DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ae Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Thomas Hansen | Ae Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Nov 18, 2024 | Nov 22, 2024 |
| Vincent Buttaro | Ae Wealth Management, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2024 | Nov 18, 2024 |
| Keith Brand | Ae Wealth Management, LLC independent RIA | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Nov 8, 2024 | Jul 16, 2024 |
| Brian Douglas Hinton | Ae Wealth Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 6, 2024 | May 1, 2025 (176 d) |
| Richard B Constantine | Ae Wealth Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 31, 2024 | Nov 13, 2024 |
| Shelby Buchanan Constantine | Ae Wealth Management, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 31, 2024 | Dec 6, 2024 (36 d) |
| Alexas Marie Cabral | Ae Wealth Management, LLC independent RIA | Citizens Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 28, 2024 | Oct 22, 2024 |
| Tyler Nowotny | Ae Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Oct 21, 2024 | Jan 5, 2026 (441 d) |
| Douglas Robert Lederer | Ae Wealth Management, LLC independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2024 | Aug 5, 2025 (293 d) |
| Humberto Gonzalez | Ae Wealth Management, LLC independent RIA | Simplicity Wealth mixed wealth | RIA to RIA | Oct 16, 2024 | Apr 29, 2025 (195 d) |
| Emil J Brost | Ae Wealth Management, LLC independent RIA | Madison Avenue Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 7, 2024 | Oct 3, 2024 |
| Jeffrey Scott Beyer | Ae Wealth Management, LLC independent RIA | Paladin Retirement Advisors state registered | RIA to a state-registered adviser | Oct 1, 2024 | Feb 11, 2025 (133 d) |
| Mark Harris Schlossenberg | Ae Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Sep 30, 2024 | Oct 2, 2024 |
| Randi Laura Gibbons | Ae Wealth Management, LLC independent RIA | Sowell Management independent RIA | RIA to RIA | Sep 20, 2024 | Nov 1, 2024 (42 d) |
| Kylee Brooke Marcy | Ae Wealth Management, LLC independent RIA | Lfg Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Sep 20, 2024 | Jun 13, 2024 |
| Clay Daniel Watkins | Ae Wealth Management, LLC independent RIA | Lfg Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Sep 20, 2024 | Jun 13, 2024 |
| Justin C Jenkins | Ae Wealth Management, LLC independent RIA | Lfg Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Sep 20, 2024 | Jun 5, 2024 |
| Troy Vincent Todd | Ae Wealth Management, LLC independent RIA | Lfg Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Sep 20, 2024 | Jun 13, 2024 |
| Patrick John Rumoro | Ae Wealth Management, LLC independent RIA | Lfg Wealth Partners, LLC no RAUM | RIA to a newly registered adviser | Sep 20, 2024 | Jun 13, 2024 |
| Braden Seymour | Ae Wealth Management, LLC independent RIA | Kleinfelder Capital, Inc. independent RIA | RIA to RIA | Sep 19, 2024 | Feb 4, 2025 (138 d) |
| Eric R Faidley | Ae Wealth Management, LLC independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Other | Sep 13, 2024 | Sep 16, 2024 |
| Christopher Earl Ballard | Ae Wealth Management, LLC independent RIA | Ballard Wealth Management LLC state registered | RIA to a state-registered adviser | Sep 3, 2024 | Jun 4, 2024 |
| Jason Rindskopf | Ae Wealth Management, LLC independent RIA | Signal Advisors Wealth, LLC independent RIA | RIA to RIA | Aug 29, 2024 | Aug 30, 2024 |
| Kermit Dale Mcgregor | Ae Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Aug 26, 2024 | Aug 29, 2024 |
| Emily Diane Arnold | Ae Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Aug 2, 2024 | Oct 10, 2024 (69 d) |
| Victoria Elaine Larson | Ae Wealth Management, LLC independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Other | Jul 29, 2024 | Jul 29, 2024 |
| Heather Lee Pariseau | Ae Wealth Management, LLC independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Other | Jul 29, 2024 | Sep 5, 2024 (38 d) |
| Glenn Patrick Cummings | Ae Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jul 25, 2024 | Jul 31, 2024 |
| Nicholas Robert Sloane | Ae Wealth Management, LLC independent RIA | Solomon Api LLC independent RIA | RIA to RIA | Jul 22, 2024 | Jul 22, 2024 |
| Adam Nidal Naser | Ae Wealth Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jul 9, 2024 | Jul 31, 2024 |
| Ryan Christian O'Connor | Ae Wealth Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jul 9, 2024 | Jul 31, 2024 |
