DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from United Planners' Financial Services Of America A Limited Partner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Shawn David StitesUnited Planners' Financial Services Of America A Limited Partner independent RIAStites Financial Consulting independent RIARIA to RIAAug 16, 2019Jun 18, 2018
Kevin Andrew StitesUnited Planners' Financial Services Of America A Limited Partner independent RIAStites Financial Consulting independent RIARIA to RIAAug 16, 2019Jul 6, 2018
Michael Allen TravisUnited Planners' Financial Services Of America A Limited Partner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 13, 2019Aug 12, 2019
Robert Paul AamodtUnited Planners' Financial Services Of America A Limited Partner independent RIARock House Financial no RAUMRIA to a newly registered adviserMay 29, 2019Sep 4, 2018
Nicole Louise RobertsUnited Planners' Financial Services Of America A Limited Partner independent RIARock House Financial no RAUMRIA to a newly registered adviserMay 29, 2019Sep 4, 2018
Kyle David WilhelmUnited Planners' Financial Services Of America A Limited Partner independent RIARock House Financial no RAUMRIA to a newly registered adviserMay 29, 2019Sep 4, 2018
Gary Frank KlaricUnited Planners' Financial Services Of America A Limited Partner independent RIAJt Stratford, LLC independent RIARIA to RIAApr 16, 2019Apr 10, 2019
Mark Thomas HaimerlUnited Planners' Financial Services Of America A Limited Partner independent RIAAmeritas Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 1, 2019Nov 1, 2021 (976 d)
Justin Miles KauffmanUnited Planners' Financial Services Of America A Limited Partner independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 12, 2019Feb 11, 2019
Eric BowdlerUnited Planners' Financial Services Of America A Limited Partner independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 7, 2019Feb 12, 2019
Jacqueline Lee JenkinsUnited Planners' Financial Services Of America A Limited Partner independent RIARaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankDec 4, 2018Feb 27, 2019 (85 d)
Aaron C StasulisUnited Planners' Financial Services Of America A Limited Partner independent RIAInfinity Financial Services Advisory independent RIARIA to RIAOct 26, 2018Jun 4, 2020 (587 d)
Michael Dean NakanoUnited Planners' Financial Services Of America A Limited Partner independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 8, 2018Oct 8, 2018
Lisa Ann GalloUnited Planners' Financial Services Of America A Limited Partner independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 8, 2018Oct 3, 2018
Lewis D BakerUnited Planners' Financial Services Of America A Limited Partner independent RIAColiseum Wealth Management, LLC unclassifiedOtherSep 24, 2018Oct 18, 2018
Michael Leviel SmithUnited Planners' Financial Services Of America A Limited Partner independent RIAColiseum Wealth Management, LLC unclassifiedOtherSep 24, 2018Oct 18, 2018
Christian Nesset TietzUnited Planners' Financial Services Of America A Limited Partner independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankAug 28, 2018Dec 21, 2018 (115 d)
Douglas Christopher HallUnited Planners' Financial Services Of America A Limited Partner independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 27, 2018Aug 7, 2018
Jeremy WalkerUnited Planners' Financial Services Of America A Limited Partner otherJ.P. Morgan Securities LLC wirehouseOtherMar 29, 2018Aug 20, 2018 (144 d)
Evan Matthew Tidwell-WeinzierlUnited Planners' Financial Services Of America A Limited Partner otherWells Fargo Advisors wirehouseOtherMar 29, 2018Jun 19, 2018 (82 d)
Rodger Carlyle DeeversUnited Planners' Financial Services Of America A Limited Partner otherPrimerica Advisors national BDOtherMar 20, 2018Apr 12, 2018
Renee Elise RaelUnited Planners' Financial Services Of America A Limited Partner otherFirst Financial Equity Corporation otherOtherMar 16, 2018Mar 20, 2018
Nicholas Francis WhiteUnited Planners' Financial Services Of America A Limited Partner otherIndependent Financial Group, LLC otherOtherFeb 5, 2018Jan 31, 2018
Susan H StackUnited Planners' Financial Services Of America A Limited Partner otherTcp Asset Management, LLC no RAUMOtherJan 17, 2018Jan 19, 2017
Casey Shawn CalderUnited Planners' Financial Services Of America A Limited Partner otherCalder Financial LLC independent RIAOtherDec 31, 2017Jan 2, 2018
Terrence O'Reilly MorganUnited Planners' Financial Services Of America A Limited Partner otherOk401k, Inc. state registeredOtherDec 31, 2017May 8, 2018 (128 d)
