Departures from Hsbc Securities (USA) Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Hyun Sup Song	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 5, 2013	Jan 31, 2013
Tanya Frias	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jan 29, 2013	Feb 4, 2013
Christopher David Guerrero	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jan 29, 2013	Feb 11, 2013
Freeman Leung	Hsbc Securities (USA) Inc. other	U.S. Bancorp Investments, Inc. other	Other	Jan 25, 2013	Jan 28, 2013
Soraya Samois Teymourian	Hsbc Securities (USA) Inc. other	Suntrust Investment Services, Inc. other	Other	Jan 22, 2013	Mar 8, 2013 (45 d)
Charles Edwin Snyder	Hsbc Securities (USA) Inc. other	Suntrust Investment Services, Inc. other	Other	Jan 22, 2013	Mar 4, 2013 (41 d)
Shebna N. Olsen-Shillibeer	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Jan 8, 2013	Jan 15, 2013
Jonathan Barnette Leis	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Jan 7, 2013	Jan 2, 2013
Sean Michael Wynne	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Dec 20, 2012	Dec 18, 2012
Kiran Ahuja	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Dec 19, 2012	Jan 22, 2013 (34 d)
Christopher Millar	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Dec 14, 2012	Aug 30, 2018 (2085 d)
Nathan Jerry Frenkiel	Hsbc Securities (USA) Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Dec 12, 2012	Dec 14, 2012
Joey Sergio Soto	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Nov 27, 2012	Dec 3, 2012
Barclay Kung	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 12, 2012	Nov 19, 2012
Mark Richard Lomonaco	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Nov 5, 2012	Dec 13, 2012 (38 d)
Gino Carollo	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Oct 8, 2012	Nov 29, 2012 (52 d)
Bruce Daniel Huggins	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Sep 28, 2012	Sep 24, 2012
Brian Robert Cohen	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 11, 2012	Jan 25, 2013 (136 d)
John M. Zeumer	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Sep 7, 2012	Sep 12, 2012
Gonzalo Luis Villena	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 7, 2012	Sep 5, 2012
Daniel John Menton	Hsbc Securities (USA) Inc. other	Flagstar Securities, Inc. other	Other	Sep 6, 2012	Aug 27, 2012
Darren Carlyle White	Hsbc Securities (USA) Inc. other	Truist Advisory Services, Inc. no RAUM	Other	Aug 20, 2012	Sep 21, 2016 (1493 d)
Ian Jason Seebachan	Hsbc Securities (USA) Inc. other	Truist Advisory Services, Inc. no RAUM	Other	Aug 20, 2012	Aug 31, 2016 (1472 d)
Denise Yi	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Aug 17, 2012	Aug 22, 2012
Derek Collins Prill	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Jul 30, 2012	Oct 13, 2017 (1901 d)
Jonathan Paul Bostwick	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Jul 23, 2012	Jul 30, 2012
Michele Rene Wilck	Hsbc Securities (USA) Inc. other	Invest Financial Corporation other	Other	Jul 18, 2012	Jul 18, 2012
Andrew James Lomanto	Hsbc Securities (USA) Inc. other	Invest Financial Corporation other	Other	Jul 18, 2012	Jul 18, 2012
Jonathan Michael Bartholomew	Hsbc Securities (USA) Inc. other	Invest Financial Corporation other	Other	Jul 18, 2012	Jul 18, 2012
Thomas M Shoen	Hsbc Securities (USA) Inc. other	Wall Street Financial Group, Inc other	Other	Jul 16, 2012	Jan 15, 2013 (183 d)
Richard Kevin Frank	Hsbc Securities (USA) Inc. other	Key Investment Services LLC other	Other	Jul 11, 2012	Jul 11, 2012
