DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Voya Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kaitlyn Elaine Wigman Childers | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Dec 1, 2021 |
| Victor Sal Acca | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2021 | Sep 17, 2021 |
| Daniel George Misse | Voya Financial Advisors, Inc. BD affiliated | Mariner Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2021 | Nov 19, 2021 |
| Shawn Patrick Millerick | Voya Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2021 | Jun 29, 2023 (588 d) |
| Conor Moore | Voya Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC other | Other | Nov 15, 2021 | Nov 30, 2021 |
| Andrew T Pudenz | Voya Financial Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2021 | Nov 9, 2021 |
| Jeffrey James Wheeler | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Feb 16, 2022 (99 d) |
| Michael Thomas Mcclintock | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Nov 1, 2021 |
| Gregory Morris Ruley | Voya Financial Advisors, Inc. BD affiliated | Mariner Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2021 | Nov 2, 2021 |
| Jeff Alan Tomlinson | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2021 | Nov 1, 2021 |
| Daniel Thomas Nickerson | Voya Financial Advisors, Inc. BD affiliated | Natixis Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2021 | Feb 15, 2022 (132 d) |
| Michael Wiggins | Voya Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Nov 3, 2021 (34 d) |
| Daniel C Duffey | Voya Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Oct 19, 2021 (42 d) |
| Thomas Daniel Duff | Voya Financial Advisors, Inc. BD affiliated | Voya Investment Management Co. LLC other | Other | Sep 3, 2021 | Jul 14, 2021 |
| Jacob M Honea | Voya Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Sep 13, 2021 |
| Kimberley Kae Hamilton | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Aug 16, 2021 |
| James Gordon Hamilton | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Dec 2, 2024 (1203 d) |
| Casey Allen Tjalsma | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Aug 16, 2021 |
| Mark Aaron Mrochek | Voya Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2021 | Jul 21, 2021 |
| Hussain Shezad Contractor | Voya Financial Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Jul 1, 2021 |
| William Thomas Wright | Voya Financial Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2021 | Jun 7, 2021 |
| Timothy Boyle Murphy | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2021 | Jul 6, 2021 |
| William Davies Watson | Voya Financial Advisors, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2021 | May 13, 2021 |
| Michael Meehan | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Jun 15, 2021 | Jun 14, 2021 |
| Mary L Cunningham | Voya Financial Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2021 | Jul 1, 2021 |
| Edward Pollis | Voya Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2021 | Feb 7, 2023 (602 d) |
| Corey Allen Day | Voya Financial Advisors, Inc. BD affiliated | Voya Financial Partners, LLC other | Other | Jun 15, 2021 | Jun 24, 2010 |
| Richard Frederick Trasport | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2021 | May 26, 2021 |
| Philip Robert Spitzer | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | May 18, 2021 |
| Keith Hower | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Jun 4, 2021 |
| Stephen John Avery | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Jun 4, 2021 |
| Danny Young | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2021 | Jun 7, 2021 |
| Michael Robert Langer | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Philip John Schulte | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Karen Rae Hammond | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Ava Diane Smith | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| James Paul Mailhes | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Gary William Barkman | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| David Eugene Packard | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Clare Elizabeth Sheridan | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Cindy Shiu Hing Mercado | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Allan Ira Abrams | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Wade Alan Mcfee | Voya Financial Advisors, Inc. BD affiliated | Mcfee Financial Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 9, 2021 | Jan 27, 2014 |
| Jeffrey Paul Filipek | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Stuart Laurence Rosenthal | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Joseph Lynn Tigert | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Michael Ray Grubb | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Steven J Kaminski | Voya Financial Advisors, Inc. BD affiliated | Voya Financial Partners, LLC other | Other | Jun 9, 2021 | Feb 28, 2014 |
| Scott William Slacum | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| James Richard Casey | Voya Financial Advisors, Inc. BD affiliated | North American Wealth Advisors Inc. no RAUM | Other | Jun 9, 2021 | Jul 16, 2018 |
| Arthur Ernest Baird | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Winston Yuin Tsang | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Kathryn A Sullivan | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Francesco Paul Vitale | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Rodney Michael Kramp | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Amy Lea Belcher | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Aug 15, 2022 (432 d) |
| Anya Marie Stutz | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Mark James Mischke | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Alan Preston Canine | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
| Scott Evan Muma | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Jun 9, 2021 |
1,538 moves match.