DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Essex National Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Joseph Henry Gonzalez	Essex National Securities, Inc. other	Ifmg Securities, Inc. unclassified	Other	Sep 12, 2006	Sep 27, 2006
Sime N Miocic	Essex National Securities, Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Sep 12, 2006	Aug 11, 2005
Yan Agrachev	Essex National Securities, Inc. other	Ifmg Securities, Inc. unclassified	Other	Sep 12, 2006	Sep 13, 2006
Alex A Eshmoili	Essex National Securities, Inc. other	Morgan Stanley wirehouse	Other	Sep 12, 2006	Jan 17, 2023 (5971 d)
Steven J Reina	Essex National Securities, Inc. other	Ifmg Securities, Inc. unclassified	Other	Sep 12, 2006	Sep 11, 2006
Elisabeth M Mays	Essex National Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 1, 2006	Nov 14, 2006 (74 d)
Dario Orosco	Essex National Securities, Inc. other	Chase Investment Services Corp. other	Other	Jul 25, 2006	Jul 25, 2006
Jeffrey Frank Damasco	Essex National Securities, Inc. other	Citicorp Investment Services unclassified	Other	Jul 10, 2006	Jul 12, 2006
Dale A Nower	Essex National Securities, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jun 29, 2006	Feb 27, 2015 (3165 d)
Jonathan Daniel Magpayo	Essex National Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	May 23, 2006	Feb 1, 2007 (254 d)
Emil Defeo	Essex National Securities, Inc. other	Cetera Investment Services LLC other	Other	May 4, 2006	Jun 1, 2006
Charles B Carroll	Essex National Securities, Inc. other	Cetera Investment Services LLC other	Other	May 4, 2006	May 2, 2006
John Natale Russo	Essex National Securities, Inc. other	Cetera Investment Services LLC other	Other	May 4, 2006	Jun 1, 2006
Michael L Bencivengo	Essex National Securities, Inc. other	Cetera Investment Services LLC other	Other	May 4, 2006	May 4, 2006
Craig Douglas Munson	Essex National Securities, Inc. other	Edward Jones national BD	Other	Apr 18, 2006	Apr 28, 2006
Bruce Craig Mcculloch	Essex National Securities, Inc. other	John Hancock Distributors LLC unclassified	Other	Mar 7, 2006	Sep 15, 2005
Michael Keith Graham	Essex National Securities, Inc. other	John Hancock Distributors LLC unclassified	Other	Mar 7, 2006	Sep 15, 2005
William Robert Swartz	Essex National Securities, Inc. other	John Hancock Distributors LLC unclassified	Other	Mar 7, 2006	Apr 14, 2005
Joseph Anthony Mangano	Essex National Securities, Inc. other	Hsbc Securities (USA) Inc. other	Other	Mar 3, 2006	Jun 12, 2006 (101 d)
Michael Anthony Tringhese	Essex National Securities, Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 14, 2006	Feb 1, 2007 (352 d)
Jonathan Howard Jarvis	Essex National Securities, Inc. other	Carillon Investments, Inc. unclassified	Other	Dec 19, 2005	Jan 19, 2006 (31 d)
Paul H Schott	Essex National Securities, Inc. other	Uvest Financial Services Group, Inc. unclassified	Other	Dec 2, 2005	Aug 21, 2007 (627 d)
Robert Andrew Desalvo	Essex National Securities, Inc. other	Invest Financial Corporation other	Other	Nov 2, 2005	Nov 17, 2005
Norman James De Angelis	Essex National Securities, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Sep 21, 2005	Oct 10, 2007 (749 d)
Christine Pando	Essex National Securities, Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Sep 12, 2005	Oct 7, 2005
Craig Douglas Munson	Essex National Securities, Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Aug 16, 2005	Aug 15, 2005
Michael L Bencivengo	Essex National Securities, Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Aug 16, 2005	Aug 15, 2005
Chang Lee	Essex National Securities, Inc. other	Pnc Wealth Management other	Other	Jul 21, 2005	Aug 4, 2005
Cindy L Hawks	Essex National Securities, Inc. other	Morgan Stanley Dw Inc. unclassified	Other	May 18, 2005	Aug 15, 2006 (454 d)
Jon Bradley Burnett	Essex National Securities, Inc. other	Citicorp Investment Services unclassified	Other	May 6, 2005	May 6, 2005