Matthew A HobsonUnited Planners' Financial Services Of America A Limited Partner otherMy Legacy Advisors, LLC no RAUMOtherNov 27, 2017Nov 22, 2017
Eddie Ray SnowUnited Planners' Financial Services Of America A Limited Partner otherCwm, LLC otherOtherNov 21, 2017Nov 21, 2017
Lennard Cuno Van Der FeltzUnited Planners' Financial Services Of America A Limited Partner otherSeros Wealth Partners independent RIAOtherNov 20, 2017Jul 26, 2017
Andres Antonio FavelaUnited Planners' Financial Services Of America A Limited Partner otherSeros Wealth Partners independent RIAOtherNov 20, 2017Jul 26, 2017
Paul Woodson AbeleUnited Planners' Financial Services Of America A Limited Partner otherDfpg Investments, LLC independent RIAOtherOct 25, 2017Nov 30, 2017 (36 d)
Michael PowellUnited Planners' Financial Services Of America A Limited Partner otherLPL Financial LLC otherOtherOct 17, 2017Oct 20, 2017
Jeffrey Michael JustiUnited Planners' Financial Services Of America A Limited Partner otherAdvanced Retirement Solutions, LLC institutionalOtherSep 1, 2017Jun 30, 2017
Larry SfinasUnited Planners' Financial Services Of America A Limited Partner otherInnovation Partners LLC otherOtherAug 25, 2017Aug 29, 2017
Cipriano Miguel GomezUnited Planners' Financial Services Of America A Limited Partner otherUsaa Investment Services Company BD affiliatedOtherAug 7, 2017Jan 18, 2019 (529 d)
William B. ThackerUnited Planners' Financial Services Of America A Limited Partner otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 28, 2017Jun 25, 2019 (697 d)
Kyle David WilhelmUnited Planners' Financial Services Of America A Limited Partner otherSimplicity Wealth, LLC unclassifiedOtherMar 16, 2017Mar 17, 2017
Michael Jon MacdonaldUnited Planners' Financial Services Of America A Limited Partner otherMichael Macdonald Financial Management, Inc, unclassifiedOtherMar 10, 2017Mar 10, 2017
Cynthia PellegrinoUnited Planners' Financial Services Of America A Limited Partner otherInnovation Partners LLC otherOtherFeb 21, 2017Feb 21, 2017
Dante Anthony SmithUnited Planners' Financial Services Of America A Limited Partner otherAmerican Financial Network Advisory Services, LLC otherOtherJan 19, 2017Feb 13, 2017
Mark Everett CharnetUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 3, 2017
Bruce Todd YenkUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 3, 2017
Arthur Michael ArgerosUnited Planners' Financial Services Of America A Limited Partner otherPruco Securities, LLC BD affiliatedOtherDec 31, 2016Jan 11, 2022 (1837 d)
Randy Dean DeatonUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 3, 2017
Jeffrey Scott BeyerUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 20, 2017
Gary William RonanUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 4, 2017
Arturo BurguenoUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 3, 2017
Rebecca L MillerUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 3, 2017
Alexandre MaltezUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 4, 2017
Kevin Michael FieldsUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 3, 2017
Jim Edward BaadshaugUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 12, 2016Dec 8, 2016
William Anthony RomeoUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 12, 2016Dec 2, 2016
Matthew AlbrittonUnited Planners' Financial Services Of America A Limited Partner otherPegasus Financial Group LLC independent RIAOtherNov 3, 2016Jan 27, 2017 (85 d)
Kevin Luke LynchUnited Planners' Financial Services Of America A Limited Partner otherFirst Heartland Consultants, Inc. otherOtherNov 2, 2016Nov 1, 2016
Eric Wayne HardingUnited Planners' Financial Services Of America A Limited Partner otherEmpirikal Partners LLC state registeredOtherNov 2, 2016Sep 7, 2016
Peter Laurence RoweUnited Planners' Financial Services Of America A Limited Partner otherArcwood Financial, LLC institutionalOtherOct 28, 2016Oct 14, 2015
Greg Charles GreerUnited Planners' Financial Services Of America A Limited Partner otherLg Advisory Group, LLC unclassifiedOtherOct 28, 2016Oct 4, 2016
Fred Francis LiebauUnited Planners' Financial Services Of America A Limited Partner otherLg Advisory Group, LLC unclassifiedOtherOct 28, 2016Oct 4, 2016
Brandy Dusa PearceUnited Planners' Financial Services Of America A Limited Partner otherEide Bailly Advisors, LLC otherOtherOct 28, 2016Nov 10, 2016
Brandon Thomas OliverUnited Planners' Financial Services Of America A Limited Partner otherArcwood Financial, LLC institutionalOtherOct 28, 2016Aug 24, 2015
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274 moves match.