DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Essex National Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Dominick Martinez Divine	Essex National Securities, Inc. other	Invest Financial Corporation other	Other	Dec 31, 2012	Jan 3, 2013
Bryan George Quinn	Essex National Securities, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Oct 1, 2012	Oct 4, 2012
Marco Enrique Tejada	Essex National Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	Aug 30, 2012	Apr 2, 2014 (580 d)
Duane Anthony Johnson	Essex National Securities, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Aug 30, 2012	Apr 29, 2014 (607 d)
Michael Donald Kortfelt	Essex National Securities, Inc. other	Schwab Wealth Advisory, Inc. other	Other	Aug 30, 2012	Jul 24, 2014 (693 d)
Eric Jose Garcia	Essex National Securities, Inc. other	Osaic Institutions, Inc. other	Other	Aug 30, 2012	Mar 13, 2017 (1656 d)
Jesse Ray Garshak	Essex National Securities, Inc. other	Huntington Financial Advisors other	Other	Aug 1, 2012	Feb 8, 2013 (191 d)
Pedro Villari	Essex National Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	Jul 27, 2012	Sep 18, 2012 (53 d)
Ricardo Graciano	Essex National Securities, Inc. other	Invest Financial Corporation other	Other	Jul 2, 2012	Aug 1, 2012
Bradley Lewis Peterson	Essex National Securities, Inc. other	H. Beck, Inc. other	Other	Jun 13, 2012	Jun 19, 2012
Sage Tomlin Bahre	Essex National Securities, Inc. other	Esi Financial Advisors other	Other	Feb 13, 2012	Feb 17, 2012
Brett Wilson Everhart	Essex National Securities, Inc. other	Addison Avenue Financial Partners, LLC unclassified	Other	Jan 25, 2012	Jan 12, 2010
David Logan Wood	Essex National Securities, Inc. other	Addison Avenue Financial Partners, LLC unclassified	Other	Jan 25, 2012	Sep 20, 2010
Michelle Lee Hylton	Essex National Securities, Inc. other	Addison Avenue Financial Partners, LLC unclassified	Other	Jan 25, 2012	Sep 17, 2010
Michael Charles Larose	Essex National Securities, Inc. other	Addison Avenue Financial Partners, LLC unclassified	Other	Jan 25, 2012	Jan 13, 2011
William Andrew Tychsen	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 25, 2012	Jan 19, 2012
Nichol Jo Nadeau	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 25, 2012	Jan 19, 2012
Alexander Matthew Saldana	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 25, 2012	Jan 19, 2012
Michael Lipkins	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 25, 2012	Jan 19, 2012
Jeri Colleen Jensen	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 25, 2012	Jan 20, 2012
Juan Manuel Rojas	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 25, 2012	Jan 19, 2012
Linh My Truong	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 25, 2012	Jan 19, 2012
Scott Robert Hamaguchi	Essex National Securities, Inc. other	Addison Avenue Financial Partners, LLC unclassified	Other	Jan 25, 2012	Feb 17, 2011
Sage Hoovel Kendall	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 25, 2012	Jan 19, 2012
Mandeep Kaur	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 25, 2012	Jan 19, 2012
Michael William Mccreary	Essex National Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 25, 2012	Jan 19, 2012
Brian William Neustrom	Essex National Securities, Inc. other	MML Investors Services, LLC other	Other	Jan 20, 2012	Mar 27, 2012 (67 d)
Jerry A Therrel	Essex National Securities, Inc. other	Pnc Wealth Management other	Other	Dec 13, 2011	Mar 16, 2012 (94 d)
Lorraine Sim	Essex National Securities, Inc. other	Bancwest Investment Services, Inc. (Bwis) other	Other	Dec 5, 2011	Dec 20, 2011
Jimmy Roman Castrillon	Essex National Securities, Inc. other	Capital One Financial Advisors LLC unclassified	Other	Nov 28, 2011	Mar 29, 2012 (122 d)
