DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oppenheimer & Co. Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
David Romeo Dicenso	Oppenheimer & Co. Inc. other	Summit Financial Group Inc other	Other	Mar 26, 2015	Mar 23, 2015
Lewis Marlin Rowe	Oppenheimer & Co. Inc. other	Fifth Third Securities, Inc. other	Other	Mar 17, 2015	Mar 24, 2015
Kevin Michael Carter	Oppenheimer & Co. Inc. other	Smith Moore & Co. other	Other	Mar 16, 2015	Mar 13, 2015
Travis V Voccia	Oppenheimer & Co. Inc. other	Wells Fargo Advisors wirehouse	Other	Mar 6, 2015	Jul 16, 2015 (132 d)
James Norman Riley	Oppenheimer & Co. Inc. other	Lantern Wealth Advisors, LLC other	Other	Mar 4, 2015	Feb 18, 2015
Christopher Ronald Digregorio	Oppenheimer & Co. Inc. other	Janney Montgomery Scott LLC other	Other	Feb 20, 2015	Feb 26, 2015
Eddy Weishu Hung	Oppenheimer & Co. Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 18, 2015	Feb 11, 2015
Karen Laura Caulfield	Oppenheimer & Co. Inc. other	Voya Financial Advisors, Inc. other	Other	Feb 9, 2015	Jan 13, 2016 (338 d)
Ian Marshall Fitch	Oppenheimer & Co. Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 9, 2015	Feb 6, 2015
Daniel Robert Levin	Oppenheimer & Co. Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 5, 2015	Jan 30, 2015
Samanta Billauer	Oppenheimer & Co. Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Feb 5, 2015	Jan 29, 2015
Jonathan Craig Cherkas	Oppenheimer & Co. Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Feb 4, 2015	Jan 29, 2015
Heidi Melissa Chomatil	Oppenheimer & Co. Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Feb 4, 2015	Jan 29, 2015
Jason Adam Hyde	Oppenheimer & Co. Inc. other	Moneco Advisors other	Other	Feb 2, 2015	Mar 11, 2015 (37 d)
Jay Michael Rubinstein	Oppenheimer & Co. Inc. other	Sharp Circle Consulting, LLC state registered	Other	Jan 23, 2015	Jan 28, 2015
Todd Engmann	Oppenheimer & Co. Inc. other	Wells Fargo Advisors wirehouse	Other	Jan 21, 2015	Jan 16, 2015
Evan James Farrell	Oppenheimer & Co. Inc. other	Truist Advisory Services, Inc. no RAUM	Other	Jan 20, 2015	Sep 1, 2016 (590 d)
Victoria Grace Lindsay	Oppenheimer & Co. Inc. other	Truist Advisory Services, Inc. no RAUM	Other	Jan 20, 2015	Sep 9, 2016 (598 d)
Michael David Charles	Oppenheimer & Co. Inc. other	Raymond James & Associates, Inc. national BD	Other	Jan 20, 2015	Jan 5, 2015
Michael Richard Hostick	Oppenheimer & Co. Inc. other	Raymond James & Associates, Inc. national BD	Other	Jan 20, 2015	Jan 5, 2015
David Earl Hendershott	Oppenheimer & Co. Inc. other	Calton & Associates, Inc. other	Other	Dec 31, 2014	Jan 2, 2015
Herbert Henry Scheffler	Oppenheimer & Co. Inc. other	LPL Financial LLC other	Other	Dec 16, 2014	Dec 12, 2014
Shauna Dion Bichet	Oppenheimer & Co. Inc. other	Wells Fargo Advisors wirehouse	Other	Dec 15, 2014	Dec 3, 2014
John Joseph Delatush	Oppenheimer & Co. Inc. other	RBC Capital Markets, LLC national BD	Other	Dec 15, 2014	Dec 9, 2014
Jeffrey Gareth Heimstaedt	Oppenheimer & Co. Inc. other	Wells Fargo Advisors wirehouse	Other	Dec 15, 2014	Dec 1, 2014
Zara Guivi	Oppenheimer & Co. Inc. other	LPL Financial LLC other	Other	Dec 1, 2014	Nov 17, 2014
Thomas G. Beckley	Oppenheimer & Co. Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Dec 1, 2014	Dec 16, 2014
Paul John Pallo	Oppenheimer & Co. Inc. other	RBC Capital Markets, LLC national BD	Other	Nov 17, 2014	Nov 13, 2014
Lance Eugene Mcginnis	Oppenheimer & Co. Inc. other	Ameriprise Financial Services, LLC national BD	Other	Nov 17, 2014	Nov 14, 2014
Paula Kirejevas	Oppenheimer & Co. Inc. other	RBC Capital Markets, LLC national BD	Other	Nov 17, 2014	Nov 3, 2014
