DFX Intelligence
Advisor moves
Departures from Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alan Norman Beaulieu | Kestra Advisory Services, LLC BD affiliated | Bellwether Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 18, 2019 | Mar 15, 2019 |
| Brian Lucien Beaulieu | Kestra Advisory Services, LLC BD affiliated | Bellwether Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 18, 2019 | Mar 15, 2019 |
| Kristy Grauer | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Jun 29, 2023 (1333 d) |
| Joel Phillip Karban | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2019 | Nov 18, 2019 |
| Rachel Niemuth | Kestra Advisory Services, LLC BD affiliated | Requisite Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2019 | Jun 9, 2021 (590 d) |
| Marc Anthony Walker | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2019 | Oct 28, 2019 |
| Erika Dagmar Bylund | Kestra Advisory Services, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2019 | Oct 28, 2019 |
| Matthew Lee Joines | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2019 | Oct 28, 2019 |
| Russell Hobart Clemmer | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2019 | Oct 28, 2019 |
| Clinton David Bucher | Kestra Advisory Services, LLC BD affiliated | Monon Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2019 | Oct 21, 2019 |
| Meredith Ruth Moore | Kestra Advisory Services, LLC BD affiliated | Lockton Investment Advisors, LLC institutional | Other | Oct 18, 2019 | Nov 11, 2019 |
| Hector E Pagan | Kestra Advisory Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2019 | Oct 17, 2019 |
| Alexander Martin Groth | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2019 | Jan 17, 2023 (1189 d) |
| Clyde Warren Ford | Kestra Advisory Services, LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2019 | Oct 11, 2019 |
| Sean Michael Tomajan | Kestra Advisory Services, LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2019 | Oct 11, 2019 |
| James A Halsch | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Oct 2, 2019 |
| Brent Coleman Elliott | Kestra Advisory Services, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Oct 1, 2019 |
| Timothy Arthur Mellon | Kestra Advisory Services, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Oct 1, 2019 |
| Rodney Gray Segraves | Kestra Advisory Services, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Oct 1, 2019 |
| Jonathan Edward Farrell | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Aug 8, 2022 (1043 d) |
| Julie Roberts Talbot | Kestra Advisory Services, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2019 | Aug 16, 2022 (1054 d) |
| Christopher Allen Tipton | Kestra Advisory Services, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2019 | Oct 7, 2019 |
| Will K Knight | Kestra Advisory Services, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2019 | Oct 18, 2019 |
| William August Kientz | Kestra Advisory Services, LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2019 | Oct 11, 2019 |
| Eric E. Harley | Kestra Advisory Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 24, 2019 | Oct 15, 2019 |
| Barry Solon | Kestra Advisory Services, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2019 | Jan 29, 2025 (1955 d) |
| Jeremy Eric Johansen | Kestra Advisory Services, LLC BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2019 | Oct 14, 2020 (399 d) |
| Todd Sheppard Healy | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Sep 9, 2019 |
| Carolyn Jane Smith | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Sep 9, 2019 |
| Christopher Todd Wilhoit | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 5, 2019 |
| Jeremy Christopher Meyer | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 5, 2019 |
| Jason John Bogaczyk | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 5, 2019 |
| Glen Adair Tyler | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 6, 2019 |
| Megan Penn | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2019 | Sep 5, 2019 |
| Robert Edward Nienaber | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2019 | Aug 28, 2019 |
| David Thomas Hooban | Kestra Advisory Services, LLC BD affiliated | Lockton Investment Advisors, LLC institutional | Other | Aug 28, 2019 | Sep 26, 2019 |
| Daniel William Stephens | Kestra Advisory Services, LLC BD affiliated | Ivc Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 19, 2019 | Apr 25, 2019 |
| Ronald Jack Joyce | Kestra Advisory Services, LLC BD affiliated | Ivc Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 19, 2019 | Apr 25, 2019 |
| Eric Vaughn Landes | Kestra Advisory Services, LLC BD affiliated | Ivc Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 19, 2019 | Apr 25, 2019 |
| Anthony C Willoughby | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Aug 14, 2019 |
| Henry Ryan Coker | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Aug 13, 2019 |
| Stephen Page Todd | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Aug 13, 2019 |
| Steven Todd Johnson | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Aug 14, 2019 |
| Anne Collins Todd Bird | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Aug 13, 2019 |
| David William Gotwals | Kestra Advisory Services, LLC BD affiliated | Ivc Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 5, 2019 | Apr 25, 2019 |
| Robert Neal Cohen | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2019 | Aug 6, 2019 |
| David Allen Turner | Kestra Advisory Services, LLC BD affiliated | Bison Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2019 | Aug 1, 2019 |
| Andrew David Cohn | Kestra Advisory Services, LLC BD affiliated | Strategic Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2019 | Jul 26, 2019 |
| Edward Wayne Charton | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2019 | Jun 26, 2019 |
| Brian Andrew Messick | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2019 | May 30, 2019 |
| Michael G Weber | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2019 | May 30, 2019 |
| Kathryn Ann Messick | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2019 | May 30, 2019 |
| Shad Matthew Evans | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2019 | May 15, 2019 |
| Kristi M Trowbridge | Kestra Advisory Services, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2019 | Jan 27, 2020 (290 d) |
| Amy Susan Hanophy | Kestra Advisory Services, LLC BD affiliated | Bok Financial Asset Management, Inc. institutional | Other | Apr 1, 2019 | Mar 29, 2019 |
| Jeffrey Jon Cullen | Kestra Advisory Services, LLC BD affiliated | Srp Advisory Services LLC unclassified | Other | Apr 1, 2019 | Apr 25, 2017 |
| Jason Robert Parrish | Kestra Advisory Services, LLC BD affiliated | Lifepro Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2019 | Mar 26, 2019 |
| William Clayton Smith | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2019 | Apr 1, 2019 |
| Charles Tyler Brocato | Kestra Advisory Services, LLC BD affiliated | Bok Financial Asset Management, Inc. institutional | Other | Apr 1, 2019 | Mar 29, 2019 |
| Tamara Leah Higgins | Kestra Advisory Services, LLC BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2019 | May 8, 2019 (40 d) |
925 moves match.