025 |
| Colleen Marie Shelly | Raymond James Financial Services Advisors, Inc BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Jun 17, 2025 (63 d) |
| Justin James Spraker | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2025 | Mar 17, 2025 |
| Bruce Steamer | Raymond James Financial Services Advisors, Inc BD affiliated | Captrust institutional | Other | Apr 11, 2025 | Sep 12, 2025 (154 d) |
| Metuisela Tuaone | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2025 | May 21, 2025 (40 d) |
| Evan Kwiatkowski | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 11, 2025 | Apr 11, 2025 |
| Kimberly Boyd Tucker | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 10, 2025 | May 5, 2025 |
| Jack Robert Keller | Raymond James Financial Services Advisors, Inc BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Apr 8, 2025 |
| Chinh Td Nguyen | Raymond James Financial Services Advisors, Inc BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | May 1, 2025 |
| Brian Keith Johnson | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2025 | Apr 8, 2025 |
| Jacob Earl Lusby | Raymond James Financial Services Advisors, Inc BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | Apr 24, 2025 |
| Philip Larue Orwig | Raymond James Financial Services Advisors, Inc BD affiliated | Fair Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2025 | Apr 16, 2025 |
| Stacey Dee Kirkpatrick | Raymond James Financial Services Advisors, Inc BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2025 | May 19, 2025 (40 d) |
| Jon Arthur Blahnik | Raymond James Financial Services Advisors, Inc BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 8, 2025 |
| John Lawrence Davis | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 25, 2025 |
| Tammy Yates Croyle | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Apr 3, 2025 |
| John William Griffin | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2025 | Apr 3, 2025 |
| Brett Blackwelder | Raymond James Financial Services Advisors, Inc BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2025 | May 30, 2025 (58 d) |
| Gabriela C Miutescu | Raymond James Financial Services Advisors, Inc BD affiliated | Raskin Global Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 1, 2025 | May 8, 2025 (37 d) |
| Walter Francis Mortimer | Raymond James Financial Services Advisors, Inc BD affiliated | Coquina Private Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Mar 3, 2025 |
| John Strickland | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Leah Ronnell Van Welie | Raymond James Financial Services Advisors, Inc BD affiliated | Coquina Private Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Mar 5, 2025 |
| Tamlyn Ray Baker | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Laura Louise Amendola | Raymond James Financial Services Advisors, Inc BD affiliated | Coquina Private Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Mar 17, 2025 |
| Robert Dwight Mcmeen | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Joel Marshall Hackney | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Charles Grien Triplett | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 2, 2025 |
| Holly Elizabeth Pace | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Ricky Earl Brown | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Joseph Percival Williams | Raymond James Financial Services Advisors, Inc BD affiliated | Coquina Private Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Mar 6, 2025 |
| Scarlett Rebecca Long | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| George Steven Wolfe | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Apr 1, 2025 |
| Chris Oberling | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Christopher David Colon | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Shannon Cree Sapp | Raymond James Financial Services Advisors, Inc BD affiliated | Coquina Private Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Mar 10, 2025 |
| Gavin Ray Baker | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Tyler West Hastings | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 4, 2025 |
| Helen Foster Hackney Conley | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Thomas Jason Parker | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2025 | Mar 31, 2025 |
| Lila Shay Wolfe | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2025 | Apr 1, 2025 |
| Joshua Wardle | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Michael Branch | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Michael Jack Goodman | Raymond James Financial Services Advisors, Inc BD affiliated | Parkway Wealth Management Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Apr 1, 2025 |
| Stephen Gerard Cook | Raymond James Financial Services Advisors, Inc BD affiliated | Coquina Private Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 31, 2025 | Mar 6, 2025 |
| Steven Troy Jones | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Mar 24, 2025 |
3,739 moves match.