Christopher Walter Eble	Essex National Securities, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 31, 2005	Mar 31, 2005
Fariba Z. Madison	Essex National Securities, Inc. other	Citicorp Investment Services unclassified	Other	Mar 4, 2005	Mar 23, 2005
Scott James Walker	Essex National Securities, Inc. other	Wamu Investments, Inc. unclassified	Other	Mar 4, 2005	Mar 21, 2005
Gabriel Ayala	Essex National Securities, Inc. other	LPL Financial LLC other	Other	Mar 4, 2005	May 8, 2013 (2987 d)
Sami Edward Farag	Essex National Securities, Inc. other	LPL Financial LLC other	Other	Mar 4, 2005	Jun 2, 2005 (90 d)
Robert Nieto	Essex National Securities, Inc. other	LPL Financial LLC other	Other	Mar 4, 2005	May 12, 2005 (69 d)
Alfonso Garcia	Essex National Securities, Inc. other	Wells Fargo Investments, LLC unclassified	Other	Mar 4, 2005	May 18, 2005 (75 d)
Zoran Ivan Lozo	Essex National Securities, Inc. other	Cuna Brokerage Services, Inc. other	Other	Mar 4, 2005	Mar 30, 2005
Dwight Dai Lee	Essex National Securities, Inc. other	Cuna Brokerage Services, Inc. other	Other	Mar 4, 2005	Jun 20, 2005 (108 d)
Marcus Alan Silver	Essex National Securities, Inc. other	Ifmg Securities, Inc. unclassified	Other	Mar 4, 2005	Mar 7, 2005
Robert Douglas Lebo	Essex National Securities, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Feb 24, 2005	Mar 15, 2005
Steven Fuchs	Essex National Securities, Inc. other	Capital One Financial Advisors LLC unclassified	Other	Jan 25, 2005	Feb 1, 2005
Paula Gallagher Moseley	Essex National Securities, Inc. other	Suntrust Investment Services, Inc. other	Other	Jan 20, 2005	Aug 8, 2007 (930 d)
Chad Eric Leon	Essex National Securities, Inc. other	U.S. Bancorp Advisors, LLC other	Other	Jan 4, 2005	Jan 27, 2005
Robert Ralph Reidinger	Essex National Securities, Inc. other	Pnc Wealth Management other	Other	Dec 6, 2004	Oct 11, 2005 (309 d)
Dorota Kim	Essex National Securities, Inc. other	Capital One Financial Advisors LLC unclassified	Other	Oct 5, 2004	Jan 3, 2005 (90 d)
James K. Ma	Essex National Securities, Inc. other	Capital One Financial Advisors LLC unclassified	Other	Sep 1, 2004	Jan 14, 2004
Justin Samuel Robertson	Essex National Securities, Inc. other	Ifmg Securities, Inc. unclassified	Other	Aug 12, 2004	Aug 24, 2004
John Campbell Sung	Essex National Securities, Inc. other	Chase Investment Services Corp. other	Other	May 6, 2004	May 21, 2004
Antonio Avelino Garcia	Essex National Securities, Inc. other	Ifmg Securities, Inc. unclassified	Other	Apr 30, 2004	May 3, 2004
Luis Vinicio Alvarado	Essex National Securities, Inc. other	Ifmg Securities, Inc. unclassified	Other	Apr 30, 2004	May 3, 2004
Thomas Joseph Lucas	Essex National Securities, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Apr 27, 2004	May 13, 2004
Susan Jones Kirkpatrick	Essex National Securities, Inc. other	Wamu Investments, Inc. unclassified	Other	Mar 19, 2004	Jul 19, 2004 (122 d)
Dominic Andrew Milito	Essex National Securities, Inc. other	Capital One Financial Advisors LLC unclassified	Other	Jan 28, 2004	Jan 15, 2004
Frank Joseph Romano	Essex National Securities, Inc. other	Capital One Financial Advisors LLC unclassified	Other	Jan 14, 2004	Jan 14, 2004
William Thomas Spencer	Essex National Securities, Inc. other	Capital One Financial Advisors LLC unclassified	Other	Jan 5, 2004	Jan 5, 2004
Jonathan Scott Hurd	Essex National Securities, Inc. other	Capital One Financial Advisors LLC unclassified	Other	Jan 5, 2004	Jan 5, 2004
Annette Quigley	Essex National Securities, Inc. other	Uvest Financial Services Group, Inc. unclassified	Other	Jul 1, 2003	Jun 30, 2003
Michele Anne Tellstone	Essex National Securities, Inc. other	Pks Advisory Services, LLC other	Other	Jun 2, 2003	Jan 31, 2007 (1339 d)

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179 moves match.