Michael Thomas Robinson	Essex National Securities, Inc. other	Pnc Wealth Management other	Other	Nov 14, 2011	Dec 2, 2011
Donald Sada	Essex National Securities, Inc. other	Investment Professionals, Inc. other	Other	Jul 21, 2011	Aug 5, 2011
Kenneth Jeffrey Hanna	Essex National Securities, Inc. other	Osaic Wealth, Inc. other	Other	Jun 24, 2011	Jun 30, 2011
Kacy Lynn Lotz	Essex National Securities, Inc. other	Edward Jones national BD	Other	Jun 20, 2011	May 17, 2013 (697 d)
Justin Martin	Essex National Securities, Inc. other	Chase Investment Services Corp. other	Other	Dec 9, 2010	Jan 20, 2011 (42 d)
Gary Alan Storie	Essex National Securities, Inc. other	Storie Financial Advisory LLC state registered	Other	Dec 3, 2010	Mar 4, 2011 (91 d)
Shane William Galino	Essex National Securities, Inc. other	Pnc Wealth Management other	Other	Nov 9, 2010	Dec 1, 2010
David Robert Mcginley	Essex National Securities, Inc. other	Citizens Securities, Inc. other	Other	Oct 19, 2010	Nov 1, 2010
Aaron Bitran	Essex National Securities, Inc. other	LPL Financial LLC other	Other	Oct 18, 2010	Oct 20, 2010
John Patrick Davitt	Essex National Securities, Inc. other	Citizens Securities, Inc. other	Other	Oct 8, 2010	Oct 7, 2010
Yuk-Kin Monita Kuan	Essex National Securities, Inc. other	Addison Avenue Financial Partners, LLC unclassified	Other	Aug 27, 2010	Jun 3, 2008
Philip Thomas Webb	Essex National Securities, Inc. other	Citizens Securities, Inc. other	Other	Aug 5, 2010	Aug 16, 2010
Keith R Fulton	Essex National Securities, Inc. other	Citizens Securities, Inc. other	Other	Aug 5, 2010	Aug 10, 2010
Matthew Barratt Main	Essex National Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Jul 29, 2010	Oct 21, 2010 (84 d)
John Walter Rekasie	Essex National Securities, Inc. other	Citizens Securities, Inc. other	Other	Jun 16, 2010	Jun 23, 2010
Richard Dean Shupick	Essex National Securities, Inc. other	Waddell & Reed other	Other	Jun 4, 2010	Feb 11, 2011 (252 d)
Scott James Hofman	Essex National Securities, Inc. other	Bancwest Investment Services, Inc. (Bwis) other	Other	Apr 15, 2010	Apr 19, 2010
Peggy W Neal	Essex National Securities, Inc. other	RBC Securities, Inc. other	Other	Mar 31, 2010	Apr 7, 2010
Jonathan Elijah Narloch	Essex National Securities, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Mar 30, 2010	Jul 2, 2010 (94 d)
Christopher Chad Soileau	Essex National Securities, Inc. other	Pruco Securities, LLC other	Other	Mar 11, 2010	Apr 1, 2010
Laura Ann Pedroncelli	Essex National Securities, Inc. other	Addison Avenue Financial Partners, LLC unclassified	Other	Sep 25, 2008	Sep 24, 2008
Todd Charles Galinko	Essex National Securities, Inc. other	Pnc Wealth Management other	Other	Sep 19, 2008	Sep 26, 2008
Irene Tagarelli	Essex National Securities, Inc. other	LPL Financial LLC other	Other	Sep 2, 2008	Aug 28, 2008
David Chan	Essex National Securities, Inc. other	LPL Financial LLC other	Other	Sep 2, 2008	Sep 9, 2008
Daniel Louis Lofrese	Essex National Securities, Inc. other	LPL Financial LLC other	Other	Sep 2, 2008	Sep 10, 2008
Michael A Comperchio	Essex National Securities, Inc. other	Sunset Financial Services, Inc. other	Other	Jul 15, 2008	Aug 21, 2008 (37 d)
David Laurence Fields	Essex National Securities, Inc. other	D.L. Fields Advisory Group unclassified	Other	Mar 25, 2008	Dec 3, 2009 (618 d)
Michael Scott Games	Essex National Securities, Inc. other	Fifth Third Securities, Inc. other	Other	Oct 29, 2007	May 21, 2008 (205 d)
Cuong Le	Essex National Securities, Inc. other	Wamu Investments, Inc. unclassified	Other	Oct 24, 2007	Feb 20, 2008 (119 d)
Kevin Gerard Mullins	Essex National Securities, Inc. other	American General Securities Incorporated unclassified	Other	Nov 7, 2006	Dec 7, 2006

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179 moves match.