DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Concourse Financial Group Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Harold Blaine Miller | Concourse Financial Group Advisors BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Apr 8, 2025 |
| Michael Drew Davenport | Concourse Financial Group Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Apr 21, 2026 (414 d) |
| Beth Lynette Anderson | Concourse Financial Group Advisors BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Apr 7, 2025 (45 d) |
| Timothy Brian Walls | Concourse Financial Group Advisors BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Sep 10, 2025 (201 d) |
| Eric Perich | Concourse Financial Group Advisors BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2025 | Jun 16, 2025 (115 d) |
| Wayne Alvin Christ | Concourse Financial Group Advisors BD affiliated | Avantax Planning Partners, Inc. other | Other | Feb 20, 2025 | Jan 5, 2015 |
| Glen Emerson Kauffman | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Feb 20, 2025 | Mar 7, 2007 |
| David A Hamilton | Concourse Financial Group Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2025 | Feb 18, 2025 |
| Eric Scott Groff | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Feb 20, 2025 | Jan 25, 2010 |
| Jennifer Story Quirk | Concourse Financial Group Advisors BD affiliated | Chitwood-Lindberg Wealth Management other | Other | Feb 20, 2025 | Apr 1, 2015 |
| Robert Allan Wall | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Feb 20, 2025 | Jan 3, 2012 |
| Russell Michael Burton | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Feb 20, 2025 | Aug 11, 2014 |
| Dennis Allen Lefevre | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Feb 20, 2025 | Oct 14, 2009 |
| Kenteth James Blossom | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Feb 20, 2025 | Jun 14, 2007 |
| Joseph Alexander Shenk | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Feb 20, 2025 | Mar 7, 2007 |
| Jeremiah Eli Patterson | Concourse Financial Group Advisors BD affiliated | Harvest Investment Services, LLC other | Other | Feb 20, 2025 | Aug 25, 2014 |
| Christopher James Kaufman | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Feb 20, 2025 | Jun 4, 2012 |
| Steven Eric Schroll | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Feb 20, 2025 | Dec 4, 2009 |
| David Lester Moore | Concourse Financial Group Advisors BD affiliated | Gien Capital Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 20, 2025 | Mar 7, 2025 |
| Shane Michael Landis | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Feb 20, 2025 | Jul 3, 2017 |
| Benjamin E Gooding | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Feb 20, 2025 | Mar 1, 2018 |
| Kevin James Nice | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Feb 20, 2025 | Feb 22, 2017 |
| James Kelly Houston | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Apr 11, 2025 (58 d) |
| Hugo Alberto Marrero | Concourse Financial Group Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Jan 27, 2025 |
| Karen Louise Powell | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Feb 10, 2025 |
| Joshua Morris | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Jan 6, 2025 |
| Bryan Lynn Harding | Concourse Financial Group Advisors BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Oct 1, 2025 (274 d) |
| Kenneth Rell Davis | Concourse Financial Group Advisors BD affiliated | Capital Investment Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Dec 17, 2024 |
| S Diane Davis | Concourse Financial Group Advisors BD affiliated | Capital Investment Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Dec 17, 2024 |
| Kristin Mauger | Concourse Financial Group Advisors BD affiliated | Gien Capital Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 17, 2024 | Feb 14, 2025 (59 d) |
| Gregory Marc Roventini | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Dec 2, 2024 |
| Rachel Tracy Smith | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Nov 25, 2024 |
| Misty L Mcminn | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Dec 2, 2024 |
| Tucker Rj Schumacher | Concourse Financial Group Advisors BD affiliated | Tradition Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 27, 2024 | Nov 26, 2024 |
| Tyler Liffrig | Concourse Financial Group Advisors BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 2, 2024 |
| Brady Bohl | Concourse Financial Group Advisors BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 2, 2024 |
| Brian Joseph Dobisch | Concourse Financial Group Advisors BD affiliated | Blackridge Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Sep 6, 2024 |
| Bobby Farrar Hailey | Concourse Financial Group Advisors BD affiliated | Fnbb Capital Markets, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 19, 2024 | Sep 19, 2024 |
| Michael Murray | Concourse Financial Group Advisors BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 13, 2024 | Oct 4, 2024 |
| Christy B. Downs | Concourse Financial Group Advisors BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2024 | Aug 11, 2026 (698 d) |
| Michael Spencer Loveless | Concourse Financial Group Advisors BD affiliated | Abg Consultants institutional | Other | Aug 7, 2024 | Jul 15, 2026 (707 d) |
| Ana Fonseca | Concourse Financial Group Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2024 | Aug 7, 2024 |
| Jay Kevin Kready | Concourse Financial Group Advisors BD affiliated | Everence Trust Company other | Other | Jun 27, 2024 | Feb 13, 2013 |
| James Patrick Kent | Concourse Financial Group Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Aug 8, 2024 (49 d) |
| William Bradley Johnson | Concourse Financial Group Advisors BD affiliated | Tradition Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2024 | Jun 5, 2024 |
| Adam Ohlmeyer | Concourse Financial Group Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Jun 3, 2024 |
| Ramsey King Reich | Concourse Financial Group Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 24, 2024 | Apr 29, 2024 |
| Floyd Thomas Bernard | Concourse Financial Group Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | May 30, 2024 |
| Francis Michael Gargano | Concourse Financial Group Advisors BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2024 | May 3, 2024 |
| Michael Scott Mcmane | Concourse Financial Group Advisors BD affiliated | Key Group Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Mar 15, 2024 |
| Warren Berry Marshall | Concourse Financial Group Advisors BD affiliated | Truewealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Mar 15, 2024 |
| Aram Tony Urfalyan | Concourse Financial Group Advisors BD affiliated | Acrylic Financial, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2024 | Mar 20, 2024 |
| Leonardo A Duchini | Concourse Financial Group Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2024 | Dec 2, 2025 (651 d) |
| Christopher Ryan Phillips | Concourse Financial Group Advisors BD affiliated | Truewealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2024 | Feb 16, 2024 |
| Andrew Scott Passmore | Concourse Financial Group Advisors BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2023 | Oct 30, 2023 |
| Tyler Cofield Busby | Concourse Financial Group Advisors BD affiliated | Oakworth Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 28, 2023 | Jul 1, 2025 (581 d) |
| Andrew John Whitaker | Concourse Financial Group Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Sep 29, 2023 |
| Filipe Augusto De Barros Gusmao | Concourse Financial Group Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Oct 2, 2023 |
| Paul Edward Kohlman | Concourse Financial Group Advisors BD affiliated | Kpp Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2023 | Oct 2, 2023 |
| Michael Hamel Mcgraw | Concourse Financial Group Advisors BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | May 1, 2024 (196 d) |
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617 moves match.