John Mitchell Breen	Oppenheimer & Co. Inc. other	Ameriprise Financial Services, LLC national BD	Other	Nov 17, 2014	Nov 7, 2014
David John Morochnick	Oppenheimer & Co. Inc. other	RBC Capital Markets, LLC national BD	Other	Nov 17, 2014	Nov 20, 2014
Karim Rezqui	Oppenheimer & Co. Inc. other	Morgan Stanley wirehouse	Other	Nov 17, 2014	Nov 11, 2014
Michael Vincent Fasano	Oppenheimer & Co. Inc. other	Ameriprise Financial Services, LLC national BD	Other	Nov 17, 2014	Nov 17, 2014
Jeffrey Laster	Oppenheimer & Co. Inc. other	RBC Capital Markets, LLC national BD	Other	Nov 17, 2014	Nov 3, 2014
J Kyle Mays	Oppenheimer & Co. Inc. other	UBS Financial Services Inc. wirehouse	Other	Nov 14, 2014	Nov 14, 2014
Andrew Nelson Macken	Oppenheimer & Co. Inc. other	Cottage Street Advisors no RAUM	Other	Nov 4, 2014	Dec 8, 2014 (34 d)
Joshua Richard Allen	Oppenheimer & Co. Inc. other	Trendency Capital Management, LLC unclassified	Other	Oct 20, 2014	Oct 28, 2014
Phillip Joseph Susi	Oppenheimer & Co. Inc. other	Trendency Capital Management, LLC unclassified	Other	Oct 20, 2014	Oct 30, 2014
Benjamin Mark Verwys	Oppenheimer & Co. Inc. other	Fiduciary Financial Advisors independent RIA	Other	Oct 17, 2014	Oct 9, 2014
William Charles Robinson	Oppenheimer & Co. Inc. other	Ameriprise Financial Services, LLC national BD	Other	Oct 6, 2014	Oct 3, 2014
Jonathan Brett Karelitz	Oppenheimer & Co. Inc. other	Morgan Stanley wirehouse	Other	Oct 2, 2014	Sep 26, 2014
Kenneth Thomas Bruno	Oppenheimer & Co. Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Oct 2, 2014	Sep 30, 2014
David Barrett Berman	Oppenheimer & Co. Inc. other	Raymond James & Associates, Inc. national BD	Other	Sep 23, 2014	Sep 15, 2014
Daniel Patrick Mingo	Oppenheimer & Co. Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 23, 2014	Sep 23, 2014
Daniel Thomas Scalzi	Oppenheimer & Co. Inc. other	Sterne Agee Asset Management, Inc. other	Other	Sep 16, 2014	Sep 12, 2014
James Davidson Henry	Oppenheimer & Co. Inc. other	Ameriprise Financial Services, LLC national BD	Other	Sep 16, 2014	Sep 23, 2014
Robert Michael Burkarth	Oppenheimer & Co. Inc. other	Sterne Agee Asset Management, Inc. other	Other	Sep 15, 2014	Sep 12, 2014
Olga Kononenko	Oppenheimer & Co. Inc. other	Wells Fargo Advisors wirehouse	Other	Sep 15, 2014	Sep 23, 2014
Lise Marie Robinson	Oppenheimer & Co. Inc. other	Beirne. other	Other	Sep 15, 2014	Sep 15, 2014
Frederick Xavier Pazmino	Oppenheimer & Co. Inc. other	Morgan Stanley wirehouse	Other	Aug 25, 2014	Aug 4, 2014
Kevin M Mcwilliams	Oppenheimer & Co. Inc. other	Ameriprise Financial Services, LLC national BD	Other	Aug 20, 2014	Aug 18, 2014
Heather Mary Da Cunha	Oppenheimer & Co. Inc. other	RBC Capital Markets, LLC national BD	Other	Aug 15, 2014	Aug 11, 2014
Aaron Mathew Wassenaar	Oppenheimer & Co. Inc. other	Fiduciary Financial Advisors independent RIA	Other	Aug 15, 2014	Sep 18, 2014 (34 d)
Alexander Van De Leur	Oppenheimer & Co. Inc. other	Morgan Stanley wirehouse	Other	Jul 17, 2014	Jul 1, 2014
Albert Philip Moss	Oppenheimer & Co. Inc. other	Skm Professional Services, Inc. state registered	Other	Jul 14, 2014	Aug 22, 2014 (39 d)
William Atkinson Lobb II	Oppenheimer & Co. Inc. other	Morgan Stanley wirehouse	Other	Jul 1, 2014	Jul 1, 2014
Stuart Max Gollomp	Oppenheimer & Co. Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jun 18, 2014	May 30, 2014
Michael Juergen Bock	Oppenheimer & Co. Inc. other	Advice And Planning Services other	Other	Jun 18, 2014	Jun 23, 2014
David Brook Fields	Oppenheimer & Co. Inc. other	Citigroup Global Markets Inc. other	Other	Jun 16, 2014	Sep 23, 2014 (99 d)

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1,085 moves match.