Michael Patrick Donahue	Hsbc Securities (USA) Inc. other	Key Investment Services LLC BD affiliated	Other	Jul 11, 2012	Mar 26, 2021 (3180 d)
Maureen Oneill Dowling	Hsbc Securities (USA) Inc. other	Key Investment Services LLC BD affiliated	Other	Jul 11, 2012	Mar 26, 2021 (3180 d)
Sydia L Cromer	Hsbc Securities (USA) Inc. other	Key Investment Services LLC BD affiliated	Other	Jul 11, 2012	Mar 26, 2021 (3180 d)
Ernesto Jesus Barcelo	Hsbc Securities (USA) Inc. other	Key Investment Services LLC other	Other	Jul 11, 2012	Jul 11, 2012
Amy Lynn Rodgers	Hsbc Securities (USA) Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Jul 11, 2012	Oct 7, 2022 (3740 d)
Angelo Salvatore Ciccarelli	Hsbc Securities (USA) Inc. other	Key Investment Services LLC BD affiliated	Other	Jul 11, 2012	May 9, 2021 (3224 d)
Karl P Cedarleaf	Hsbc Securities (USA) Inc. other	Key Investment Services LLC other	Other	Jul 11, 2012	Jul 11, 2012
Joseph W Mitchell	Hsbc Securities (USA) Inc. other	Key Investment Services LLC BD affiliated	Other	Jul 11, 2012	Mar 26, 2021 (3180 d)
Randall P. Trahan	Hsbc Securities (USA) Inc. other	Key Investment Services LLC other	Other	Jul 11, 2012	Jul 11, 2012
Christopher Marshall Woods	Hsbc Securities (USA) Inc. other	Key Investment Services LLC BD affiliated	Other	Jul 11, 2012	Mar 26, 2021 (3180 d)
Michael Bergum	Hsbc Securities (USA) Inc. other	Key Investment Services LLC other	Other	Jul 11, 2012	Jul 11, 2012
Jordan M Honan	Hsbc Securities (USA) Inc. other	Key Investment Services LLC BD affiliated	Other	Jul 11, 2012	Mar 26, 2021 (3180 d)
Yatin Kirtikumar Doshi	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 9, 2012	Jun 29, 2012
Joel Christopher Basciani	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. BD affiliated	Other	Jun 25, 2012	Aug 17, 2021 (3340 d)
Mason Cary Salit	Hsbc Securities (USA) Inc. other	Td Private Client Wealth LLC no RAUM	Other	Jun 21, 2012	Apr 23, 2013 (306 d)
Frank Robert Pecorella	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Jun 7, 2012	Jun 21, 2012
Ricardo Chicas	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	May 23, 2012	Jun 26, 2012 (34 d)
Anthony Fred Morgillo	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 21, 2012	Mar 7, 2013 (290 d)
Enrique Forero	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	May 16, 2012	May 14, 2012
John Patrick Cuddihy	Hsbc Securities (USA) Inc. other	Invest Financial Corporation other	Other	May 14, 2012	Nov 1, 2013 (536 d)
Mary Chan	Hsbc Securities (USA) Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 3, 2012	Aug 14, 2025 (4851 d)
Thomas John Domin	Hsbc Securities (USA) Inc. other	Advice And Planning Services other	Other	Apr 23, 2012	Oct 10, 2012 (170 d)
Samir S Makar	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Apr 16, 2012	Apr 27, 2012
John James Zaia	Hsbc Securities (USA) Inc. other	Citigroup Global Markets Inc. other	Other	Apr 10, 2012	Jul 3, 2012 (84 d)
Ka Eun Lee	Hsbc Securities (USA) Inc. other	Chase Investment Services Corp. other	Other	Apr 4, 2012	May 4, 2012
Evan Hudson Walker	Hsbc Securities (USA) Inc. other	LPL Financial LLC other	Other	Apr 3, 2012	May 24, 2012 (51 d)
Emir Culov	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Mar 14, 2012	Mar 9, 2012
Amela Culov	Hsbc Securities (USA) Inc. other	Morgan Stanley wirehouse	Other	Mar 14, 2012	Mar 16, 2012
Chang Lee	Hsbc Securities (USA) Inc. other	Wells Fargo Advisors wirehouse	Other	Mar 12, 2012	Apr 2, 2012

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921 moves match.