DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Harbour Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Megan Leann Wells | Harbour Investments, Inc. independent RIA | Confluent Asset Management LLC state registered | RIA to a state-registered adviser | Aug 11, 2026 | Aug 10, 2026 |
| Jarrett Steven Heck | Harbour Investments, Inc. independent RIA | Choreo, LLC independent RIA | RIA to RIA | Aug 10, 2026 | Aug 13, 2026 |
| Patrick Neil Gilbert | Harbour Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2026 | Jul 28, 2026 |
| Connor John Bauserman | Harbour Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2026 | Jul 28, 2026 |
| Bailey R Fawkes | Harbour Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2026 | Jul 17, 2026 |
| Carrie Ann Desjardins | Harbour Investments, Inc. independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 6, 2026 | Jul 6, 2026 |
| Nathan Edward Niewinski | Harbour Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 22, 2026 | Jun 30, 2026 |
| Jackson M Bush | Harbour Investments, Inc. independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Jun 18, 2026 | Jul 7, 2026 |
| Grant Alan Hageman | Harbour Investments, Inc. independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 19, 2026 | Jun 5, 2026 |
| Caleb Radomski | Harbour Investments, Inc. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | May 14, 2026 | Apr 20, 2026 |
| Neal Alexander Thompson | Harbour Investments, Inc. independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Apr 1, 2026 | Mar 11, 2026 |
| Kacy Lyn Allen | Harbour Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 6, 2026 | Mar 9, 2026 |
| William Scott Dijak | Harbour Investments, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2026 | Feb 20, 2026 |
| Bryan Scott Graczyk | Harbour Investments, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2026 | Feb 20, 2026 |
| Brock Anthony Weaver | Harbour Investments, Inc. independent RIA | Pathway Asset & Tax Advisory state registered | RIA to a state-registered adviser | Feb 20, 2026 | Feb 13, 2026 |
| Maarten Robert Pieter Kerstens | Harbour Investments, Inc. independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Feb 20, 2026 | Mar 5, 2026 |
| Austin J Seifert | Harbour Investments, Inc. independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Feb 20, 2026 | Mar 5, 2026 |
| Jesse Patrick Melichar | Harbour Investments, Inc. independent RIA | Castle Financial state registered | RIA to a state-registered adviser | Dec 31, 2025 | Oct 20, 2025 |
| Mark Alan Zierath | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Dec 31, 2025 | Nov 3, 2025 |
| Marshall Deon Mennenga | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Michael James Swenson | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Lloyd Wendell Mennenga | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| James Earl Ewing | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Tony Scott Mennenga | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Royce P Kurtz | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Amy Carol Thomas | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Christian Joel O'Connor | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Elena Bonilla | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Nathan Stanley Mayer | Harbour Investments, Inc. independent RIA | Spg Advisors LLC independent RIA | RIA to RIA | Oct 15, 2025 | Nov 19, 2025 (35 d) |
| Lucas Kane | Harbour Investments, Inc. independent RIA | Capital Client Group, Inc. no RAUM | Other | Jul 22, 2025 | Aug 19, 2025 |
| Blane Heisler | Harbour Investments, Inc. independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | May 13, 2025 | Jul 10, 2025 (58 d) |
| Philip Brandt | Harbour Investments, Inc. independent RIA | Prosperity Capital Advisors independent RIA | RIA to RIA | Apr 21, 2025 | Apr 21, 2025 |
| George Samuel Hoffman | Harbour Investments, Inc. independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2025 | Apr 7, 2025 |
| Joshua Michael Te Stroete | Harbour Investments, Inc. independent RIA | Intrua Financial BD affiliated | RIA to affiliated broker-dealer or bank | Jan 23, 2025 | Feb 28, 2025 (36 d) |
| Herbert Frederick Allen | Harbour Investments, Inc. independent RIA | Packerland Brokerage Services, Inc. independent RIA | RIA to RIA | Dec 31, 2024 | Sep 3, 2025 (246 d) |
| Jacob Edward Rosemeyer | Harbour Investments, Inc. independent RIA | Rosemeyer Management Group no RAUM | Other | Dec 31, 2024 | Nov 12, 2020 |
| Cassandra Duernberger | Harbour Investments, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 25, 2024 | Dec 4, 2024 |
| Becky Sue Weyer | Harbour Investments, Inc. independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2024 | Aug 20, 2024 |
| Isaac Alexander Boll | Harbour Investments, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2024 | Sep 16, 2024 (68 d) |
| Thomas Gerboth | Harbour Investments, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Dec 11, 2023 | Jan 17, 2024 (37 d) |
| Christopher Aaron Wicker | Harbour Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2023 | Nov 13, 2023 |
| Jennifer Michelle Hipkiss | Harbour Investments, Inc. independent RIA | Fiduciaone state registered | RIA to a state-registered adviser | Sep 20, 2023 | Sep 20, 2023 |
| Travis Leigh Bator | Harbour Investments, Inc. independent RIA | Independent Financial Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 7, 2023 | Sep 6, 2023 |
| Michael David Massey | Harbour Investments, Inc. independent RIA | Packerland Brokerage Services, Inc. independent RIA | RIA to RIA | Sep 6, 2023 | Sep 7, 2023 |
| Ethan Dean Berube | Harbour Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2023 | Aug 21, 2023 |
| Aaron Charles Moore | Harbour Investments, Inc. independent RIA | Steward Partners Investment Advisory, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2023 | Jun 10, 2024 (304 d) |
| Janessa Lou Price | Harbour Investments, Inc. independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | May 10, 2023 | May 5, 2023 |
| Allen Joseph Mahnke | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | May 1, 2023 | May 1, 2023 |
| Jeffrey Charles Busbee | Harbour Investments, Inc. independent RIA | Busbee Wealth Advisors LLC state registered | RIA to a state-registered adviser | Oct 26, 2022 | Oct 27, 2022 |
| Julie Marie Endicott | Harbour Investments, Inc. independent RIA | Lvz, Inc. independent RIA | RIA to RIA | Oct 5, 2022 | Sep 11, 2023 (341 d) |
| Michael Stephen Gorichanaz | Harbour Investments, Inc. independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2022 | Sep 16, 2022 |
| Tyler Dean Sass | Harbour Investments, Inc. independent RIA | W&S Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2022 | Jul 28, 2022 |
| Valerie Saucedo | Harbour Investments, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2022 | Mar 21, 2023 (356 d) |
| Leonard James Stadtmueller | Harbour Investments, Inc. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 31, 2022 | Jan 24, 2022 |
| Paul John Hennen | Harbour Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2021 | Nov 11, 2021 |
| Jared Scott Miller | Harbour Investments, Inc. independent RIA | Avantax Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2021 | Feb 15, 2022 (97 d) |
| Ralph Alton Wood | Harbour Investments, Inc. independent RIA | Lvz, Inc. other | Other | Jul 7, 2021 | Aug 14, 2017 |
| Aridai Eubank | Harbour Investments, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Feb 23, 2021 | Feb 22, 2023 (729 d) |
| Andrew Thomas Tranel | Harbour Investments, Inc. independent RIA | Rosemeyer Management Group no RAUM | RIA to a newly registered adviser | Dec 31, 2020 | Nov 12, 2020 |
| Regan Marie Shipp | Harbour Investments, Inc. independent RIA | Rosemeyer Management Group no RAUM | RIA to a newly registered adviser | Dec 31, 2020 | Nov 12, 2020 |
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102 moves match.