DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Arbor Point Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jason Andrew GonczArbor Point Advisors BD affiliatedEsi Financial Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMay 4, 2020Jun 10, 2020 (37 d)
William Robert ElgerArbor Point Advisors BD affiliatedSpc BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2020May 1, 2020
Timothy Scott AjaArbor Point Advisors BD affiliatedAja Financial LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 29, 2020May 5, 2020
Brett Thomas GuendelArbor Point Advisors BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherMar 13, 2020Mar 18, 2020
Sabrina L BreitenbachArbor Point Advisors BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherNov 1, 2019Nov 12, 2019
Edward Anthony BailsArbor Point Advisors BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2019Sep 19, 2019
George KastanisArbor Point Advisors BD affiliatedBelpointe Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2019Sep 5, 2019
Wesley Scott WiltArbor Point Advisors BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2019Aug 16, 2019
Joseph Benjamin StrikeArbor Point Advisors BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherMay 22, 2019Jun 19, 2019
William David SmithArbor Point Advisors BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 31, 2019Nov 2, 2023 (1736 d)
James Daniel KeithArbor Point Advisors BD affiliatedRfg Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2019Nov 2, 2023 (1737 d)
Rebecca Ann HavensArbor Point Advisors BD affiliatedCreativeone Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 14, 2019
Kevin Neil BerenzweigArbor Point Advisors BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 20, 2018Dec 20, 2018
Marc A ClarkArbor Point Advisors BD affiliatedNewedge Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2018Oct 25, 2018
Adam Leland AndersonArbor Point Advisors BD affiliatedWealthguard Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 21, 2018Aug 22, 2018
Nicholas Joseph DigilioArbor Point Advisors BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherMay 21, 2018Jun 4, 2018
Michael Adams RouseArbor Point Advisors otherBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherMar 13, 2018Mar 20, 2018
Marcos Javier AndujarArbor Point Advisors otherOsaic Wealth, Inc. BD affiliatedOtherFeb 9, 2018Jun 14, 2024 (2317 d)
Tracy AntonArbor Point Advisors otherConcorde Asset Management, LLC otherOtherAug 24, 2017Sep 28, 2017 (35 d)
Rachel C AndersonArbor Point Advisors otherFairhaven Financial Advisory Corporation independent RIAOtherJun 2, 2017Jun 6, 2017
Stevan Heninger GatesArbor Point Advisors otherOsaic Wealth, Inc. BD affiliatedOtherMay 15, 2017Jun 14, 2024 (2587 d)
Richard TassielloArbor Point Advisors otherWoodbury Financial Services, Inc. otherOtherDec 2, 2016Dec 1, 2016
Martin Aaron ShapiroArbor Point Advisors otherWoodbury Financial Services, Inc. BD affiliatedOtherAug 19, 2016Nov 29, 2017 (467 d)
Paul Woodson AbeleArbor Point Advisors otherScf Investment Advisors, Inc. otherOtherJul 15, 2016Jul 26, 2016
Domonic Alan GustafsonArbor Point Advisors otherConcourse Financial Group Advisors otherOtherJul 14, 2016Aug 23, 2016 (40 d)
Shawn Michael McgregorArbor Point Advisors otherMutual Of Omaha Investor Services, Inc. no RAUMOtherSep 29, 2015Oct 6, 2015
Curtis James ReedArbor Point Advisors otherWelspire LLC state registeredOtherMar 16, 2015May 8, 2015 (53 d)
Matthew John ChrismanArbor Point Advisors otherMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 24, 2015Feb 27, 2015
Kellie Lynn DuffyArbor Point Advisors otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherDec 31, 2014Mar 7, 2025 (3719 d)
Paul Joseph KrauseArbor Point Advisors otherLPL Financial LLC BD affiliatedOtherDec 31, 2014Aug 5, 2021 (2409 d)
Anthony Michael StormArbor Point Advisors otherCharles Schwab & Co., Inc. national BDOtherSep 25, 2014Oct 29, 2014 (34 d)
Adam D ProskovecArbor Point Advisors no RAUMMutual Of Omaha Investor Services, Inc. no RAUMOtherNov 13, 2013Dec 9, 2013
Aaron Timothy WintersArbor Point Advisors no RAUMMML Investors Services, LLC otherOtherAug 13, 2013Sep 23, 2013 (41 d)
Jason Robert SwiercekArbor Point Advisors no RAUMMutual Of Omaha Investor Services, Inc. no RAUMOtherJun 24, 2013Jun 4, 2013
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154 moves match.