DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investment Centers Of America, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Gregory Wayne Hardin	Investment Centers Of America, Inc. other	Fisher Investments independent RIA	Other	Nov 27, 2017	Nov 3, 2021 (1437 d)
Amanda Marie Ross	Investment Centers Of America, Inc. other	Packerland Brokerage Services, Inc. other	Other	Nov 20, 2017	Dec 19, 2017
Thomas Jones Wilder	Investment Centers Of America, Inc. other	Concourse Financial Group Advisors other	Other	Nov 6, 2017	Nov 3, 2017
George Addison Webb	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Other	Nov 6, 2017	Nov 17, 2017
Shawn Lee Ehrhardt	Investment Centers Of America, Inc. other	Osaic Fa, Inc. other	Other	Nov 6, 2017	Nov 3, 2017
Thomas Edward Anderson	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Other	Nov 6, 2017	Nov 17, 2017
Alissa Rochelle Oskey	Investment Centers Of America, Inc. other	Thrivent Investment Management Inc. other	Other	Nov 6, 2017	Nov 7, 2017
Justin Mark Heindl	Investment Centers Of America, Inc. other	Cetera Investment Advisers LLC other	Other	Nov 6, 2017	Nov 17, 2017
Derrick Girard	Investment Centers Of America, Inc. other	Sb Advisory, LLC other	Other	Nov 3, 2017	Nov 1, 2017
Jerry Edward Lawless	Investment Centers Of America, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Nov 2, 2017	Nov 3, 2017
Christopher Noel Eller	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Other	Nov 2, 2017	Nov 2, 2017
Timothy Lawrence Welch	Investment Centers Of America, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Nov 2, 2017	Nov 3, 2017
William Martin Witte	Investment Centers Of America, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Nov 2, 2017	Nov 1, 2017
Eric Scott Arkins	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Other	Nov 2, 2017	Nov 1, 2017
Robert Anton Faust	Investment Centers Of America, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Nov 2, 2017	Nov 3, 2017
Arthur Burton Velasco	Investment Centers Of America, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Nov 2, 2017	Nov 3, 2017
Ryan Robert Geschke	Investment Centers Of America, Inc. other	Newedge Advisors independent RIA	Other	Nov 2, 2017	Jan 3, 2019 (427 d)
Shelly Denise Woodley	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 1, 2017	Nov 1, 2017
Craig Albert Wassenaar	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 1, 2017	Nov 1, 2017
William Lister Masten	Investment Centers Of America, Inc. other	Spc other	Other	Nov 1, 2017	Nov 2, 2017
Darin Gerard Svihovec	Investment Centers Of America, Inc. other	Woodbury Financial Services, Inc. BD affiliated	Other	Nov 1, 2017	Oct 31, 2017
Jeffrey Joseph Biro	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 30, 2017	Oct 30, 2017
Cynthia Gayle Mims	Investment Centers Of America, Inc. other	Wells Fargo Advisors wirehouse	Other	Oct 27, 2017	Oct 27, 2017
Christopher Neal Yandell	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Other	Oct 25, 2017	Oct 26, 2017
David Jeffrey Howard	Investment Centers Of America, Inc. other	Raymond James & Associates, Inc. national BD	Other	Oct 25, 2017	Nov 24, 2017
Brock Joseph Brannon	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 24, 2017	Oct 23, 2017
Daniel Edward Mckelvey	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 23, 2017	Oct 23, 2017
Sean Patrick Fahey	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 23, 2017	Oct 23, 2017
David Carl Mills	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 23, 2017	Oct 23, 2017
James Gerard Cusimano	Investment Centers Of America, Inc. other	Securities America Advisors, Inc. other	Other	Oct 23, 2017	Oct 23, 2017
Jamie Allen Ogolin	Investment Centers Of America, Inc. other	Securities America Advisors, Inc. other	Other	Oct 23, 2017	Oct 24, 2017
Timothy James Heisterkamp	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 20, 2017	Oct 20, 2017
Michael Kurt Wendt	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 20, 2017	Oct 20, 2017
Julie Ann Dillon	Investment Centers Of America, Inc. other	Midwest Professional Planners, Ltd. other	Other	Oct 19, 2017	Oct 20, 2017
Chad Stephen Willer	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 19, 2017	Oct 23, 2017
John Louis Oxenhandler	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 18, 2017	Oct 18, 2017
William Ryan Zenk	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 18, 2017	Oct 18, 2017
Steven Mark Mammoser	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Other	Oct 17, 2017	Oct 17, 2017
Tony Chang	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 17, 2017	Oct 17, 2017
David Todd Gibb	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 17, 2017	Oct 17, 2017
Darren Lee Evavold	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 17, 2017	Oct 16, 2017
Chad B Sutton	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Other	Oct 17, 2017	Oct 17, 2017
Michael Kent Tracy	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 16, 2017	Oct 16, 2017
Brian William Patton	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Other	Oct 16, 2017	Oct 16, 2017
Jason Lee Kleemeier	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 16, 2017	Oct 16, 2017
Amanda Lyvette Robinson	Investment Centers Of America, Inc. other	Cetera Advisor Networks LLC other	Other	Oct 16, 2017	Oct 17, 2017
Tim Xuan Ha	Investment Centers Of America, Inc. other	Cetera Advisor Networks LLC other	Other	Oct 16, 2017	Oct 20, 2017
Jamie Brett King	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Other	Oct 16, 2017	Oct 16, 2017
Lori A Ripperger	Investment Centers Of America, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 16, 2017	Oct 16, 2017
Tiffany Renee Rawling	Investment Centers Of America, Inc. other	Cetera Advisor Networks LLC other	Other	Oct 16, 2017	Oct 16, 2017
Andrew Thomas Schenker	Investment Centers Of America, Inc. other	Cetera Advisor Networks LLC other	Other	Oct 16, 2017	Oct 16, 2017
Michael Paul Blanchard	Investment Centers Of America, Inc. other	Cetera Advisor Networks LLC other	Other	Oct 16, 2017	Oct 16, 2017
Jordan Scott Sereno	Investment Centers Of America, Inc. other	Cetera Advisor Networks LLC other	Other	Oct 16, 2017	Oct 16, 2017
Jeremy Andrew Dodd	Investment Centers Of America, Inc. other	Mutual Advisors, LLC BD affiliated	Other	Oct 12, 2017	Oct 12, 2017
John T Mcpherson	Investment Centers Of America, Inc. other	Mutual Advisors, LLC BD affiliated	Other	Oct 12, 2017	Oct 12, 2017
Diane Moen Weyrick	Investment Centers Of America, Inc. other	Scf Investment Advisors, Inc. other	Other	Oct 11, 2017	Oct 10, 2017
Daniel Jon Taylor	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Other	Oct 6, 2017	Oct 16, 2017
John Anthony Pegues	Investment Centers Of America, Inc. other	Momentum Independent Network Inc. other	Other	Oct 6, 2017	Oct 6, 2017
Stephanie Lynn Leduc	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Other	Oct 6, 2017	Oct 6, 2017
William James Markovich	Investment Centers Of America, Inc. other	Commonwealth Financial Network national BD	Other	Oct 6, 2017	Oct 6, 2017

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264 moves match.