DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Delaware Capital Management Advisers, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kenneth Edward Burd	Delaware Capital Management Advisers, Inc no RAUM	Principal Asset Management other	Other	Sep 5, 2019	Feb 28, 2024 (1637 d)
Jack Robert Kelly	Delaware Capital Management Advisers, Inc no RAUM	Hartford Funds asset manager	Other	Sep 5, 2019	Sep 11, 2019
Colleen Sweeney Lynch	Delaware Capital Management Advisers, Inc no RAUM	Hartford Funds asset manager	Other	Aug 7, 2019	Sep 16, 2019 (40 d)
Patrick Christopher Foley	Delaware Capital Management Advisers, Inc no RAUM	Allspring Funds Management, LLC asset manager	Other	Mar 22, 2019	Nov 5, 2019 (228 d)
Kyle James Janovsky	Delaware Capital Management Advisers, Inc no RAUM	Dynasty Wealth Management, LLC asset manager	Other	Mar 22, 2019	Dec 24, 2020 (643 d)
Roger Diaz	Delaware Capital Management Advisers, Inc no RAUM	Dearborn Partners L.L.C. other	Other	Mar 7, 2019	Jul 9, 2020 (490 d)
Adriane Marie Domanski	Delaware Capital Management Advisers, Inc no RAUM	LPL Financial LLC independent RIA	Other	Dec 7, 2018	Feb 26, 2019 (81 d)
Jonathan Charles Cates	Delaware Capital Management Advisers, Inc no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 5, 2017	Sep 25, 2017
Robert Iocco	Delaware Capital Management Advisers, Inc no RAUM	Morgan Stanley wirehouse	Other	Feb 2, 2017	Mar 8, 2017 (34 d)
Miranda Mcleod Cabrelli	Delaware Capital Management Advisers, Inc no RAUM	Vanguard Advisers, Inc. other	Other	Dec 9, 2016	Jan 11, 2017 (33 d)
Matthew John Loftus	Delaware Capital Management Advisers, Inc no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 6, 2016	Dec 20, 2017 (470 d)
Ryan A Kaysen	Delaware Capital Management Advisers, Inc no RAUM	Td Ameritrade, Inc. no RAUM	Other	Jun 17, 2016	Jul 15, 2016
Jason Eric Stepanik	Delaware Capital Management Advisers, Inc no RAUM	Clearbridge Investments, LLC other	Other	Apr 1, 2016	Mar 22, 2016
Timothy J Mairs	Delaware Capital Management Advisers, Inc no RAUM	Wells Fargo Advisors wirehouse	Other	Aug 6, 2015	Jan 21, 2016 (168 d)
Michael Alan Lowsley	Delaware Capital Management Advisers, Inc no RAUM	Advisor Resource Council independent RIA	Other	Jun 2, 2015	Jan 5, 2026 (3870 d)
Thomas M Minger	Delaware Capital Management Advisers, Inc no RAUM	Putnam Investment Management, LLC other	Other	May 12, 2015	Jun 1, 2015
John Carl Uehling	Delaware Capital Management Advisers, Inc no RAUM	UBS Financial Services Inc. wirehouse	Other	Jan 27, 2014	Feb 19, 2014
Diego Andres Sarmiento	Delaware Capital Management Advisers, Inc no RAUM	Osaic Fa, Inc. other	Other	Oct 31, 2013	Dec 19, 2013 (49 d)
Melissa Sue Snell	Delaware Capital Management Advisers, Inc no RAUM	Blackrock Investment Management, LLC other	Other	May 30, 2013	Aug 27, 2019 (2280 d)
Jeffrey Clark Davison	Delaware Capital Management Advisers, Inc no RAUM	Principal Asset Management other	Other	Oct 18, 2011	Dec 20, 2021 (3716 d)
Michael Christopher Schaefer	Delaware Capital Management Advisers, Inc no RAUM	Principal Asset Management other	Other	Jul 5, 2011	Jan 14, 2022 (3846 d)
James Robert Rensman	Delaware Capital Management Advisers, Inc no RAUM	Guggenheim Investments other	Other	Jun 1, 2011	Jun 8, 2011
Gregory Watson Ferguson	Delaware Capital Management Advisers, Inc no RAUM	Blackrock Investment Management, LLC other	Other	Dec 14, 2010	Dec 22, 2010
Keith Alan Vanorden	Delaware Capital Management Advisers, Inc no RAUM	Blackrock Fund Advisors other	Other	Sep 15, 2010	Sep 28, 2010
Michael Brian Mills	Delaware Capital Management Advisers, Inc no RAUM	American Century Advisory Services, Inc. no RAUM	Other	Aug 16, 2010	Aug 26, 2010
Richard Gruver Kline	Delaware Capital Management Advisers, Inc no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Jun 23, 2010	Apr 25, 2022 (4324 d)

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26 moves match.