DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Private Advisor Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Paul Viviano | Private Advisor Group, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 3, 2024 |
| Dustin Jay Dean | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2024 | Aug 30, 2024 |
| Stephen Douglas Cooper | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2024 | Aug 27, 2024 |
| David Gabriel Torres-Onisto | Private Advisor Group, LLC BD affiliated | Top Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Aug 27, 2024 |
| Eric R. Powers | Private Advisor Group, LLC BD affiliated | Top Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2024 | Aug 27, 2024 |
| Esther Tobbin | Private Advisor Group, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2024 | Sep 19, 2024 |
| Terry Donald Schnare | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Jul 30, 2024 |
| Seth Jacob Kimmel | Private Advisor Group, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2024 | Oct 11, 2018 |
| Megan Helen Wolfe | Private Advisor Group, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Aug 2, 2024 |
| Christopher Lee Johnson | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 24, 2024 |
| Brandan Chasteen | Private Advisor Group, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2024 | Jul 31, 2024 |
| Lyle Hans-Christian Pennell | Private Advisor Group, LLC BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2024 | May 29, 2024 |
| Justin Chandler Buttrick | Private Advisor Group, LLC BD affiliated | Vision Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 28, 2024 | May 28, 2024 |
| Michael Paul Wicks | Private Advisor Group, LLC BD affiliated | Synergy Investment Management LLC no RAUM | Other | Apr 10, 2024 | Feb 16, 2024 |
| Jacob Levi Fleming | Private Advisor Group, LLC BD affiliated | Solitude Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2024 | Mar 12, 2024 |
| Joseph Pigot | Private Advisor Group, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Apr 11, 2024 |
| Ryan M. Hunt | Private Advisor Group, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 14, 2024 | May 6, 2024 (82 d) |
| Jeffrey Michael Arber | Private Advisor Group, LLC BD affiliated | Triple Play Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 25, 2024 | Feb 5, 2024 |
| Ralph Michael Wasiakowski | Private Advisor Group, LLC BD affiliated | Brightside Wealth Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 23, 2024 | Jan 22, 2024 |
| Nicole Schenk Wasiakowski | Private Advisor Group, LLC BD affiliated | Brightside Wealth Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 17, 2024 | Jan 17, 2024 |
| Jason Szary | Private Advisor Group, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 31, 2024 |
| Jodie Michelle Booth | Private Advisor Group, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 30, 2023 |
| Silva R Padowski | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Mar 17, 2020 |
| Sondra Jane Turnbach | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Aug 21, 2023 |
| Bryant Robert Taylor | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Mar 2, 2022 |
| Alexander J Senyshyn | Private Advisor Group, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2023 | Dec 19, 2023 (55 d) |
| John Robert Heatwole | Private Advisor Group, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Aug 8, 2023 |
| Cole Stahly Schrock | Private Advisor Group, LLC BD affiliated | Peak Retirement Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Sep 14, 2023 |
| Alexa Marie Nicholson | Private Advisor Group, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 23, 2023 | Aug 18, 2023 |
| John Daniel Dunegan | Private Advisor Group, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 21, 2023 |
| Alyssa Ann North-Mozda | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 14, 2023 |
| Fawzi Bassel Beidas | Private Advisor Group, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2023 | May 29, 2023 |
| Lamont Adrian Brown | Private Advisor Group, LLC BD affiliated | Mariner Advisor Network BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2023 | Apr 5, 2023 |
| Robert Michael Clinton | Private Advisor Group, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2023 | Jan 1, 2025 (632 d) |
| Larry Don Gill | Private Advisor Group, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2023 | Jan 1, 2025 (632 d) |
| Gary Michael Casciola | Private Advisor Group, LLC BD affiliated | LPL Financial LLC other | Other | Apr 10, 2023 | Jun 8, 2017 |
| Ranjit Bahadur | Private Advisor Group, LLC BD affiliated | Unique Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 29, 2023 | Dec 19, 2022 |
| Jason Thaddeus Andryzak | Private Advisor Group, LLC BD affiliated | Unique Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 29, 2023 | Dec 19, 2022 |
| Priyadarshan Pradhan | Private Advisor Group, LLC BD affiliated | Unique Wealth Strategies no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 29, 2023 | Dec 19, 2022 |
| Joseph David Battaglini | Private Advisor Group, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2023 | Jan 17, 2023 |
| Michele Ann Randall | Private Advisor Group, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2023 | Jun 19, 2018 |
| Matthew Paul Harter | Private Advisor Group, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Feb 15, 2023 (43 d) |
| Christal Vargas | Private Advisor Group, LLC BD affiliated | Dew Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2023 | Mar 25, 2022 |
| Elizabeth Clare Wolleben Yoder | Private Advisor Group, LLC BD affiliated | Hibernia Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2022 | Jan 6, 2023 |
| David Michael Moretsky | Private Advisor Group, LLC BD affiliated | Winthrop Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2022 | Nov 15, 2022 |
| Aimee Margaret Lloyd | Private Advisor Group, LLC BD affiliated | Winthrop Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2022 | Nov 15, 2022 |
| Robert James Reamer | Private Advisor Group, LLC BD affiliated | Winthrop Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2022 | Nov 15, 2022 |
| Amber Michele Moser | Private Advisor Group, LLC BD affiliated | Winthrop Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2022 | Nov 15, 2022 |
| Joseph Henry Shaw III | Private Advisor Group, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Jul 11, 2018 |
| Mani Dwight Grant | Private Advisor Group, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Jun 25, 2026 (1304 d) |
| Rajan Kumar | Private Advisor Group, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2022 | Nov 1, 2022 |
| Jason Devere Bays | Private Advisor Group, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2022 | Oct 21, 2022 |
| Michael Douglas Olesen | Private Advisor Group, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2022 | Jun 28, 2022 |
| Marc David Saurborn | Private Advisor Group, LLC BD affiliated | Dividend Assets Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2022 | Jan 1, 2026 (1172 d) |
| Robert Joseph Ruelle | Private Advisor Group, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 21, 2022 | Apr 12, 2023 (265 d) |
| Khagendra Kattel | Private Advisor Group, LLC BD affiliated | LPL Financial LLC other | Other | Jul 21, 2022 | May 27, 2015 |
| Alexander Chosczyk | Private Advisor Group, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2022 | Aug 28, 2022 (38 d) |
| Steven Bradley Kantz | Private Advisor Group, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Mar 21, 2024 (630 d) |
| Brenton E Ditto | Private Advisor Group, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2022 | Jul 8, 2022 |
| Crawford Ulmer | Private Advisor Group, LLC BD affiliated | Ulmer Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 22, 2022 | Jun 21, 2022 |
375 moves match.