DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Barclays Capital Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Don Dusan MilichBarclays Capital Inc. otherMorgan Keegan & Company, LLC otherOtherMar 7, 2012Mar 16, 2012
Julian IragorriBarclays Capital Inc. otherUBS Financial Services Inc. wirehouseOtherMar 7, 2012Mar 13, 2012
Prashanth A ChintanapalliBarclays Capital Inc. otherMorgan Stanley wirehouseOtherFeb 22, 2012Feb 10, 2012
Hunter Steven HammBarclays Capital Inc. otherMorgan Stanley wirehouseOtherFeb 22, 2012Feb 10, 2012
Kelly Sandefer DennisBarclays Capital Inc. otherMorgan Stanley wirehouseOtherFeb 22, 2012Mar 9, 2012
Robert Stewart StaufferBarclays Capital Inc. otherPark Avenue Securities LLC otherOtherFeb 17, 2012Oct 2, 2013 (593 d)
Alexander S FridellBarclays Capital Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 13, 2012Jan 27, 2012
Stephen Michael KincadeBarclays Capital Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 27, 2012Jan 27, 2012
Preston Daniel McswainBarclays Capital Inc. otherFiduciary Wealth Partners, LLC no RAUMOtherJan 18, 2012Mar 1, 2012 (43 d)
Josef Runes NajarBarclays Capital Inc. otherCredit Suisse Securities (USA) LLC otherOtherDec 22, 2011Dec 7, 2011
Andrew K VenturiBarclays Capital Inc. otherCredit Suisse Securities (USA) LLC otherOtherOct 14, 2011Oct 3, 2011
Brian Patrick DriscollBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 6, 2011Sep 22, 2011
Andrew Sebastian ThomasBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 6, 2011Sep 22, 2011
Keith McguireBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 6, 2011Oct 10, 2011
Sarah Conroy HickeyBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherOct 6, 2011Oct 10, 2011
Shun Qiang LiBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherSep 30, 2011Sep 16, 2011
Adam Joseph GouldBarclays Capital Inc. otherRobert W. Baird & Co. Incorporated otherOtherSep 20, 2011Apr 15, 2013 (573 d)
Christopher Scott MergardtBarclays Capital Inc. otherWells Fargo Advisors wirehouseOtherSep 20, 2011Feb 2, 2016 (1596 d)
John Blair NicholasBarclays Capital Inc. otherOppenheimer & Co. Inc. otherOtherSep 14, 2011Dec 7, 2011 (84 d)
Andrew F MurrayBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherSep 13, 2011Sep 8, 2023 (4378 d)
Lance BylowBarclays Capital Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 31, 2011Apr 22, 2013 (600 d)
Samuel R WaltmanBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherAug 31, 2011Aug 18, 2011
Joyce Pentz GilfillanBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherAug 1, 2011Aug 11, 2011
Richard Joseph MoodyBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJul 11, 2011Jun 24, 2011
Gilbert Stroud ScarboroughBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJul 11, 2011Jun 24, 2011
Henry Morgan LawrenceBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJun 20, 2011Jun 3, 2011
Armen TutuyanBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJun 20, 2011Jun 3, 2011
Dean H. ThompsonBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJun 20, 2011Nov 28, 2022 (4179 d)
Tim James DowdenBarclays Capital Inc. otherThe Mutual Fund Store unclassifiedOtherMay 25, 2011Feb 15, 2012 (266 d)
William Jennings GambrillBarclays Capital Inc. otherCredit Suisse Securities (USA) LLC otherOtherMay 25, 2011May 11, 2011
Jacob Lawrence Vincent SalibaBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMay 16, 2011Jun 4, 2024 (4768 d)
Kristine Albano SantorelliBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMay 5, 2011Apr 15, 2011
Jacqueline SchleimerBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMay 5, 2011Apr 15, 2011
Duncan Graham WellsBarclays Capital Inc. otherRanger Global Holdings LLC state registeredOtherMay 5, 2011Aug 11, 2017 (2290 d)
Robert HollandBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMay 2, 2011May 5, 2011
Richard B GoodwynBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMay 2, 2011Apr 15, 2011
Carlos Ferrero BonzonBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMay 2, 2011Apr 15, 2011
Mario Rene LamarBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMay 2, 2011Apr 15, 2011
Michael D LeeBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMay 2, 2011Apr 15, 2011
Milin Shyam RaoBarclays Capital Inc. otherMorgan Stanley wirehouseOtherApr 1, 2011Sep 28, 2011 (180 d)
Matthew Edward BradyBarclays Capital Inc. otherWells Fargo Advisors wirehouseOtherFeb 18, 2011Apr 25, 2017 (2258 d)
Gina M RodriguezBarclays Capital Inc. otherMorgan Stanley wirehouseOtherDec 15, 2010Feb 2, 2011 (49 d)
Stacey A BeateyBarclays Capital Inc. otherWells Fargo Advisors wirehouseOtherNov 23, 2010Dec 6, 2010
Jason Todd TaylorBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherSep 29, 2010Aug 31, 2010
Justin Castenskiold WatermanBarclays Capital Inc. otherCitigroup Global Markets Inc. otherOtherSep 16, 2010Dec 8, 2010 (83 d)
Joshua Alan GlazerBarclays Capital Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 29, 2010Nov 8, 2010 (102 d)
Lauren W SparrowBarclays Capital Inc. otherMorgan Stanley wirehouseOtherJul 29, 2010Nov 14, 2018 (3030 d)
Vincent TravagliatoBarclays Capital Inc. otherSagepoint Financial, Inc. otherOtherJul 23, 2010Jun 27, 2012 (705 d)
Jimmy T HuangBarclays Capital Inc. otherAdvice And Planning Services BD affiliatedOtherJul 16, 2010May 25, 2021 (3966 d)
Philip William WintersBarclays Capital Inc. otherMorgan Stanley wirehouseOtherJul 16, 2010Jun 28, 2010
John Joseph O'ConnorBarclays Capital Inc. otherUBS Financial Services Inc. wirehouseOtherJul 16, 2010Jun 28, 2010
George Augustine JenckesBarclays Capital Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 1, 2010Dec 17, 2010 (169 d)
Christopher Roy MichinakaBarclays Capital Inc. otherCitigroup Global Markets Inc. otherOtherJun 3, 2010Jun 3, 2010
Eduardo Alvarez AndreuBarclays Capital Inc. otherMorgan Stanley wirehouseOtherJun 3, 2010Jun 9, 2010
Sheri Lynette BurnsBarclays Capital Inc. otherUBS Financial Services Inc. wirehouseOtherMay 26, 2010Dec 21, 2011 (574 d)
Bryon James BotsfordBarclays Capital Inc. otherCitigroup Global Markets Inc. otherOtherMay 26, 2010May 20, 2010
Richard Michael MoseleyBarclays Capital Inc. otherAlpha Risk Management, LLC unclassifiedOtherMar 12, 2010Sep 20, 2013 (1288 d)
Mark B. LewisBarclays Capital Inc. otherJ.P. Morgan Securities LLC wirehouseOtherMar 12, 2010Feb 26, 2024 (5099 d)
Belkis Jemela KnudsvigBarclays Capital Inc. otherWells Fargo Advisors wirehouseOtherMar 12, 2010Jun 17, 2010 (97 d)
William Frank MelkaBarclays Capital Inc. otherCalamos Wealth Management LLC otherOtherMar 12, 2010Feb 6, 2012 (696 d)
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384 moves match.