DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Td Private Client Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Diogenis Jorge Leiva | Td Private Client Wealth LLC BD affiliated | Mma Securities LLC no RAUM | Other | Aug 4, 2023 | Aug 14, 2023 |
| Kevin St Jean | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Sep 14, 2023 (48 d) |
| Jonathan Radford | Td Private Client Wealth LLC BD affiliated | Ballentine Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2023 | Aug 9, 2023 |
| Cheick Konate | Td Private Client Wealth LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Oct 9, 2023 (74 d) |
| Hyla Fahsholtz | Td Private Client Wealth LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2023 | Oct 26, 2023 (98 d) |
| Kyle Schafer | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2023 | Jun 12, 2023 |
| Justin Russell | Td Private Client Wealth LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Oct 23, 2023 (129 d) |
| Leo Peter Varriale | Td Private Client Wealth LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Apr 28, 2023 |
| Brian Sullivan | Td Private Client Wealth LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | Jun 20, 2023 (32 d) |
| Ryan Belfiore | Td Private Client Wealth LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 21, 2023 | May 4, 2023 |
| Edward J Byrne | Td Private Client Wealth LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 24, 2023 | Apr 13, 2023 |
| Rebecca L Bear | Td Private Client Wealth LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2023 | Mar 15, 2023 |
| Andre Jeboo | Td Private Client Wealth LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Mar 1, 2023 |
| Aazar A Bhatti | Td Private Client Wealth LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Nov 21, 2022 |
| Willie Douglas Tate | Td Private Client Wealth LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 28, 2022 | Nov 14, 2022 |
| Evelina Fitzgerald | Td Private Client Wealth LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2022 | Jan 31, 2023 (83 d) |
| David Joseph Smith | Td Private Client Wealth LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2022 | Feb 3, 2023 (91 d) |
| William Holland | Td Private Client Wealth LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2022 | Jan 18, 2023 (79 d) |
| Robert George Vail | Td Private Client Wealth LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2022 | Sep 15, 2023 (338 d) |
| Anthony Whaley | Td Private Client Wealth LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2022 | Sep 14, 2022 |
| John Philip Leidy | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2022 | Aug 10, 2022 |
| Kathleen Florence Leclair | Td Private Client Wealth LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Jul 19, 2024 (700 d) |
| Joshua Kuhnert | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2022 | Feb 12, 2026 (1273 d) |
| Devindra Narine | Td Private Client Wealth LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2022 | May 25, 2026 (1405 d) |
| Thomas B Damasco | Td Private Client Wealth LLC BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2022 | Jun 3, 2022 |
| Laura Katherine Borselli | Td Private Client Wealth LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2022 | Jun 7, 2022 |
| Jimmy To | Td Private Client Wealth LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2022 | Jul 7, 2022 (41 d) |
| Travis Townson | Td Private Client Wealth LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | May 18, 2022 |
| Catalina Alexander | Td Private Client Wealth LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2022 | Dec 22, 2022 (241 d) |
| Timothy Joseph Bialobok | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 21, 2022 | Mar 25, 2022 |
| Gary Zampella | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 21, 2022 | Apr 28, 2022 |
| John Patrick Ward | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2022 | Feb 16, 2022 |
| Sergio Iacovitti | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2022 | Mar 7, 2022 |
| Gerald Gordon Hazel | Td Private Client Wealth LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2022 | Feb 23, 2022 |
| Mitchell K Lee | Td Private Client Wealth LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2021 | Jan 11, 2022 |
| Peter Craig Dutoit | Td Private Client Wealth LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2021 | Nov 18, 2021 |
| Brandon Phillips | Td Private Client Wealth LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2021 | Nov 10, 2021 |
| Alexander Mcadams Lane | Td Private Client Wealth LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Sep 24, 2021 |
| Thomas Schilling | Td Private Client Wealth LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Nov 11, 2021 |
| Gianni Luigi Dimeglio | Td Private Client Wealth LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Sep 24, 2021 |
| Katrina V Stanton | Td Private Client Wealth LLC BD affiliated | William Blair & Company L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2021 | Sep 24, 2021 |
| Morgan Clay Mohrman | Td Private Client Wealth LLC BD affiliated | Wilmington Trust Investment Advisors, Inc. other | Other | Sep 20, 2021 | Sep 2, 2023 (712 d) |
| Tyler Valerio Calder | Td Private Client Wealth LLC BD affiliated | Wilmington Trust Investment Advisors, Inc. other | Other | Sep 20, 2021 | Dec 9, 2021 (80 d) |
| Haney Dimian | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 14, 2021 | Jul 15, 2021 |
| Antonio Gurrera | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 14, 2021 | Jul 15, 2021 |
| Bryan J. Loew | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2021 | Dec 13, 2021 (136 d) |
| Michael Hakoun | Td Private Client Wealth LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2021 | Mar 15, 2022 (230 d) |
| Achilleas Vargiamis | Td Private Client Wealth LLC BD affiliated | Impact Partnership Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2021 | May 4, 2022 (306 d) |
| Vincent Anthony Mattone | Td Private Client Wealth LLC BD affiliated | Advisors Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2021 | Jun 7, 2021 |
| Korab Hasani | Td Private Client Wealth LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2021 | May 26, 2021 |
| Tiffany Ann Shea | Td Private Client Wealth LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2021 | Oct 19, 2021 (251 d) |
| Jason Harris Gerb | Td Private Client Wealth LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 6, 2021 |
| Natalia Rodriguez | Td Private Client Wealth LLC BD affiliated | Thureos Asset Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 30, 2020 | Nov 25, 2020 (56 d) |
| Gregory W Klipstein | Td Private Client Wealth LLC BD affiliated | Jfs Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2020 | Oct 14, 2020 |
| Bryan Jerome Kotlarz | Td Private Client Wealth LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2020 | Aug 3, 2020 |
| Caren Chabora | Td Private Client Wealth LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 24, 2020 | Feb 5, 2020 |
| John Cullen Patten | Td Private Client Wealth LLC BD affiliated | Mar Wealth Management Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2019 | Sep 8, 2026 (2469 d) |
| David Blair Thompson | Td Private Client Wealth LLC BD affiliated | Alden Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2019 | Jun 5, 2020 (183 d) |
| Jacquelynn Ann Mcfadden | Td Private Client Wealth LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 18, 2019 | Oct 11, 2019 |
| James Andrew Waggett | Td Private Client Wealth LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Aug 11, 2020 (312 d) |
232 moves match.