| Matthew Howard Eilers | Ae Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jun 20, 2024 | Jun 21, 2024 |
| Chang Shin | Ae Wealth Management, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Jun 18, 2024 | Oct 18, 2024 (122 d) |
| Roberto Antonio Yudice | Ae Wealth Management, LLC independent RIA | Fellowship Financial Group independent RIA | RIA to RIA | Jun 14, 2024 | Jun 24, 2024 |
| Colin Timothy Richards | Ae Wealth Management, LLC independent RIA | Lord And Richards no RAUM | RIA to a newly registered adviser | Jun 13, 2024 | Jan 8, 2024 |
| Timothy Alan Trier | Ae Wealth Management, LLC independent RIA | Lord And Richards no RAUM | RIA to a newly registered adviser | Jun 13, 2024 | Jan 8, 2024 |
| Luke Taylor Gregory | Ae Wealth Management, LLC independent RIA | Lord And Richards independent RIA | RIA to RIA | Jun 13, 2024 | Jan 3, 2025 (204 d) |
| Jonathan Luke Glazier | Ae Wealth Management, LLC independent RIA | Lord And Richards no RAUM | RIA to a newly registered adviser | Jun 13, 2024 | Jan 8, 2024 |
| Bryan James Payton | Ae Wealth Management, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | Jun 7, 2024 | Jul 25, 2024 (48 d) |
| Alexander Michael Santa | Ae Wealth Management, LLC independent RIA | Signal Advisors Wealth, LLC independent RIA | RIA to RIA | May 30, 2024 | Jun 12, 2024 |
| Philip James Cooper | Ae Wealth Management, LLC independent RIA | 210 Financial no RAUM | RIA to a newly registered adviser | May 23, 2024 | Jan 16, 2024 |
| Stuart Mathew Hunsicker | Ae Wealth Management, LLC independent RIA | Corecap Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 23, 2024 | May 23, 2024 |
| Kendall Stephan Stahl | Ae Wealth Management, LLC independent RIA | 210 Financial no RAUM | RIA to a newly registered adviser | May 23, 2024 | Jan 10, 2024 |
| Andrea Lynn Hall | Ae Wealth Management, LLC independent RIA | Proverbi Capital Advisors, LLC state registered | RIA to a state-registered adviser | May 15, 2024 | Aug 5, 2025 (447 d) |
| Jesse Daniel Psinas | Ae Wealth Management, LLC independent RIA | 210 Financial no RAUM | RIA to a newly registered adviser | May 6, 2024 | Jan 10, 2024 |
| Scott Edward Sidor | Ae Wealth Management, LLC independent RIA | Creativeone Wealth, LLC independent RIA | RIA to RIA | May 2, 2024 | May 9, 2024 |
| Sean Kimball Clark | Ae Wealth Management, LLC independent RIA | Royal Fund Management, LLC independent RIA | RIA to RIA | May 1, 2024 | May 2, 2024 |
| Marcus Todd Veillon | Ae Wealth Management, LLC independent RIA | Simplicity Wealth other | Other | Apr 16, 2024 | May 28, 2024 (42 d) |
| Aaron Boyce | Ae Wealth Management, LLC independent RIA | Encompass More Asset Management LLC independent RIA | RIA to RIA | Apr 12, 2024 | May 16, 2024 (34 d) |
| Connor Alexander Parker | Ae Wealth Management, LLC independent RIA | Parker Financial Group unclassified | Other | Apr 12, 2024 | Apr 15, 2024 |
| Andrew Crim | Ae Wealth Management, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2024 | Nov 7, 2024 (219 d) |
| Steven John Krueger | Ae Wealth Management, LLC independent RIA | Retirement Income Planning LLC state registered | RIA to a state-registered adviser | Apr 2, 2024 | Jun 25, 2024 (84 d) |
| John David Miller | Ae Wealth Management, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Mar 29, 2024 | Apr 10, 2024 |
| Austin Daniel Hanse | Ae Wealth Management, LLC independent RIA | Fefa Financial no RAUM | RIA to a newly registered adviser | Mar 29, 2024 | May 31, 2023 |
| Andrew Thomas Stringer | Ae Wealth Management, LLC independent RIA | Fefa Financial no RAUM | RIA to a newly registered adviser | Mar 29, 2024 | May 31, 2023 |
| David Albert Domenick | Ae Wealth Management, LLC BD affiliated | Capital A Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2024 | Nov 22, 2023 |
| David Albert Domenick | Ae Wealth Management, LLC BD affiliated | Capital A Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2024 | Nov 22, 2023 |
| Brandon Michael Domenick | Ae Wealth Management, LLC BD affiliated | Capital A Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2024 | Nov 22, 2023 |
| Joel Nesbitt | Ae Wealth Management, LLC BD affiliated | Capital A Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2024 | Nov 22, 2023 |
| Patrick Mario Danglidis | Ae Wealth Management, LLC BD affiliated | Capital A Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2024 | Nov 22, 2023 |
546 moves match.