DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Arbor Point Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Mark Sharpe | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2022 | Oct 6, 2022 |
| Adam Ryan Peters | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2022 | Oct 6, 2022 |
| Jonathan Gausewitz | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2022 | Jan 19, 2024 (414 d) |
| Lisa A Spadoni | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2022 | Oct 6, 2022 |
| Andrew T Peters | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2022 | Oct 6, 2022 |
| Kyle David Kerkenbush | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 30, 2022 | Oct 6, 2022 |
| Paul Daniel Woolfrey | Arbor Point Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Nov 1, 2022 |
| Christopher Kotch | Arbor Point Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2022 | Jan 4, 2023 (97 d) |
| Scott Ira Loochtan | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2022 | Aug 19, 2022 |
| Nicole Mayer | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2022 | Aug 16, 2022 |
| Neil Joseph Farrell | Arbor Point Advisors BD affiliated | Farrell Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 15, 2022 | Jul 15, 2022 |
| Janet Grantz Hart | Arbor Point Advisors BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Jul 25, 2022 |
| Kelly A Soria | Arbor Point Advisors BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Jul 25, 2022 |
| Alexander Clark | Arbor Point Advisors BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Jul 25, 2022 |
| Matthew Joseph Baldeck | Arbor Point Advisors BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2022 | Jul 18, 2022 |
| Kevin John Carlson | Arbor Point Advisors BD affiliated | Vessel Wealth Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 3, 2022 | Jun 7, 2022 |
| Jeffrey John Cathersal | Arbor Point Advisors BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2022 | May 25, 2022 |
| Tyler Spencer Hilligoss | Arbor Point Advisors BD affiliated | Scout Asset Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 14, 2022 | Apr 13, 2022 |
| Andi Yung Hee Kang | Arbor Point Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Feb 1, 2022 |
| Aaron Lee Boehm | Arbor Point Advisors BD affiliated | Copia Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 14, 2022 |
| Pamela Jo Maybury | Arbor Point Advisors BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 5, 2026 (1466 d) |
| Daniel Louis Cairo | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Dec 15, 2021 |
| Kimberly Diane Harris | Arbor Point Advisors BD affiliated | Clear Creek Financial Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2021 | Oct 22, 2021 |
| Phillip E Harris | Arbor Point Advisors BD affiliated | Clear Creek Financial Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2021 | Oct 22, 2021 |
| Larry Sfinas | Arbor Point Advisors BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2021 | Oct 5, 2021 |
| Fredrick James Robinson | Arbor Point Advisors BD affiliated | O'Hagan Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2021 | Sep 30, 2021 |
| John Joseph O'Hagan | Arbor Point Advisors BD affiliated | O'Hagan Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2021 | Oct 1, 2021 |
| Angela Marie Cougle | Arbor Point Advisors BD affiliated | O'Hagan Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2021 | Oct 1, 2021 |
| John Charles Fontana | Arbor Point Advisors BD affiliated | O'Hagan Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2021 | Sep 30, 2021 |
| Gregory Holland | Arbor Point Advisors BD affiliated | O'Hagan Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2021 | Sep 30, 2021 |
| Dell Vivien Spiva | Arbor Point Advisors BD affiliated | O'Hagan Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2021 | Jan 14, 2022 (106 d) |
| Patrick Joseph Burke | Arbor Point Advisors BD affiliated | O'Hagan Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2021 | Sep 30, 2021 |
| James Lee Booth | Arbor Point Advisors BD affiliated | Aveo Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2021 | Sep 3, 2021 |
| Louis Walter Bennett | Arbor Point Advisors BD affiliated | Copia Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2021 | Aug 13, 2021 |
| Melissa Mcmanigal Hassler | Arbor Point Advisors BD affiliated | Petso Financial Consultants LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2021 | Jun 8, 2023 (653 d) |
| Blake Gaulden | Arbor Point Advisors BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jul 19, 2021 |
| Timothy Lee Bovey | Arbor Point Advisors BD affiliated | Aspire Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2021 | Jul 1, 2021 |
| Shaun Jeffery Dean | Arbor Point Advisors BD affiliated | Aspire Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2021 | Jul 1, 2021 |
| Angela Marie Jolley | Arbor Point Advisors BD affiliated | Aspire Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2021 | Jul 1, 2021 |
| Eleonora Jovel Tomasello | Arbor Point Advisors BD affiliated | Corinthian Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2021 | Nov 10, 2025 (1593 d) |
| Michelle Darlene George | Arbor Point Advisors BD affiliated | Aspire Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2021 | Jul 1, 2021 |
| Gregory James Fuller | Arbor Point Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Aug 5, 2021 (63 d) |
| Roger Alan Nicholls | Arbor Point Advisors BD affiliated | One Wealth Map, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2021 | May 26, 2021 |
| Meris Arel Collier | Arbor Point Advisors BD affiliated | Axxcess Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2021 | Apr 29, 2021 |
| Jeffrey Charles Janeway | Arbor Point Advisors BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2021 | Apr 22, 2021 |
| Kelsey Whelan | Arbor Point Advisors BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2021 | May 28, 2021 (36 d) |
| Robert John Guldner | Arbor Point Advisors BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | Oct 5, 2020 |
| Michael J Schano | Arbor Point Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 23, 2021 | Mar 19, 2021 |
| John Harold Upton | Arbor Point Advisors BD affiliated | Retirement Consulting Group, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2021 | Oct 1, 2021 (225 d) |
| David M Kopyc | Arbor Point Advisors BD affiliated | Retirement Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2021 | Jul 29, 2021 (205 d) |
| Nicolas George Dumas | Arbor Point Advisors BD affiliated | Retirement Planning Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2021 | Jul 26, 2021 (202 d) |
| Suzanne Lundeen Abrams | Arbor Point Advisors BD affiliated | Lundeen Abrams Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 16, 2020 | Oct 29, 2020 |
| Roger Eugene Woodruff | Arbor Point Advisors BD affiliated | Strategic Blueprint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2020 | Mar 18, 2024 (1379 d) |
| Alfred Frank Cassinelli | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2020 | Jun 1, 2020 |
| Scott William Huff | Arbor Point Advisors BD affiliated | River Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 1, 2020 | May 4, 2020 |
| Timothy James Plonski | Arbor Point Advisors BD affiliated | River Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 1, 2020 | May 4, 2020 |
| Ranjan Jagetia | Arbor Point Advisors BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2020 | May 14, 2020 |
| Matthew Scott Schiller | Arbor Point Advisors BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2020 | May 14, 2020 |
| Tiffany L Boval | Arbor Point Advisors BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2020 | May 14, 2020 |
| Anthony Grey Kulka | Arbor Point Advisors BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2020 | Jun 4, 2020 |
154 moves match.